BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)
CUSIP: 06760L100
Q4 2020 13F Holders as of 31 Dec 2020
- Type / Class
- Equity / Common
- Shares outstanding
- 20,065,249
- Total 13F shares
- 4,060,372
- Share change
- +526,812
- Total reported value
- $61,268,570
- Price per share
- $15.09
- Number of holders
- 46
- Value change
- +$8,660,596
- Number of buys
- 27
- Number of sells
- 18
Quarterly Holders Quick Answers
What is CUSIP 06760L100?
CUSIP 06760L100 identifies BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 06760L100:
Top shareholders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
2.8%
|
557,311
|
$7,423,000 | — | 30 Sep 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.2%
|
445,738
|
$5,938,000 | — | 30 Sep 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.4%
|
272,677
|
$3,632,000 | — | 30 Sep 2020 | |
| Invesco Ltd. |
13F
|
Company |
1.4%
|
271,975
|
$3,623,000 | — | 30 Sep 2020 | |
| MORGAN STANLEY |
13F
|
Company |
1.2%
|
249,490
|
$3,323,000 | — | 30 Sep 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.84%
|
167,757
|
$2,235,000 | — | 30 Sep 2020 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.66%
|
132,431
|
$1,764,000 | — | 30 Sep 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.6%
|
121,169
|
$1,614,000 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
0.59%
|
118,230
|
$1,575,000 | — | 30 Sep 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.55%
|
110,108
|
$1,467,000 | — | 30 Sep 2020 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.45%
|
91,188
|
$1,215,000 | — | 30 Sep 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.42%
|
83,580
|
$1,114,000 | — | 30 Sep 2020 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.36%
|
71,723
|
$960,000 | — | 30 Sep 2020 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.26%
|
51,189
|
$682,000 | — | 30 Sep 2020 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.25%
|
51,106
|
$681,000 | — | 30 Sep 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.25%
|
50,479
|
$672,000 | — | 30 Sep 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.24%
|
48,469
|
$646,000 | — | 30 Sep 2020 | |
| Ford Financial Group, LLC |
13F
|
Company |
0.2%
|
40,961
|
$545,000 | — | 30 Sep 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.16%
|
32,648
|
$435,000 | — | 30 Sep 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.13%
|
26,796
|
$357,000 | — | 30 Sep 2020 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.12%
|
23,261
|
$310,000 | — | 30 Sep 2020 | |
| VICUS CAPITAL |
13F
|
Company |
0.11%
|
22,926
|
$305,000 | — | 30 Sep 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.08%
|
15,973
|
$213,000 | — | 30 Sep 2020 | |
| M&T BANK CORP |
13F
|
Company |
0.07%
|
15,000
|
$200,000 | — | 30 Sep 2020 | |
| MGO ONE SEVEN LLC |
13F
|
Company |
0.06%
|
12,853
|
$171,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.06%
|
11,984
|
$160,000 | — | 30 Sep 2020 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.06%
|
11,412
|
$152,000 | — | 30 Sep 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.05%
|
10,475
|
$140,000 | — | 30 Sep 2020 | |
| BARINGS LLC |
13F
|
Company |
0.04%
|
8,404
|
$112,000 | — | 30 Sep 2020 | |
| CAROLINAS WEALTH CONSULTING LLC |
13F
|
Company |
0.04%
|
7,333
|
$98,000 | — | 30 Sep 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.01%
|
3,000
|
$39,000 | — | 30 Sep 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
2,400
|
$32,000 | — | 30 Sep 2020 | |
| Glen Eagle Advisors, LLC |
13F
|
Company |
0.01%
|
2,200
|
$29,304 | — | 30 Sep 2020 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
550
|
$7,000 | — | 30 Sep 2020 | |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC |
13F
|
Company |
0%
|
500
|
$7,000 | — | 30 Sep 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
500
|
$7,000 | — | 30 Sep 2020 | |
| BARCLAYS PLC |
13F
|
Company |
0%
|
354
|
$5,000 | — | 30 Sep 2020 | |
| Prime Capital Investment Advisors, LLC |
13F
|
Company |
0%
|
275
|
$4,000 | — | 30 Sep 2020 |
Institutional Holders of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) as of Q4 2020
As of 31 Dec 2020,
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) was held by
46 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,060,372 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, WELLS FARGO & COMPANY/MN, RIVERNORTH CAPITAL MANAGEMENT, LLC, TSP Capital Management Group, LLC, Invesco Ltd., MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, FIRST TRUST ADVISORS LP, Shaker Financial Services, LLC, and UBS Group AG.
This page lists
46
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
39
Q4 2020 holders
46
Holder diff
7
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.