Autolus Therapeutics plc - Ordinary Shares, nominal value $0.000042 per share, and American Depositary Shares ("ADS"). Each ADS represents one Ordinary Share (AUTL)

Q: What does CUSIP 05280R100 represent in this 13F holders report?

CUSIP 05280R100 is the security identifier for AUTL - Autolus Therapeutics plc - Ordinary Shares, nominal value $0.000042 per share, and American Depositary Shares ("ADS"). Each ADS represents one Ordinary Share used to aggregate holder disclosures.

Q: How many institutions held AUTL - Autolus Therapeutics plc - Ordinary Shares, nominal value $0.000042 per share, and American Depositary Shares ("ADS"). Each ADS represents one Ordinary Share in Q4 2022?

69 institutional investors reported AUTL - Autolus Therapeutics plc - Ordinary Shares, nominal value $0.000042 per share, and American Depositary Shares ("ADS"). Each ADS represents one Ordinary Share for Q4 2022. Use the holders table for investor-level position and value details.

CUSIP: 05280R100

Q4 2022 13F Holders as of 31 Dec 2022

Type / Class: Equity / Ordinary Shares, nominal value $0.000042 per share, and American Depositary Shares ("ADS"). Each ADS represents one Ordinary Share
Shares outstanding: 266,837,198
Total 13F shares: 107,371,378
Share change: +58,006,647
Total reported value: $203,976,112
Put/Call ratio: 3.3%
Price per share: $1.90
Number of holders: 69
Value change: +$109,842,474
Number of buys: 41
Number of sells: 25

Security key

05280R100

Report period

Q4 2022

Institutions

Top holders

AUTL full security history Newer quarter: Q1 2023 Previous quarter: Q3 2022 Autolus Therapeutics plc SEC filings Autolus Therapeutics plc company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 05280R100

Newer quarter: Q1 2023 Previous quarter: Q3 2022

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of AUTL - Autolus Therapeutics plc - Ordinary Shares, nominal value $0.000042 per share, and American Depositary Shares ("ADS"). Each ADS represents one Ordinary Share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Blackstone Inc.	13F	Company	6.7%	17,985,611	$38,489,000	—	30 Sep 2022	13F
Syncona Portfolio Ltd	13F	Company	2.8%	7,346,829	$15,723,000	—	30 Sep 2022	13F
Nantahala Capital Management, LLC	13F	Company	2%	5,215,788	$11,162,000	—	30 Sep 2022	13F
Frazier Life Sciences Management, L.P.	13F	Company	1.4%	3,746,857	$8,018,000	—	30 Sep 2022	13F
Tetragon Partners GP Ltd	13F	Company	1.1%	3,039,381	$6,504,000	—	30 Sep 2022	13F
SCHRODER INVESTMENT MANAGEMENT GROUP	13F	Company	0.63%	1,672,732	$3,580,000	—	30 Sep 2022	13F
Pendal Group Ltd	13F	Company	0.51%	1,370,757	$2,933,000	—	30 Sep 2022	13F
CITADEL ADVISORS LLC	13F	Company	0.43%	1,142,605	$2,445,000	—	30 Sep 2022	13F
Alphabet Inc.	13F	Company	0.26%	698,262	$1,494,000	—	30 Sep 2022	13F
Capital World Investors	13F	Company	0.23%	625,000	$1,338,000	—	30 Sep 2022	13F
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)	13F	Company	0.22%	584,406	$1,251,000	—	30 Sep 2022	13F
LGT CAPITAL PARTNERS LTD.	13F	Company	0.21%	550,000	$1,177,000	—	30 Sep 2022	13F
DAFNA Capital Management LLC	13F	Company	0.19%	496,150	$1,062,000	—	30 Sep 2022	13F
BlackRock Finance, Inc.	13F	Company	0.17%	446,855	$956,000	—	30 Sep 2022	13F
JPMORGAN CHASE & CO	13F	Company	0.17%	442,550	$947,000	—	30 Sep 2022	13F
Woodline Partners LP	13F	Company	0.16%	428,255	$916,000	—	30 Sep 2022	13F
Cormorant Asset Management, LP	13F	Company	0.15%	392,167	$839,000	—	30 Sep 2022	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.15%	389,839	$834,000	—	30 Sep 2022	13F
FMR LLC	13F	Company	0.14%	381,318	$816,000	—	30 Sep 2022	13F
MAI Capital Management	13F	Company	0.13%	359,110	$768,000	—	30 Sep 2022	13F
Ikarian Capital, LLC	13F	Company	0.1%	260,087	$556,000	—	30 Sep 2022	13F
ExodusPoint Capital Management, LP	13F	Company	0.08%	204,316	$437,000	—	30 Sep 2022	13F
HARBOR CAPITAL ADVISORS, INC.	13F	Company	0.06%	148,454	$318,000	—	30 Sep 2022	13F
Cetera Investment Advisers	13F	Company	0.05%	135,400	$290,000	—	30 Sep 2022	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.05%	133,438	$285,000	—	30 Sep 2022	13F
Erste Asset Management GmbH	13F	Company	0.04%	120,000	$267,600	—	30 Sep 2022	13F
Privium Fund Management B.V.	13F	Company	0.04%	113,528	$253,000	—	30 Sep 2022	13F
MYDA Advisors LLC	13F	Company	0.04%	100,000	$214,000	—	30 Sep 2022	13F
KETTLE HILL CAPITAL MANAGEMENT, LLC	13F	Company	0.03%	89,792	$192,000	—	30 Sep 2022	13F
CAXTON ASSOCIATES LP	13F	Company	0.03%	84,156	$180,000	—	30 Sep 2022	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.03%	79,010	$169,000	—	30 Sep 2022	13F
Legal & General Group Plc	13F	Company	0.03%	67,517	$146,000	—	30 Sep 2022	13F
STATE STREET CORP	13F	Company	0.02%	53,317	$114,000	—	30 Sep 2022	13F
ALPS ADVISORS INC	13F	Company	0.02%	49,657	$106,000	—	30 Sep 2022	13F
MORGAN STANLEY	13F	Company	0.02%	43,942	$94,000	—	30 Sep 2022	13F
WEALTH EFFECTS LLC	13F	Company	0.02%	43,600	$93,000	—	30 Sep 2022	13F
UBS Group AG	13F	Company	0.02%	41,775	$89,000	—	30 Sep 2022	13F
BOOTHBAY FUND MANAGEMENT, LLC	13F	Company	0.01%	27,215	$58,000	—	30 Sep 2022	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	0.01%	25,200	$54,000	—	30 Sep 2022	13F
LPL Financial LLC	13F	Company	0.01%	23,200	$50,000	—	30 Sep 2022	13F
GSA CAPITAL PARTNERS LLP	13F	Company	0.01%	22,885	$49,000	—	30 Sep 2022	13F
Northeast Financial Consultants Inc	13F	Company	0.01%	19,672	$42,000	—	30 Sep 2022	13F
JANE STREET GROUP, LLC	13F	Company	0.01%	19,289	$41,000	—	30 Sep 2022	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.01%	18,851	$40,000	—	30 Sep 2022	13F
BAYSHORE ASSET MANAGEMENT, LLC	13F	Company	0.01%	17,500	$37,000	—	30 Sep 2022	13F
American Portfolios Advisors	13F	Company	0.01%	16,925	$36,220	—	30 Sep 2022	13F
CANNELL CAPITAL LLC	13F	Company	0.01%	16,835	$36,000	—	30 Sep 2022	13F
BLAIR WILLIAM & CO/IL	13F	Company	0%	13,341	$29,000	—	30 Sep 2022	13F
Weiss Multi-Strategy Advisers LLC	13F	Company	0%	13,324	$29,000	—	30 Sep 2022	13F
Cubist Systematic Strategies, LLC	13F	Company	0%	12,618	$27,000	—	30 Sep 2022	13F

Institutional Holders of Autolus Therapeutics plc - Ordinary Shares, nominal value $0.000042 per share, and American Depositary Shares ("ADS"). Each ADS represents one Ordinary Share (AUTL) as of Q4 2022

As of 31 Dec 2022, Autolus Therapeutics plc - Ordinary Shares, nominal value $0.000042 per share, and American Depositary Shares ("ADS"). Each ADS represents one Ordinary Share (AUTL) was held by 69 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 107,371,378 shares. The largest 10 holders included Syncona Portfolio Ltd, Blackstone Inc., Deep Track Capital, LP, ARMISTICE CAPITAL, LLC, TFG Asset Management GP Ltd, Nantahala Capital Management, LLC, Frazier Life Sciences Management, L.P., Odey Asset Management Group Ltd, CITADEL ADVISORS LLC, and Pendal Group Ltd. This page lists 70 institutional shareholders reporting positions in this security for the Q4 2022 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2022 vs Q3 2022 Across Filers

Q3 2022 holders

Q4 2022 holders

Holder diff

Investor	Q3 2022 Shares	Q4 2022 Shares	Share Diff	Share Chg %	Q3 2022 Value $	Q4 2022 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.