BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)
CUSIP: 06760L100
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common
- Shares outstanding
- 20,065,249
- Total 13F shares
- 4,986,365
- Share change
- +120,609
- Total reported value
- $85,266,917
- Price per share
- $17.10
- Number of holders
- 50
- Value change
- +$2,064,470
- Number of buys
- 29
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 06760L100?
CUSIP 06760L100 identifies BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 06760L100:
Top shareholders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
3.4%
|
677,974
|
$11,580,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
3.3%
|
666,473
|
$11,383,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
2.5%
|
496,673
|
$8,483,000 | — | 30 Jun 2021 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.4%
|
475,680
|
$8,125,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
1.7%
|
331,532
|
$5,662,000 | — | 30 Jun 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.5%
|
291,639
|
$4,981,000 | — | 30 Jun 2021 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.83%
|
166,397
|
$2,842,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.76%
|
152,625
|
$2,607,000 | — | 30 Jun 2021 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.7%
|
141,011
|
$2,408,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0.54%
|
107,655
|
$1,839,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.39%
|
79,200
|
$1,353,000 | — | 30 Jun 2021 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
0.39%
|
78,350
|
$1,338,000 | — | 30 Jun 2021 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.38%
|
75,700
|
$1,293,000 | — | 30 Jun 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.37%
|
74,875
|
$1,278,000 | — | 30 Jun 2021 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.34%
|
68,770
|
$1,175,000 | — | 30 Jun 2021 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.3%
|
59,428
|
$1,015,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.28%
|
55,540
|
$948,000 | — | 30 Jun 2021 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.28%
|
55,530
|
$948,000 | — | 30 Jun 2021 | |
| Jefferies Group LLC |
13F
|
Company |
0.21%
|
41,402
|
$707,146 | — | 30 Jun 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.19%
|
38,447
|
$657,000 | — | 30 Jun 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.17%
|
34,645
|
$592,000 | — | 30 Jun 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.13%
|
26,156
|
$447,000 | — | 30 Jun 2021 | |
| Cetera Investment Advisers |
13F
|
Company |
0.1%
|
20,738
|
$354,000 | — | 30 Jun 2021 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
0.1%
|
20,430
|
$349,000 | — | 30 Jun 2021 | |
| 6 Meridian |
13F
|
Company |
0.1%
|
20,310
|
$347,000 | — | 30 Jun 2021 | |
| Matisse Capital |
13F
|
Company |
0.09%
|
18,888
|
$323,000 | — | 30 Jun 2021 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.09%
|
18,814
|
$321,000 | — | 30 Jun 2021 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.09%
|
18,352
|
$313,000 | — | 30 Jun 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.08%
|
16,834
|
$288,000 | — | 30 Jun 2021 | |
| FourThought Financial, LLC |
13F
|
Company |
0.08%
|
16,057
|
$274,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.08%
|
15,603
|
$267,000 | — | 30 Jun 2021 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.07%
|
14,753
|
$252,000 | — | 30 Jun 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.07%
|
13,213
|
$226,000 | — | 30 Jun 2021 | |
| MGO ONE SEVEN LLC |
13F
|
Company |
0.06%
|
12,928
|
$221,000 | — | 30 Jun 2021 | |
| TRANSCEND CAPITAL ADVISORS, LLC |
13F
|
Company |
0.06%
|
12,917
|
$221,000 | — | 30 Jun 2021 | |
| Beacon Harbor Wealth Advisors, Inc. |
13F
|
Company |
0.05%
|
11,000
|
$188,000 | — | 30 Jun 2021 | |
| VICUS CAPITAL |
13F
|
Company |
0.05%
|
10,098
|
$172,000 | — | 30 Jun 2021 | |
| BARINGS LLC |
13F
|
Company |
0.04%
|
8,404
|
$144,000 | — | 30 Jun 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.04%
|
8,344
|
$143,000 | — | 30 Jun 2021 | |
| Graves Light Lenhart Wealth, Inc. |
13F
|
Company |
0.04%
|
8,000
|
$137,000 | — | 30 Jun 2021 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
0.02%
|
5,000
|
$85,000 | — | 30 Jun 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.02%
|
5,000
|
$85,000 | — | 30 Jun 2021 | |
| Carroll Financial Associates, Inc. |
13F
|
Company |
0.02%
|
4,931
|
$84,000 | — | 30 Jun 2021 | |
| American Portfolios Advisors |
13F
|
Company |
0.02%
|
4,525
|
$77,287 | — | 30 Jun 2021 | |
| CAROLINAS WEALTH CONSULTING LLC |
13F
|
Company |
0.02%
|
4,253
|
$73,000 | — | 30 Jun 2021 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.02%
|
3,500
|
$59,000 | — | 30 Jun 2021 | |
| SOA Wealth Advisors, LLC. |
13F
|
Company |
0.01%
|
2,236
|
$38,000 | — | 30 Jun 2021 | |
| Glen Eagle Advisors, LLC |
13F
|
Company |
0.01%
|
2,200
|
$37,576 | — | 30 Jun 2021 |
Institutional Holders of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) as of Q3 2021
As of 30 Sep 2021,
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) was held by
50 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,986,365 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, Invesco Ltd., TSP Capital Management Group, LLC, GUGGENHEIM CAPITAL LLC, COHEN & STEERS, INC., RIVERNORTH CAPITAL MANAGEMENT, LLC, Shaker Financial Services, LLC, and RAYMOND JAMES & ASSOCIATES.
This page lists
50
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
49
Q3 2021 holders
50
Holder diff
1
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.