BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)
CUSIP: 06760L100
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / Common
- Shares outstanding
- 20,065,249
- Total 13F shares
- 3,169,699
- Share change
- +31,109
- Total reported value
- $39,842,822
- Price per share
- $12.57
- Number of holders
- 38
- Value change
- +$879,668
- Number of buys
- 16
- Number of sells
- 23
Quarterly Holders Quick Answers
What is CUSIP 06760L100?
CUSIP 06760L100 identifies BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common in SEC institutional holdings data.
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Explore More Reporting Periods
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Recent filing periods for CUSIP 06760L100:
Top shareholders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2%
|
395,384
|
$4,401,000 | — | 31 Mar 2020 | |
| Invesco Ltd. |
13F
|
Company |
1.7%
|
337,700
|
$3,759,000 | — | 31 Mar 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.3%
|
270,559
|
$3,011,000 | — | 31 Mar 2020 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
215,109
|
$2,394,000 | — | 31 Mar 2020 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.92%
|
183,967
|
$2,048,000 | — | 31 Mar 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.84%
|
169,276
|
$1,884,000 | — | 31 Mar 2020 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.75%
|
150,040
|
$1,670,000 | — | 31 Mar 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.61%
|
121,649
|
$1,354,000 | — | 31 Mar 2020 | |
| UBS Group AG |
13F
|
Company |
0.57%
|
114,068
|
$1,270,000 | — | 31 Mar 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.47%
|
94,572
|
$1,053,000 | — | 31 Mar 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.41%
|
82,236
|
$915,000 | — | 31 Mar 2020 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.31%
|
61,600
|
$686,000 | — | 31 Mar 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.3%
|
60,097
|
$668,000 | — | 31 Mar 2020 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.28%
|
55,894
|
$622,000 | — | 31 Mar 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.24%
|
47,861
|
$533,000 | — | 31 Mar 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.23%
|
46,411
|
$517,000 | — | 31 Mar 2020 | |
| OTA Financial Group L.P. |
13F
|
Company |
0.21%
|
41,984
|
$467,000 | — | 31 Mar 2020 | |
| Ford Financial Group, LLC |
13F
|
Company |
0.2%
|
40,081
|
$446,000 | — | 31 Mar 2020 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.19%
|
38,300
|
$426,000 | — | 31 Mar 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.17%
|
34,288
|
$382,000 | — | 31 Mar 2020 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
33,125
|
$369,000 | — | 31 Mar 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.14%
|
27,296
|
$304,000 | — | 31 Mar 2020 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.12%
|
25,081
|
$279,000 | — | 31 Mar 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.08%
|
16,960
|
$189,000 | — | 31 Mar 2020 | |
| VICUS CAPITAL |
13F
|
Company |
0.08%
|
16,912
|
$188,000 | — | 31 Mar 2020 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.08%
|
16,152
|
$180,000 | — | 31 Mar 2020 | |
| CHOREO, LLC |
13F
|
Company |
0.08%
|
15,760
|
$178,000 | — | 31 Mar 2020 | |
| M&T BANK CORP |
13F
|
Company |
0.07%
|
15,000
|
$167,000 | — | 31 Mar 2020 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.07%
|
14,847
|
$165,000 | — | 31 Mar 2020 | |
| MGO ONE SEVEN LLC |
13F
|
Company |
0.06%
|
12,791
|
$142,000 | — | 31 Mar 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.06%
|
12,720
|
$141,000 | — | 31 Mar 2020 | |
| Curi Capital, LLC |
13F
|
Company |
0.06%
|
11,776
|
$131,000 | — | 31 Mar 2020 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.06%
|
11,558
|
$129,000 | — | 31 Mar 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.05%
|
10,695
|
$119,000 | — | 31 Mar 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.05%
|
10,247
|
$114,000 | — | 31 Mar 2020 | |
| BARINGS LLC |
13F
|
Company |
0.04%
|
8,404
|
$94,000 | — | 31 Mar 2020 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.04%
|
7,388
|
$82,000 | — | 31 Mar 2020 | |
| Ameritas Investment Company, LLC |
13F
|
Company |
0.02%
|
4,916
|
$55,000 | — | 31 Mar 2020 | |
| Glen Eagle Advisors, LLC |
13F
|
Company |
0.02%
|
4,600
|
$51,198 | — | 31 Mar 2020 | |
| Valeo Financial Advisors, LLC |
13F
|
Company |
0.01%
|
2,000
|
$23,000 | — | 31 Mar 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.01%
|
2,000
|
$22,000 | — | 31 Mar 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
1,350
|
$15,000 | — | 31 Mar 2020 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
550
|
$8,000 | — | 31 Mar 2020 | |
| Vectors Research Management, LLC |
13F
|
Company |
0%
|
300
|
$3,000 | — | 31 Mar 2020 |
Institutional Holders of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) as of Q2 2020
As of 30 Jun 2020,
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) was held by
38 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,169,699 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, TSP Capital Management Group, LLC, Invesco Ltd., GUGGENHEIM CAPITAL LLC, MORGAN STANLEY, RIVERNORTH CAPITAL MANAGEMENT, LLC, SIT INVESTMENT ASSOCIATES INC, ADVISOR GROUP HOLDINGS, INC., FIRST TRUST ADVISORS LP, and RAYMOND JAMES & ASSOCIATES.
This page lists
38
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
44
Q2 2020 holders
38
Holder diff
-6
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.