Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Equity / Common Stock, $0.0001 par value per share
-
Shares outstanding
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30,643,885
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Number of holders
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42
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Total 13F shares, excl. options
-
9,589,156
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Shares change
-
+563,569
-
Total reported value, excl. options
-
$128,076,342
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Value change
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+$7,531,284
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Number of buys
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22
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Number of sells
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-7
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Price
-
$13.36
Significant Holders of B. Riley Financial, Inc. - Common Stock, $0.0001 par value per share (RILY) as of Q3 2016
44 filings reported holding RILY - B. Riley Financial, Inc. - Common Stock, $0.0001 par value per share as of Q3 2016.
B. Riley Financial, Inc. - Common Stock, $0.0001 par value per share (RILY) has 42 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 9,589,156 shares
of 30,643,885 outstanding shares and own 31.29% of the company stock.
Largest 10 shareholders include ELLIOTT MANAGEMENT CORP (2,306,450 shares), EQUITEC SPECIALISTS, LLC (2,000,000 shares), Nokomis Capital, L.L.C. (1,340,000 shares), DIALECTIC CAPITAL MANAGEMENT, LP (934,621 shares), Standard General L.P. (500,000 shares), WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC (470,250 shares), PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. (380,411 shares), EQUITEC PROPRIETARY MARKETS, LLC (356,901 shares), VANGUARD GROUP INC (269,002 shares), and BlackRock Fund Advisors (256,348 shares).
This table shows the top 42 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.