Security key
06760L100
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)
CUSIP: 06760L100
Q3 2020 13F Holders as of 30 Sep 2020
- Security type / class
- Equity / Common
- Total 13F shares
- 3,515,871
- Total 13F value
- $46,840,304
- Share change
- +346,172
- SEC-reported price per share
- $13.32
- Number of holders
- 39
- Value change
- +$4,640,015
- Number of buys
- 24
- Number of sells
- 14
- Shares outstanding
- 20,084,707
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2020
Institutions
39
Top holders
10
BGH full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 06760L100
Recent filing periods:
Ownership snapshot
Top reported holders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
WELLS FARGO & COMPANY/MN
Disclosed value leader
WELLS FARGO & COMPANY/MN
Comparable rows
0/15
Latest evidence
30 Jun 2020
13F
Highest disclosed value: $4,887,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
WELLS FARGO & COMPANY/MN has the largest disclosed position value at $4.89M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens WELLS FARGO & COMPANY/MN's linked filing trail.
Disclosed position value
Top 5
WELLS FARGO & COMPANY/MN
$4.89M
Invesco Ltd.
$3.88M
GUGGENHEIM CAPITAL LLC
$3.33M
MORGAN STANLEY
$3.15M
RIVERNORTH CAPITAL MANAGEMENT, LLC
$2.63M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
denominator unverified
|
$4,887,000
388,785 shares
|
— | 30 Jun 2020 |
| Invesco Ltd. |
13F
Company
|
—
denominator unverified
|
$3,883,000
308,936 shares
|
— | 30 Jun 2020 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
—
denominator unverified
|
$3,332,000
265,044 shares
|
— | 30 Jun 2020 |
| MORGAN STANLEY |
13F
Company
|
—
denominator unverified
|
$3,153,000
250,796 shares
|
— | 30 Jun 2020 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
—
denominator unverified
|
$2,630,000
209,227 shares
|
— | 30 Jun 2020 |
| SIT INVESTMENT ASSOCIATES INC |
13F
Company
|
—
denominator unverified
|
$1,924,000
153,069 shares
|
— | 30 Jun 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
39
Shares
3,515,871
Rows available
39
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2020 vs Q2 2026 Across Filers
Q2 2026 holders
54
Q3 2020 holders
39
Holder diff
-15
| Investor | Q2 2026 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2026 value | Q3 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend