Security key
05588W108
BNY MELLON STRATEGIC MUNICIPALS, INC. - Common Shares, $0.001 par value (LEO)
CUSIP: 05588W108
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 62,262,500
- Total 13F shares
- 6,712,993
- Share change
- -178,266
- Total reported value
- $57,126,712
- Price per share
- $8.51
- Number of holders
- 60
- Value change
- -$1,527,905
- Number of buys
- 22
- Number of sells
- 17
Report period
Q4 2019
Institutions
60
Top holders
10
LEO full security history
Newer quarter: Q1 2020
Previous quarter: Q3 2019
BNY MELLON STRATEGIC MUNICIPALS, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 05588W108
Recent filing periods:
Top shareholders of LEO - BNY MELLON STRATEGIC MUNICIPALS, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Cornerstone Advisory, LLC |
13F
|
Company |
3.4%
|
2,093,960
|
$17,967,000 | — | 30 Sep 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.3%
|
832,146
|
$7,140,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.94%
|
582,918
|
$5,001,000 | — | 30 Sep 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.68%
|
423,772
|
$3,636,000 | — | 30 Sep 2019 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.68%
|
420,603
|
$3,609,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
0.55%
|
339,602
|
$2,914,000 | — | 30 Sep 2019 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.34%
|
214,247
|
$1,838,000 | — | 30 Sep 2019 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.25%
|
153,694
|
$1,319,000 | — | 30 Sep 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.23%
|
143,994
|
$1,235,000 | — | 30 Sep 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.21%
|
131,070
|
$1,125,000 | — | 30 Sep 2019 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.2%
|
127,525
|
$1,094,000 | — | 30 Sep 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.2%
|
126,589
|
$1,086,000 | — | 30 Sep 2019 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.19%
|
119,311
|
$1,024,000 | — | 30 Sep 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.17%
|
108,857
|
$934,000 | — | 30 Sep 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.16%
|
96,838
|
$831,000 | — | 30 Sep 2019 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.15%
|
90,669
|
$778,000 | — | 30 Sep 2019 | |
| DELPHI FINANCIAL GROUP, INC. |
13F
|
Company |
0.12%
|
76,502
|
$656,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.12%
|
72,419
|
$621,000 | — | 30 Sep 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.1%
|
61,826
|
$530,000 | — | 30 Sep 2019 | |
| GOODWIN DANIEL L |
13F
|
Company |
0.08%
|
48,022
|
$412,000 | — | 30 Sep 2019 | |
| WealthTrust Axiom LLC |
13F
|
Company |
0.07%
|
42,162
|
$361,000 | — | 30 Sep 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.06%
|
36,879
|
$316,000 | — | 30 Sep 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.06%
|
34,294
|
$294,000 | — | 30 Sep 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.05%
|
32,921
|
$283,000 | — | 30 Sep 2019 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.05%
|
29,430
|
$253,000 | — | 30 Sep 2019 | |
| BUCKINGHAM STRATEGIC WEALTH, LLC |
13F
|
Company |
0.04%
|
27,061
|
$232,000 | — | 30 Sep 2019 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
0.04%
|
25,274
|
$217,000 | — | 30 Sep 2019 | |
| Marquette Asset Management, LLC |
13F
|
Company |
0.04%
|
25,184
|
$216,000 | — | 30 Sep 2019 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.04%
|
25,000
|
$215,000 | — | 30 Sep 2019 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.04%
|
23,809
|
$204,000 | — | 30 Sep 2019 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.04%
|
22,231
|
$191,000 | — | 30 Sep 2019 | |
| 180 WEALTH ADVISORS, LLC |
13F
|
Company |
0.03%
|
20,513
|
$174,000 | — | 30 Sep 2019 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.03%
|
20,116
|
$173,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
19,200
|
$165,000 | — | 30 Sep 2019 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.03%
|
18,965
|
$163,000 | — | 30 Sep 2019 | |
| NWAM LLC |
13F
|
Company |
0.02%
|
15,500
|
$133,000 | — | 30 Sep 2019 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.02%
|
15,000
|
$129,000 | — | 30 Sep 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.02%
|
14,840
|
$127,000 | — | 30 Sep 2019 | |
| Fairhaven Wealth Management, LLC |
13F
|
Company |
0.02%
|
14,463
|
$124,000 | — | 30 Sep 2019 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.02%
|
13,475
|
$115,000 | — | 30 Sep 2019 | |
| Sunbelt Securities, Inc. |
13F
|
Company |
0.02%
|
13,000
|
$112,000 | — | 30 Sep 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.02%
|
11,483
|
$99,000 | — | 30 Sep 2019 | |
| Creative Planning |
13F
|
Company |
0.02%
|
11,465
|
$98,000 | — | 30 Sep 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.02%
|
11,448
|
$99,000 | — | 30 Sep 2019 | |
| Sowell Financial Services LLC |
13F
|
Company |
0.02%
|
10,850
|
$93,000 | — | 30 Sep 2019 | |
| Essex Financial Services, Inc. |
13F
|
Company |
0.02%
|
10,000
|
$86,000 | — | 30 Sep 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.01%
|
9,087
|
$78,000 | — | 30 Sep 2019 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.01%
|
7,958
|
$65,000 | — | 30 Sep 2019 | |
| Ellis Investment Partners, LLC |
13F
|
Company |
0.01%
|
5,169
|
$44,000 | — | 30 Sep 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
4,956
|
$43,000 | — | 30 Sep 2019 |
Institutional Holders of BNY MELLON STRATEGIC MUNICIPALS, INC. - Common Shares, $0.001 par value (LEO) as of Q4 2019
As of 31 Dec 2019,
BNY MELLON STRATEGIC MUNICIPALS, INC. - Common Shares, $0.001 par value (LEO) was held by
60 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,712,993 shares.
The largest 10 holders included
Cornerstone Advisory, LLC, Guggenheim Capital LLC, MORGAN STANLEY, UBS Group AG, Invesco Ltd., SIT INVESTMENT ASSOCIATES INC, VAN ECK ASSOCIATES CORP, Baird Financial Group, Inc., BANK OF AMERICA CORP /DE/, and LADENBURG THALMANN FINANCIAL SERVICES INC..
This page lists
60
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
60
Q4 2019 holders
60
Holder diff
0
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.