Security key
06760L100
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)
CUSIP: 06760L100
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common
- Shares outstanding
- 20,065,249
- Total 13F shares
- 2,581,715
- Share change
- -4,854
- Total reported value
- $44,919,529
- Price per share
- $17.40
- Number of holders
- 38
- Value change
- -$102,700
- Number of buys
- 27
- Number of sells
- 10
Report period
Q3 2019
Institutions
38
Top holders
10
BGH full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 06760L100
Recent filing periods:
Top shareholders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.9%
|
373,234
|
$6,599,000 | — | 30 Jun 2019 | |
| Invesco Ltd. |
13F
|
Company |
1.9%
|
371,443
|
$6,567,000 | — | 30 Jun 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.5%
|
296,765
|
$5,247,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
220,301
|
$3,895,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.83%
|
167,187
|
$2,956,000 | — | 30 Jun 2019 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.64%
|
127,789
|
$2,259,000 | — | 30 Jun 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.45%
|
90,037
|
$1,592,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
0.38%
|
75,884
|
$1,342,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.26%
|
51,978
|
$919,000 | — | 30 Jun 2019 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.25%
|
49,173
|
$869,000 | — | 30 Jun 2019 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.24%
|
48,110
|
$850,000 | — | 30 Jun 2019 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.21%
|
42,136
|
$745,000 | — | 30 Jun 2019 | |
| Ford Financial Group, LLC |
13F
|
Company |
0.19%
|
39,080
|
$690,000 | — | 30 Jun 2019 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.17%
|
34,700
|
$613,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.16%
|
32,359
|
$572,000 | — | 30 Jun 2019 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.15%
|
29,241
|
$517,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.14%
|
28,374
|
$502,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.1%
|
19,632
|
$347,000 | — | 30 Jun 2019 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.09%
|
18,963
|
$335,000 | — | 30 Jun 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.09%
|
17,859
|
$316,000 | — | 30 Jun 2019 | |
| VICUS CAPITAL |
13F
|
Company |
0.09%
|
17,167
|
$304,000 | — | 30 Jun 2019 | |
| MGO ONE SEVEN LLC |
13F
|
Company |
0.08%
|
16,217
|
$286,000 | — | 30 Jun 2019 | |
| American Financial Network Advisory Services LLC |
13F
|
Company |
0.08%
|
15,850
|
$281,000 | — | 30 Jun 2019 | |
| WEALTHSOURCE PARTNERS, LLC |
13F
|
Company |
0.08%
|
15,850
|
$280,000 | — | 30 Jun 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.08%
|
15,222
|
$269,000 | — | 30 Jun 2019 | |
| M&T BANK CORP |
13F
|
Company |
0.07%
|
15,000
|
$265,000 | — | 30 Jun 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.05%
|
9,503
|
$168,000 | — | 30 Jun 2019 | |
| BARINGS LLC |
13F
|
Company |
0.04%
|
8,198
|
$145,000 | — | 30 Jun 2019 | |
| Glen Eagle Advisors, LLC |
13F
|
Company |
0.01%
|
2,000
|
$35,360 | — | 30 Jun 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.01%
|
1,092
|
$19,000 | — | 30 Jun 2019 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
550
|
$10,000 | — | 30 Jun 2019 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0%
|
405
|
$7,000 | — | 30 Jun 2019 | |
| Rehmann Capital Advisory Group |
13F
|
Company |
0%
|
4
|
$70 | — | 30 Jun 2019 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
28,475
|
$503,000 | — | 30 Jun 2019 |
Institutional Holders of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) as of Q3 2019
As of 30 Sep 2019,
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) was held by
38 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,581,715 shares.
The largest 10 holders included
WELLS FARGO & COMPANY/MN, TSP Capital Management Group, LLC, Invesco Ltd., GUGGENHEIM CAPITAL LLC, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, FIRST TRUST ADVISORS LP, RAYMOND JAMES & ASSOCIATES, UBS Group AG, and LADENBURG THALMANN FINANCIAL SERVICES INC..
This page lists
38
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
34
Q3 2019 holders
38
Holder diff
4
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.