BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)
CUSIP: 06760L100
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common
- Shares outstanding
- 20,065,249
- Total 13F shares
- 5,550,203
- Share change
- -63,211
- Total reported value
- $70,486,700
- Price per share
- $12.70
- Number of holders
- 59
- Value change
- -$814,216
- Number of buys
- 32
- Number of sells
- 18
Quarterly Holders Quick Answers
What is CUSIP 06760L100?
CUSIP 06760L100 identifies BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 06760L100:
Top shareholders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
3.5%
|
700,674
|
$9,137,000 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
3%
|
598,256
|
$7,801,270 | — | 30 Jun 2023 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.8%
|
564,589
|
$7,362,241 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.5%
|
492,223
|
$6,418,594 | — | 30 Jun 2023 | |
| TSP Capital Management Group, LLC |
13F
|
Company |
2%
|
396,216
|
$5,166,645 | — | 30 Jun 2023 | |
| Invesco Ltd. |
13F
|
Company |
1.8%
|
353,906
|
$4,614,934 | — | 30 Jun 2023 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
1.6%
|
318,008
|
$4,147,000 | — | 30 Jun 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.5%
|
307,170
|
$4,005,497 | — | 30 Jun 2023 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.3%
|
261,541
|
$3,410,000 | — | 30 Jun 2023 | |
| Vivaldi Capital Management LP |
13F
|
Company |
1.3%
|
261,398
|
$3,408,631 | — | 30 Jun 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.78%
|
156,989
|
$2,047,138 | — | 30 Jun 2023 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.76%
|
152,244
|
$1,985,263 | — | 30 Jun 2023 | |
| RFG Advisory, LLC |
13F
|
Company |
0.52%
|
104,906
|
$1,367,974 | — | 30 Jun 2023 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.41%
|
82,604
|
$1,077,161 | — | 30 Jun 2023 | |
| Camelot Portfolios, LLC |
13F
|
Company |
0.41%
|
82,428
|
$1,074,863 | — | 30 Jun 2023 | |
| PARK AVENUE SECURITIES LLC |
13F
|
Company |
0.35%
|
70,053
|
$913,000 | — | 30 Jun 2023 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.3%
|
60,563
|
$789,747 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.28%
|
56,908
|
$742,077 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.26%
|
52,376
|
$683,065 | — | 30 Jun 2023 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.26%
|
52,041
|
$679,000 | — | 30 Jun 2023 | |
| Cetera Investment Advisers |
13F
|
Company |
0.22%
|
44,060
|
$574,548 | — | 30 Jun 2023 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.18%
|
35,810
|
$466,962 | — | 30 Jun 2023 | |
| Jefferies Financial Group Inc. |
13F
|
Company |
0.16%
|
32,641
|
$425,639 | — | 30 Jun 2023 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.15%
|
30,942
|
$403,484 | — | 30 Jun 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.13%
|
25,517
|
$332,743 | — | 30 Jun 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.12%
|
24,476
|
$319,000 | — | 30 Jun 2023 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
0.11%
|
22,615
|
$294,900 | — | 30 Jun 2023 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.11%
|
21,694
|
$282,890 | — | 30 Jun 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.11%
|
21,192
|
$276,344 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0.1%
|
20,100
|
$262,103 | — | 30 Jun 2023 | |
| MCRAE CAPITAL MANAGEMENT INC |
13F
|
Company |
0.1%
|
19,474
|
$253,935 | — | 30 Jun 2023 | |
| CALDWELL SUTTER CAPITAL, INC. |
13F
|
Company |
0.09%
|
18,500
|
$241,240 | — | 30 Jun 2023 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.08%
|
15,671
|
$204,000 | — | 30 Jun 2023 | |
| IFG Advisory, LLC |
13F
|
Company |
0.07%
|
14,740
|
$192,210 | — | 30 Jun 2023 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.06%
|
12,699
|
$165,595 | — | 30 Jun 2023 | |
| INTEGRATED CAPITAL MANAGEMENT, INC. |
13F
|
Company |
0.06%
|
12,173
|
$158,734 | — | 30 Jun 2023 | |
| BARINGS LLC |
13F
|
Company |
0.06%
|
11,833
|
$154,308 | — | 30 Jun 2023 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.05%
|
10,938
|
$142,635 | — | 30 Jun 2023 | |
| MGO ONE SEVEN LLC |
13F
|
Company |
0.05%
|
10,933
|
$142,562 | — | 30 Jun 2023 | |
| TRANSCEND CAPITAL ADVISORS, LLC |
13F
|
Company |
0.05%
|
10,000
|
$130,400 | — | 30 Jun 2023 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.04%
|
7,800
|
$101,712 | — | 30 Jun 2023 | |
| EMFO, LLC |
13F
|
Company |
0.04%
|
7,349
|
$95,831 | — | 30 Jun 2023 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.03%
|
6,344
|
$82,726 | — | 30 Jun 2023 | |
| CAROLINAS WEALTH CONSULTING LLC |
13F
|
Company |
0.02%
|
4,253
|
$55,908 | — | 30 Jun 2023 | |
| Roger W. Crandall |
3/4/5
|
Adviser Board Member |
—
class O/S missing
|
3,431
|
$45,521 | — | 29 Nov 2021 | |
| SOA Wealth Advisors, LLC. |
13F
|
Company |
0.01%
|
2,236
|
$29,157 | — | 30 Jun 2023 | |
| Glen Eagle Advisors, LLC |
13F
|
Company |
0.01%
|
1,700
|
$22,168 | — | 30 Jun 2023 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.01%
|
1,064
|
$13,875 | — | 30 Jun 2023 | |
| CWM, LLC |
13F
|
Company |
0%
|
971
|
$13,000 | — | 30 Jun 2023 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0%
|
800
|
$10,000 | — | 30 Jun 2023 |
Institutional Holders of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) as of Q3 2023
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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