BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)
CUSIP: 06760L100
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common
- Shares outstanding
- 20,065,249
- Total 13F shares
- 3,515,871
- Share change
- +346,172
- Total reported value
- $46,840,304
- Price per share
- $13.32
- Number of holders
- 39
- Value change
- +$4,640,015
- Number of buys
- 24
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 06760L100?
CUSIP 06760L100 identifies BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 06760L100:
Top shareholders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.9%
|
388,785
|
$4,887,000 | — | 30 Jun 2020 | |
| Invesco Ltd. |
13F
|
Company |
1.5%
|
308,936
|
$3,883,000 | — | 30 Jun 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.3%
|
265,044
|
$3,332,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
1.2%
|
250,796
|
$3,153,000 | — | 30 Jun 2020 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1%
|
209,227
|
$2,630,000 | — | 30 Jun 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.76%
|
153,069
|
$1,924,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.72%
|
145,233
|
$1,826,000 | — | 30 Jun 2020 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.66%
|
132,829
|
$1,670,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.61%
|
122,088
|
$1,535,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
0.56%
|
112,759
|
$1,418,000 | — | 30 Jun 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.52%
|
103,526
|
$1,301,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.47%
|
95,280
|
$1,198,000 | — | 30 Jun 2020 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.32%
|
64,800
|
$815,000 | — | 30 Jun 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.3%
|
59,922
|
$753,000 | — | 30 Jun 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.22%
|
43,306
|
$544,000 | — | 30 Jun 2020 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.21%
|
41,602
|
$523,000 | — | 30 Jun 2020 | |
| Ford Financial Group, LLC |
13F
|
Company |
0.2%
|
40,583
|
$510,000 | — | 30 Jun 2020 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.16%
|
32,550
|
$409,000 | — | 30 Jun 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.15%
|
30,109
|
$378,000 | — | 30 Jun 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.14%
|
27,296
|
$343,000 | — | 30 Jun 2020 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.11%
|
23,007
|
$289,000 | — | 30 Jun 2020 | |
| VICUS CAPITAL |
13F
|
Company |
0.11%
|
22,185
|
$279,000 | — | 30 Jun 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.09%
|
19,025
|
$239,000 | — | 30 Jun 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.08%
|
15,853
|
$199,000 | — | 30 Jun 2020 | |
| M&T BANK CORP |
13F
|
Company |
0.07%
|
15,000
|
$189,000 | — | 30 Jun 2020 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.07%
|
14,847
|
$187,000 | — | 30 Jun 2020 | |
| MGO ONE SEVEN LLC |
13F
|
Company |
0.06%
|
12,826
|
$161,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.06%
|
11,984
|
$150,000 | — | 30 Jun 2020 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.05%
|
10,866
|
$137,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.05%
|
10,695
|
$134,000 | — | 30 Jun 2020 | |
| BARINGS LLC |
13F
|
Company |
0.04%
|
8,404
|
$105,000 | — | 30 Jun 2020 | |
| Glen Eagle Advisors, LLC |
13F
|
Company |
0.02%
|
4,600
|
$57,822 | — | 30 Jun 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.01%
|
3,000
|
$38,000 | — | 30 Jun 2020 | |
| Valeo Financial Advisors, LLC |
13F
|
Company |
0.01%
|
2,000
|
$25,000 | — | 30 Jun 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
1,500
|
$19,000 | — | 30 Jun 2020 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
550
|
$7,000 | — | 30 Jun 2020 | |
| FSA Wealth Management LLC |
13F
|
Company |
0%
|
500
|
$6,000 | — | 30 Jun 2020 |
Institutional Holders of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) as of Q3 2020
As of 30 Sep 2020,
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) was held by
39 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,515,871 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, WELLS FARGO & COMPANY/MN, TSP Capital Management Group, LLC, GUGGENHEIM CAPITAL LLC, Invesco Ltd., MORGAN STANLEY, ADVISOR GROUP HOLDINGS, INC., FIRST TRUST ADVISORS LP, Shaker Financial Services, LLC, and UBS Group AG.
This page lists
39
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
38
Q3 2020 holders
39
Holder diff
1
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.