BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH)
CUSIP: 06760L100
Q1 2016 13F Holders as of 31 Mar 2016
- Type / Class
- Equity / Common
- Shares outstanding
- 20,065,249
- Total 13F shares
- 300
- Share change
- 0
- Total reported value
- $5,000
- Price per share
- $16.67
- Number of holders
- 1
Quarterly Holders Quick Answers
What is CUSIP 06760L100?
CUSIP 06760L100 identifies BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common in SEC institutional holdings data.
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- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
- Newer quarter: Q2 2016
Recent filing periods for CUSIP 06760L100:
Top shareholders of BGH - BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
552,457
|
$9,110,000 | — | 31 Dec 2015 | |
| BESSEMER GROUP INC |
13F
|
Company |
—
class O/S missing
|
546,147
|
$9,006,000 | — | 31 Dec 2015 | |
| TSP Capital Management Group, LLC |
13F
|
Company |
—
class O/S missing
|
333,480
|
$5,499,000 | — | 31 Dec 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
260,660
|
$4,298,000 | — | 31 Dec 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
252,169
|
$4,158,000 | — | 31 Dec 2015 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
244,544
|
$4,033,000 | — | 31 Dec 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
207,585
|
$3,423,000 | — | 31 Dec 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
142,625
|
$2,351,000 | — | 31 Dec 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
133,024
|
$2,194,000 | — | 31 Dec 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
109,242
|
$1,802,000 | — | 31 Dec 2015 | |
| Kovitz Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
90,555
|
$1,493,000 | — | 31 Dec 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
80,708
|
$1,330,000 | — | 31 Dec 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
67,128
|
$1,107,000 | — | 31 Dec 2015 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
56,422
|
$930,000 | — | 31 Dec 2015 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
—
class O/S missing
|
50,900
|
$839,000 | — | 31 Dec 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
49,566
|
$827,000 | — | 31 Dec 2015 | |
| AQR Arbitrage LLC |
13F
|
Company |
—
class O/S missing
|
47,693
|
$786,000 | — | 31 Dec 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
39,175
|
$646,000 | — | 31 Dec 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
38,644
|
$637,000 | — | 31 Dec 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
36,550
|
$603,000 | — | 31 Dec 2015 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
30,389
|
$526,000 | — | 31 Dec 2015 | |
| Squarepoint Ops LLC |
13F
|
Company |
—
class O/S missing
|
29,844
|
$492,000 | — | 31 Dec 2015 | |
| Weiss Asset Management LP |
13F
|
Company |
—
class O/S missing
|
27,088
|
$447,000 | — | 31 Dec 2015 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
20,310
|
$335,000 | — | 31 Dec 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
18,415
|
$304,000 | — | 31 Dec 2015 | |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV |
13F
|
Company |
—
class O/S missing
|
18,000
|
$297,000 | — | 31 Dec 2015 | |
| EDGEWOOD MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
17,200
|
$284,000 | — | 31 Dec 2015 | |
| Laurion Capital Management LP |
13F
|
Company |
—
class O/S missing
|
14,700
|
$242,000 | — | 31 Dec 2015 | |
| Cutler Group LLC / CA |
13F
|
Company |
—
class O/S missing
|
13,700
|
$225,000 | — | 31 Dec 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
12,519
|
$206,000 | — | 31 Dec 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
12,010
|
$198,000 | — | 31 Dec 2015 | |
| PVG Asset Management |
13F
|
Company |
—
class O/S missing
|
10,325
|
$170,259 | — | 31 Dec 2015 | |
| DAVENPORT & Co LLC |
13F
|
Company |
—
class O/S missing
|
10,100
|
$166,549 | — | 31 Dec 2015 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
9,530
|
$157,000 | — | 31 Dec 2015 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
—
class O/S missing
|
4,000
|
$66,000 | — | 31 Dec 2015 | |
| Integrated Wealth Management |
13F
|
Company |
—
class O/S missing
|
4,000
|
$66,000 | — | 31 Dec 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
3,200
|
$52,000 | — | 31 Dec 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
2,388
|
$39,000 | — | 31 Dec 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
2,051
|
$34,000 | — | 31 Dec 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
1,690
|
$28,000 | — | 31 Dec 2015 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
1,551
|
$26,000 | — | 31 Dec 2015 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
1,180
|
$19,000 | — | 31 Dec 2015 | |
| WASHINGTON TRUST BANK |
13F
|
Company |
—
class O/S missing
|
406
|
$7,000 | — | 31 Dec 2015 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
231
|
$4,000 | — | 31 Dec 2015 |
Institutional Holders of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) as of Q1 2016
As of 31 Mar 2016,
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND - Common (BGH) was held by
1 institutional
shareholder
that filed Form 13F with the SEC.
Together, they reported ownership of
300 shares.
The largest 1 holders included
IFP Advisors, Inc.
This page lists
1
institutional shareholders reporting positions in this security
for the Q1 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2025 Across Filers
Q4 2025 holders
50
Q1 2016 holders
1
Holder diff
-49
| Investor | Q4 2025 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2025 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.