Security key
06760L100
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)
CUSIP: 06760L100
Q4 2020 13F Holders as of 31 Dec 2020
- Security type / class
- Equity / Common
- Total 13F shares
- 4,060,372
- Total 13F value
- $61,268,570
- Share change
- +526,812
- SEC-reported price per share
- $15.09
- Number of holders
- 46
- Value change
- +$8,660,596
- Number of buys
- 27
- Number of sells
- 18
- Shares outstanding
- 20,065,249
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2020
Institutions
46
Top holders
10
BGH full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2021
Previous quarter: Q3 2020
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 06760L100
Recent filing periods:
Ownership snapshot
Top reported holders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
SIT INVESTMENT ASSOCIATES...
Disclosed value leader
SIT INVESTMENT ASSOCIATES...
Comparable rows
15/15
Latest evidence
30 Sep 2020
13F
Lead comparable stake: 2.8%
Showing 1-6 of 15 holder rows.
Quick read
SIT INVESTMENT ASSOCIATES INC leads the comparable SEC ownership view at 2.8%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens SIT INVESTMENT ASSOCIATES INC's linked filing trail.
Comparable ownership
Top 5
SIT INVESTMENT ASSOCIATES INC
2.8%
WELLS FARGO & COMPANY/MN
2.2%
GUGGENHEIM CAPITAL LLC
1.4%
Invesco Ltd.
1.4%
MORGAN STANLEY
1.2%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
Company
|
2.8%
|
$7,423,000
557,311 shares
|
— | 30 Sep 2020 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
2.2%
|
$5,938,000
445,738 shares
|
— | 30 Sep 2020 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
1.4%
|
$3,632,000
272,677 shares
|
— | 30 Sep 2020 |
| Invesco Ltd. |
13F
Company
|
1.4%
|
$3,623,000
271,975 shares
|
— | 30 Sep 2020 |
| MORGAN STANLEY |
13F
Company
|
1.2%
|
$3,323,000
249,490 shares
|
— | 30 Sep 2020 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
0.84%
|
$2,235,000
167,757 shares
|
— | 30 Sep 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
46
Shares
4,060,372
Rows available
46
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
39
Q4 2020 holders
46
Holder diff
7
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 value | Q4 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend