BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)

CUSIP: 06760L100

Q4 2023 13F Holders as of 31 Dec 2023

Type / Class
Equity / Common
Shares outstanding
20,065,249
Total 13F shares
5,743,759
Share change
+188,820
Total reported value
$77,281,173
Price per share
$13.44
Number of holders
55
Value change
+$2,600,060
Number of buys
24
Number of sells
26

Security key

06760L100

Report period

Q4 2023

Institutions

55

Top holders

10

Ownership snapshot

Top shareholders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
SIT INVESTMENT ASSOCIATES...
13D/G signal
Evidence rows
50
Latest as of
30 Sep 2023
13F Lead comparable stake: 3.6% Showing first 8 of 50 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
SIT INVESTMENT ASSOCIATES INC
13F
Company
13F
3.6%
$9,153,000
720,674 shares
30 Sep 2023
MORGAN STANLEY
13F
Company
13F
3%
$7,525,627
592,569 shares
30 Sep 2023
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
13F
2.7%
$6,848,373
539,242 shares
30 Sep 2023
WELLS FARGO & COMPANY/MN
13F
Company
13F
2.6%
$6,530,443
514,208 shares
30 Sep 2023
TSP Capital Management Group, LLC
13F
Company
13F
2%
$5,149,109
405,442 shares
30 Sep 2023
GUGGENHEIM CAPITAL LLC
13F
Company
13F
1.6%
$4,155,046
327,169 shares
30 Sep 2023
Hennion & Walsh Asset Management, Inc.
13F
Company
13F
1.6%
$4,021,150
316,626 shares
30 Sep 2023
Invesco Ltd.
13F
Company
13F
1.6%
$3,956,063
311,501 shares
30 Sep 2023
Show 42 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
COHEN & STEERS, INC.
13F
Company
13F
1.3%
$3,228,000
254,171 shares
30 Sep 2023
Capital Investment Advisors, LLC
13F
Company
13F
0.88%
$2,231,048
175,673 shares
30 Sep 2023
Vivaldi Capital Management LP
13F
Company
13F
0.8%
$2,030,396
159,874 shares
30 Sep 2023
RAYMOND JAMES & ASSOCIATES
13F
Company
13F
0.61%
$1,565,302
123,252 shares
30 Sep 2023
OSAIC HOLDINGS, INC.
13F
Company
13F
0.44%
$1,133,334
89,234 shares
30 Sep 2023
ENVESTNET ASSET MANAGEMENT INC
13F
Company
13F
0.41%
$1,053,149
82,925 shares
30 Sep 2023
PARK AVENUE SECURITIES LLC
13F
Company
13F
0.35%
$902,000
70,996 shares
30 Sep 2023
Camelot Portfolios, LLC
13F
Company
13F
0.33%
$838,992
66,062 shares
30 Sep 2023
BANK OF AMERICA CORP /DE/
13F
Company
13F
0.3%
$764,732
60,215 shares
30 Sep 2023
RFG Advisory, LLC
13F
Company
13F
0.26%
$659,425
51,923 shares
30 Sep 2023
NewEdge Advisors, LLC
13F
Company
13F
0.23%
$596,119
46,938 shares
30 Sep 2023
Jefferies Financial Group Inc.
13F
Company
13F
0.22%
$562,813
44,316 shares
30 Sep 2023
Cetera Investment Advisers
13F
Company
13F
0.22%
$561,222
44,191 shares
30 Sep 2023
THRIVENT FINANCIAL FOR LUTHERANS
13F
Company
13F
0.21%
$545,000
42,891 shares
30 Sep 2023
Shaker Financial Services, LLC
13F
Company
13F
0.18%
$456,832
35,689 shares
30 Sep 2023
FIRST TRUST ADVISORS LP
13F
Company
13F
0.17%
$423,479
33,345 shares
30 Sep 2023
ROYAL BANK OF CANADA
13F
Company
13F
0.16%
$418,000
32,893 shares
30 Sep 2023
Baird Financial Group, Inc.
13F
Company
13F
0.13%
$338,087
26,621 shares
30 Sep 2023
UBS Group AG
13F
Company
13F
0.12%
$312,687
24,621 shares
30 Sep 2023
AQR Arbitrage LLC
13F
Company
13F
0.11%
$278,511
21,930 shares
30 Sep 2023
Raymond James Financial Services Advisors, Inc.
13F
Company
13F
0.11%
$269,138
21,192 shares
30 Sep 2023
MCRAE CAPITAL MANAGEMENT INC
13F
Company
13F
0.1%
$251,529
19,805 shares
30 Sep 2023
CALDWELL SUTTER CAPITAL, INC.
13F
Company
13F
0.09%
$234,950
18,500 shares
30 Sep 2023
MML INVESTORS SERVICES, LLC
13F
Company
13F
0.08%
$210,000
16,571 shares
30 Sep 2023
IFG Advisory, LLC
13F
Company
13F
0.07%
$187,198
14,740 shares
30 Sep 2023
Cetera Advisor Networks LLC
13F
Company
13F
0.06%
$162,711
12,812 shares
30 Sep 2023
COMERICA BANK
13F
Company
13F
0.06%
$159,995
12,598 shares
30 Sep 2023
BARINGS LLC
13F
Company
13F
0.06%
$155,786
12,267 shares
30 Sep 2023
INTEGRATED CAPITAL MANAGEMENT, INC.
13F
Company
13F
0.06%
$153,166
12,060 shares
30 Sep 2023
WOLVERINE ASSET MANAGEMENT LLC
13F
Company
13F
0.06%
$153,149
12,059 shares
30 Sep 2023
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
13F
0.06%
$142,913
11,253 shares
30 Sep 2023
Advisory Services Network, LLC
13F
Company
13F
0.06%
$141,608
11,150 shares
30 Sep 2023
MGO ONE SEVEN LLC
13F
Company
13F
0.05%
$138,918
10,938 shares
30 Sep 2023
STIFEL FINANCIAL CORP
13F
Company
13F
0.05%
$132,986
10,471 shares
30 Sep 2023
Ignite Planners, LLC
13F
Company
13F
0.05%
$128,681
10,311 shares
30 Sep 2023
CLOUGH CAPITAL PARTNERS L P
13F
Company
13F
0.05%
$130,315
10,261 shares
30 Sep 2023
Quarry LP
13F
Company
13F
0.05%
$130,315
10,261 shares
30 Sep 2023
TRANSCEND CAPITAL ADVISORS, LLC
13F
Company
13F
0.05%
$127,000
10,000 shares
30 Sep 2023
EMFO, LLC
13F
Company
13F
0.04%
$93,333
7,349 shares
30 Sep 2023
CAROLINAS WEALTH CONSULTING LLC
13F
Company
13F
0.02%
$51,910
4,253 shares
30 Sep 2023
Elequin Capital, LP
13F
Company
13F
0.02%
$51,435
4,050 shares
30 Sep 2023
SOA Wealth Advisors, LLC.
13F
Company
13F
0.01%
$28,397
2,236 shares
30 Sep 2023
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
55
Shares
5,743,759
Rows loaded
55
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q4 2023 vs Q3 2023 Across Filers

Q3 2023 holders
59
Q4 2023 holders
55
Holder diff
-4
Investor Q3 2023 Shares Q4 2023 Shares Share Diff Share Chg % Q3 2023 value Q4 2023 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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