Security key
09075P105
BioXcel Therapeutics, Inc. - Common Stock, par value $0.001 (BTAI)
CUSIP: 09075P105
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Common Stock, par value $0.001
- Shares outstanding
- 27,093,277
- Total 13F shares
- 4,342,692
- Share change
- -57,747
- Total reported value
- $63,268,018
- Price per share
- $14.61
- Number of holders
- 42
- Value change
- +$1,450,806
- Number of buys
- 23
- Number of sells
- 13
Report period
Q4 2019
Institutions
42
Top holders
10
BTAI full security history
Newer quarter: Q1 2020
Previous quarter: Q3 2019
BioXcel Therapeutics, Inc. SEC filings
BioXcel Therapeutics, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 09075P105
Recent filing periods:
Ownership snapshot
Top shareholders of BTAI - BioXcel Therapeutics, Inc. - Common Stock, par value $0.001 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with the largest verified stakes, then open the linked filing trail.
Lead holder
Artemis Investment Management LLP
13D/G signal
—
Evidence rows
44
Latest as of
30 Sep 2019
13F
Lead comparable stake: 4.4%
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Artemis Investment Management LLP |
13F
Company
|
4.4%
|
$8,365,000
1,190,184 shares
|
— | 30 Sep 2019 |
| FMR LLC |
13F
Company
|
3.4%
|
$6,411,000
910,589 shares
|
— | 30 Sep 2019 |
| VANGUARD GROUP INC |
13F
Company
|
1.4%
|
$2,697,000
383,065 shares
|
— | 30 Sep 2019 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
Company
|
1.2%
|
$2,223,000
315,700 shares
|
— | 30 Sep 2019 |
| BlackRock Finance, Inc. |
13F
Company
|
1.1%
|
$2,172,000
308,556 shares
|
— | 30 Sep 2019 |
| Point72 Asset Management, L.P. |
13F
Company
|
0.78%
|
$1,478,000
210,000 shares
|
— | 30 Sep 2019 |
| CVI Holdings, LLC |
13F
Company
|
0.59%
|
$1,119,000
158,988 shares
|
— | 30 Sep 2019 |
| DAFNA Capital Management LLC |
13F
Company
|
0.47%
|
$898,000
127,500 shares
|
— | 30 Sep 2019 |
| NORTHERN TRUST CORP |
13F
Company
|
0.41%
|
$786,000
111,573 shares
|
— | 30 Sep 2019 |
| STATE STREET CORP |
13F
Company
|
0.31%
|
$597,000
84,813 shares
|
— | 30 Sep 2019 |
| UBS Group AG |
13F
Company
|
0.29%
|
$563,000
79,902 shares
|
— | 30 Sep 2019 |
| RENAISSANCE TECHNOLOGIES LLC |
13F
Company
|
0.29%
|
$547,000
77,700 shares
|
— | 30 Sep 2019 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
0.23%
|
$435,000
61,909 shares
|
— | 30 Sep 2019 |
| Squarepoint Ops LLC |
13F
Company
|
0.13%
|
$250,000
35,548 shares
|
— | 30 Sep 2019 |
| Bank of New York Mellon Corp |
13F
Company
|
0.07%
|
$137,000
19,423 shares
|
— | 30 Sep 2019 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
Company
|
0.05%
|
$89,000
12,536 shares
|
— | 30 Sep 2019 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
0.04%
|
$78,000
11,070 shares
|
— | 30 Sep 2019 |
| Nuveen Asset Management, LLC |
13F
Company
|
0.04%
|
$75,000
10,694 shares
|
— | 30 Sep 2019 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
Company
|
0.03%
|
$65,000
9,282 shares
|
— | 30 Sep 2019 |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
Company
|
0.03%
|
$65,000
9,200 shares
|
— | 30 Sep 2019 |
| STRS OHIO |
13F
Company
|
0.03%
|
$59,000
8,500 shares
|
— | 30 Sep 2019 |
| RATIONAL ADVISORS, INC. |
13F
Company
|
0.03%
|
$48,000
6,819 shares
|
— | 30 Sep 2019 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
0.02%
|
$38,000
5,334 shares
|
— | 30 Sep 2019 |
| Capital Investment Advisory Services, LLC |
13F
Company
|
0.02%
|
$35,000
5,000 shares
|
— | 30 Sep 2019 |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
Company
|
0.01%
|
$27,000
3,807 shares
|
— | 30 Sep 2019 |
| AllSquare Wealth Management LLC |
13F
Company
|
0.01%
|
$21,000
3,000 shares
|
— | 30 Sep 2019 |
| BARCLAYS PLC |
13F
Company
|
0.01%
|
$21,000
2,972 shares
|
— | 30 Sep 2019 |
| BANK OF MONTREAL /CAN/ |
13F
Company
|
0.01%
|
$20,000
2,745 shares
|
— | 30 Sep 2019 |
| MORGAN STANLEY |
13F
Company
|
0.01%
|
$19,000
2,714 shares
|
— | 30 Sep 2019 |
| JPMORGAN CHASE & CO |
13F
Company
|
0.01%
|
$14,000
1,977 shares
|
— | 30 Sep 2019 |
| DEUTSCHE BANK AG\ |
13F
Company
|
0.01%
|
$10,000
1,517 shares
|
— | 30 Sep 2019 |
| Tower Research Capital LLC (TRC) |
13F
Company
|
0%
|
$9,000
1,291 shares
|
— | 30 Sep 2019 |
| Legal & General Group Plc |
13F
Company
|
0%
|
$7,000
1,005 shares
|
— | 30 Sep 2019 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
Company
|
0%
|
$7,000
1,000 shares
|
— | 30 Sep 2019 |
| VICTORY CAPITAL MANAGEMENT INC |
13F
Company
|
0%
|
$6,000
818 shares
|
— | 30 Sep 2019 |
| MEEDER ASSET MANAGEMENT INC |
13F
Company
|
0%
|
$5,000
734 shares
|
— | 30 Sep 2019 |
| Point72 Hong Kong Ltd |
13F
Company
|
0%
|
$5,000
715 shares
|
— | 30 Sep 2019 |
| Ameritas Investment Partners, Inc. |
13F
Company
|
0%
|
$4,000
531 shares
|
— | 30 Sep 2019 |
| Parallel Advisors, LLC |
13F
Company
|
0%
|
$3,000
400 shares
|
— | 30 Sep 2019 |
| BNP PARIBAS FINANCIAL MARKETS |
13F
Company
|
0%
|
$2,098
298 shares
|
— | 30 Sep 2019 |
| CITIGROUP INC |
13F
Company
|
0%
|
$2,000
298 shares
|
— | 30 Sep 2019 |
| Geneos Wealth Management Inc. |
13F
Company
|
0%
|
$1,000
215 shares
|
— | 30 Sep 2019 |
| Cubist Systematic Strategies, LLC |
13F
Company
|
0%
|
$1,000
200 shares
|
— | 30 Sep 2019 |
| Ameritas Investment Company, LLC |
13F
Company
|
0%
|
$1,000
74 shares
|
— | 30 Sep 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
42
Shares
4,342,692
Rows loaded
42
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
41
Q4 2019 holders
42
Holder diff
1
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.