Security key
05617T100
- Security type / class
- Equity / COM
- Total 13F shares
- 11,400
- Total 13F value
- $212,000
- Share change
- -2,894,995
- SEC-reported price per share
- $18.60
- Number of holders
- 1
- Value change
- -$51,706,982
- Number of sells
- 33
Report period
Q3 2016
Institutions
1
Top holders
1
BGH full security history
Ownership snapshot
Full 13F holder table
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND SEC filings
Broader feeds
Ownership snapshot
Top reported holders of BGH - BABSON CAP GLB SHT DURHGH YL - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RIVERNORTH CAPITAL MANAGE...
Disclosed value leader
RIVERNORTH CAPITAL MANAGE...
Comparable rows
0/15
Latest evidence
30 Jun 2016
13F
Highest disclosed value: $9,809,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
RIVERNORTH CAPITAL MANAGEMENT, LLC has the largest disclosed position value at $9.81M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RIVERNORTH CAPITAL MANAGEMENT, LLC's linked filing trail.
Disclosed position value
Top 5
RIVERNORTH CAPITAL MANAGEMENT, LLC
$9.81M
BESSEMER GROUP INC
$7.97M
TSP Capital Management Group, LLC
$6.11M
NorthCoast Asset Management LLC
$4.14M
Invesco Ltd.
$3.74M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
—
denominator unverified
|
$9,809,000
549,240 shares
|
— | 30 Jun 2016 |
| BESSEMER GROUP INC |
13F
Company
|
—
denominator unverified
|
$7,968,000
446,147 shares
|
— | 30 Jun 2016 |
| TSP Capital Management Group, LLC |
13F
Company
|
—
denominator unverified
|
$6,114,000
342,350 shares
|
— | 30 Jun 2016 |
| NorthCoast Asset Management LLC |
13F
Company
|
—
denominator unverified
|
$4,136,000
231,582 shares
|
— | 30 Jun 2016 |
| Invesco Ltd. |
13F
Company
|
—
denominator unverified
|
$3,742,000
209,560 shares
|
— | 30 Jun 2016 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
—
denominator unverified
|
$3,724,000
208,489 shares
|
— | 30 Jun 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
1
Shares
11,400
Rows available
1
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
33
Q3 2016 holders
1
Holder diff
-32
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 value | Q3 2016 value | Value change | Value Chg % |
|---|