BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)

CUSIP: 06760L100

Q3 2023 13F Holders as of 30 Sep 2023

Type / Class
Equity / Common
Shares outstanding
20,065,249
Total 13F shares
5,550,203
Share change
-63,211
Total reported value
$70,486,700
Price per share
$12.70
Number of holders
59
Value change
-$814,216
Number of buys
32
Number of sells
18

Quarterly Holders Quick Answers

What is CUSIP 06760L100?
CUSIP 06760L100 identifies BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common in SEC institutional holdings data.

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Top shareholders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
SIT INVESTMENT ASSOCIATES INC
13F
Company
3.5%
700,674
$9,137,000 30 Jun 2023
13F
MORGAN STANLEY
13F
Company
3%
598,256
$7,801,270 30 Jun 2023
13F
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
2.8%
564,589
$7,362,241 30 Jun 2023
13F
WELLS FARGO & COMPANY/MN
13F
Company
2.5%
492,223
$6,418,594 30 Jun 2023
13F
TSP Capital Management Group, LLC
13F
Company
2%
396,216
$5,166,645 30 Jun 2023
13F
Invesco Ltd.
13F
Company
1.8%
353,906
$4,614,934 30 Jun 2023
13F
Hennion & Walsh Asset Management, Inc.
13F
Company
1.6%
318,008
$4,147,000 30 Jun 2023
13F
GUGGENHEIM CAPITAL LLC
13F
Company
1.5%
307,170
$4,005,497 30 Jun 2023
13F
COHEN & STEERS, INC.
13F
Company
1.3%
261,541
$3,410,000 30 Jun 2023
13F
Vivaldi Capital Management LP
13F
Company
1.3%
261,398
$3,408,631 30 Jun 2023
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
0.78%
156,989
$2,047,138 30 Jun 2023
13F
Capital Investment Advisors, LLC
13F
Company
0.76%
152,244
$1,985,263 30 Jun 2023
13F
RFG Advisory, LLC
13F
Company
0.52%
104,906
$1,367,974 30 Jun 2023
13F
ENVESTNET ASSET MANAGEMENT INC
13F
Company
0.41%
82,604
$1,077,161 30 Jun 2023
13F
Camelot Portfolios, LLC
13F
Company
0.41%
82,428
$1,074,863 30 Jun 2023
13F
PARK AVENUE SECURITIES LLC
13F
Company
0.35%
70,053
$913,000 30 Jun 2023
13F
NewEdge Advisors, LLC
13F
Company
0.3%
60,563
$789,747 30 Jun 2023
13F
BANK OF AMERICA CORP /DE/
13F
Company
0.28%
56,908
$742,077 30 Jun 2023
13F
OSAIC HOLDINGS, INC.
13F
Company
0.26%
52,376
$683,065 30 Jun 2023
13F
THRIVENT FINANCIAL FOR LUTHERANS
13F
Company
0.26%
52,041
$679,000 30 Jun 2023
13F
Cetera Investment Advisers
13F
Company
0.22%
44,060
$574,548 30 Jun 2023
13F
FIRST TRUST ADVISORS LP
13F
Company
0.18%
35,810
$466,962 30 Jun 2023
13F
Jefferies Financial Group Inc.
13F
Company
0.16%
32,641
$425,639 30 Jun 2023
13F
AQR Arbitrage LLC
13F
Company
0.15%
30,942
$403,484 30 Jun 2023
13F
STIFEL FINANCIAL CORP
13F
Company
0.13%
25,517
$332,743 30 Jun 2023
13F
ROYAL BANK OF CANADA
13F
Company
0.12%
24,476
$319,000 30 Jun 2023
13F
Clear Harbor Asset Management, LLC
13F
Company
0.11%
22,615
$294,900 30 Jun 2023
13F
Baird Financial Group, Inc.
13F
Company
0.11%
21,694
$282,890 30 Jun 2023
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
0.11%
21,192
$276,344 30 Jun 2023
13F
UBS Group AG
13F
Company
0.1%
20,100
$262,103 30 Jun 2023
13F
MCRAE CAPITAL MANAGEMENT INC
13F
Company
0.1%
19,474
$253,935 30 Jun 2023
13F
CALDWELL SUTTER CAPITAL, INC.
13F
Company
0.09%
18,500
$241,240 30 Jun 2023
13F
MML INVESTORS SERVICES, LLC
13F
Company
0.08%
15,671
$204,000 30 Jun 2023
13F
IFG Advisory, LLC
13F
Company
0.07%
14,740
$192,210 30 Jun 2023
13F
Cetera Advisor Networks LLC
13F
Company
0.06%
12,699
$165,595 30 Jun 2023
13F
INTEGRATED CAPITAL MANAGEMENT, INC.
13F
Company
0.06%
12,173
$158,734 30 Jun 2023
13F
BARINGS LLC
13F
Company
0.06%
11,833
$154,308 30 Jun 2023
13F
Advisory Services Network, LLC
13F
Company
0.05%
10,938
$142,635 30 Jun 2023
13F
MGO ONE SEVEN LLC
13F
Company
0.05%
10,933
$142,562 30 Jun 2023
13F
TRANSCEND CAPITAL ADVISORS, LLC
13F
Company
0.05%
10,000
$130,400 30 Jun 2023
13F
Rockefeller Capital Management L.P.
13F
Company
0.04%
7,800
$101,712 30 Jun 2023
13F
EMFO, LLC
13F
Company
0.04%
7,349
$95,831 30 Jun 2023
13F
Steward Partners Investment Advisory, LLC
13F
Company
0.03%
6,344
$82,726 30 Jun 2023
13F
CAROLINAS WEALTH CONSULTING LLC
13F
Company
0.02%
4,253
$55,908 30 Jun 2023
13F
Roger W. Crandall
3/4/5
Adviser Board Member
class O/S missing
3,431
$45,521 29 Nov 2021
SOA Wealth Advisors, LLC.
13F
Company
0.01%
2,236
$29,157 30 Jun 2023
13F
Glen Eagle Advisors, LLC
13F
Company
0.01%
1,700
$22,168 30 Jun 2023
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
0.01%
1,064
$13,875 30 Jun 2023
13F
CWM, LLC
13F
Company
0%
971
$13,000 30 Jun 2023
13F
FNY Investment Advisers, LLC
13F
Company
0%
800
$10,000 30 Jun 2023
13F

Institutional Holders of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) as of Q3 2023

As of 30 Sep 2023, BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) was held by 59 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,550,203 shares. The largest 10 holders included SIT INVESTMENT ASSOCIATES INC, MORGAN STANLEY, RIVERNORTH CAPITAL MANAGEMENT, LLC, WELLS FARGO & COMPANY/MN, TSP Capital Management Group, LLC, GUGGENHEIM CAPITAL LLC, Hennion & Walsh Asset Management, Inc., Invesco Ltd., COHEN & STEERS, INC., and Capital Investment Advisors, LLC. This page lists 59 institutional shareholders reporting positions in this security for the Q3 2023 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2023 vs Q2 2023 Across Filers

Q2 2023 holders
50
Q3 2023 holders
59
Holder diff
9
Investor Q2 2023 Shares Q3 2023 Shares Share Diff Share Chg % Q2 2023 Value $ Q3 2023 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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