BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)
CUSIP: 06760L100
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / Common
- Shares outstanding
- 20,065,249
- Total 13F shares
- 4,470,210
- Share change
- +355,657
- Total reported value
- $71,879,623
- Price per share
- $16.08
- Number of holders
- 52
- Value change
- +$5,880,528
- Number of buys
- 29
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 06760L100?
CUSIP 06760L100 identifies BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common in SEC institutional holdings data.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 06760L100:
Top shareholders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
3.2%
|
648,703
|
$9,789,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.7%
|
549,203
|
$8,288,000 | — | 31 Dec 2020 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.3%
|
455,439
|
$6,873,000 | — | 31 Dec 2020 | |
| TSP Capital Management Group, LLC |
13F
|
Company |
1.8%
|
365,946
|
$5,522,000 | — | 31 Dec 2020 | |
| Invesco Ltd. |
13F
|
Company |
1.3%
|
267,507
|
$4,037,000 | — | 31 Dec 2020 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
260,786
|
$3,935,000 | — | 31 Dec 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.2%
|
236,965
|
$3,576,000 | — | 31 Dec 2020 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.65%
|
130,349
|
$1,967,000 | — | 31 Dec 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.61%
|
122,812
|
$1,853,000 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
0.48%
|
95,801
|
$1,446,000 | — | 31 Dec 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.43%
|
85,736
|
$1,294,000 | — | 31 Dec 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.43%
|
85,435
|
$1,289,000 | — | 31 Dec 2020 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.38%
|
77,023
|
$1,162,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.36%
|
71,333
|
$1,076,000 | — | 31 Dec 2020 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.28%
|
56,227
|
$848,000 | — | 31 Dec 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.25%
|
50,064
|
$756,000 | — | 31 Dec 2020 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.25%
|
49,811
|
$752,000 | — | 31 Dec 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.18%
|
36,334
|
$548,000 | — | 31 Dec 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.18%
|
36,205
|
$546,000 | — | 31 Dec 2020 | |
| Ford Financial Group, LLC |
13F
|
Company |
0.18%
|
35,297
|
$532,000 | — | 31 Dec 2020 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.17%
|
34,410
|
$519,000 | — | 31 Dec 2020 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.14%
|
27,421
|
$414,000 | — | 31 Dec 2020 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.13%
|
25,818
|
$390,000 | — | 31 Dec 2020 | |
| Curi Capital, LLC |
13F
|
Company |
0.13%
|
25,444
|
$384,000 | — | 31 Dec 2020 | |
| VICUS CAPITAL |
13F
|
Company |
0.12%
|
23,192
|
$350,000 | — | 31 Dec 2020 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.11%
|
22,205
|
$335,000 | — | 31 Dec 2020 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.1%
|
20,343
|
$307,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.09%
|
17,056
|
$257,000 | — | 31 Dec 2020 | |
| FourThought Financial, LLC |
13F
|
Company |
0.08%
|
15,453
|
$233,000 | — | 31 Dec 2020 | |
| M&T BANK CORP |
13F
|
Company |
0.07%
|
15,007
|
$226,000 | — | 31 Dec 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.07%
|
14,952
|
$226,000 | — | 31 Dec 2020 | |
| MGO ONE SEVEN LLC |
13F
|
Company |
0.06%
|
12,880
|
$194,000 | — | 31 Dec 2020 | |
| CITIGROUP INC |
13F
|
Company |
0.06%
|
11,459
|
$173,000 | — | 31 Dec 2020 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.06%
|
11,289
|
$170,000 | — | 31 Dec 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.06%
|
11,201
|
$169,000 | — | 31 Dec 2020 | |
| Beacon Harbor Wealth Advisors, Inc. |
13F
|
Company |
0.05%
|
11,000
|
$166,000 | — | 31 Dec 2020 | |
| BARINGS LLC |
13F
|
Company |
0.04%
|
8,404
|
$126,000 | — | 31 Dec 2020 | |
| Graves Light Lenhart Wealth, Inc. |
13F
|
Company |
0.04%
|
8,000
|
$121,000 | — | 31 Dec 2020 | |
| CAROLINAS WEALTH CONSULTING LLC |
13F
|
Company |
0.04%
|
7,333
|
$111,000 | — | 31 Dec 2020 | |
| American Portfolios Advisors |
13F
|
Company |
0.03%
|
5,525
|
$83,372 | — | 31 Dec 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.02%
|
5,000
|
$75,000 | — | 31 Dec 2020 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.02%
|
4,743
|
$71,000 | — | 31 Dec 2020 | |
| SOA Wealth Advisors, LLC. |
13F
|
Company |
0.01%
|
2,236
|
$34,000 | — | 31 Dec 2020 | |
| Glen Eagle Advisors, LLC |
13F
|
Company |
0.01%
|
2,200
|
$33,198 | — | 31 Dec 2020 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
550
|
$8,000 | — | 31 Dec 2020 | |
| Prime Capital Investment Advisors, LLC |
13F
|
Company |
0%
|
275
|
$4,000 | — | 31 Dec 2020 |
Institutional Holders of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) as of Q1 2021
As of 31 Mar 2021,
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) was held by
52 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,470,210 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, WELLS FARGO & COMPANY/MN, RIVERNORTH CAPITAL MANAGEMENT, LLC, MORGAN STANLEY, TSP Capital Management Group, LLC, Invesco Ltd., GUGGENHEIM CAPITAL LLC, FIRST TRUST ADVISORS LP, Shaker Financial Services, LLC, and RAYMOND JAMES & ASSOCIATES.
This page lists
52
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
46
Q1 2021 holders
52
Holder diff
6
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.