Aurinia Pharmaceuticals Inc. - Common Shares, no par value (AUPH)

CUSIP: 05156V102

Q3 2023 13F Holders as of 30 Sep 2023

Type / Class
Equity / Common Shares, no par value
Shares outstanding
132,929,348
Total 13F shares
50,339,448
Share change
+483,358
Total reported value
$391,141,750
Put/Call ratio
56%
Price per share
$7.77
Number of holders
194
Value change
-$739,167
Number of buys
91
Number of sells
70

Quarterly Holders Quick Answers

What is CUSIP 05156V102?
CUSIP 05156V102 identifies AUPH - Aurinia Pharmaceuticals Inc. - Common Shares, no par value in SEC institutional holdings data.

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Top shareholders of AUPH - Aurinia Pharmaceuticals Inc. - Common Shares, no par value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
BlackRock Finance, Inc.
13F
Company
6.3%
8,333,034
$80,663,770 30 Jun 2023
13F
ARMISTICE CAPITAL, LLC
13F
Company
3.5%
4,692,000
$45,418,560 30 Jun 2023
13F
NEA Management Company, LLC
13F
Company
3%
3,969,834
$38,427,993 30 Jun 2023
13F
STATE STREET CORP
13F
Company
2%
2,632,486
$25,482,464 30 Jun 2023
13F
GOLDMAN SACHS GROUP INC
13F
Company
1.3%
1,744,205
$16,883,904 30 Jun 2023
13F
MORGAN STANLEY
13F
Company
1.3%
1,685,786
$16,318,409 30 Jun 2023
13F
RENAISSANCE TECHNOLOGIES LLC
13F
Company
1.2%
1,530,400
$14,814,000 30 Jun 2023
13F
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
1.1%
1,410,766
$13,656,214 30 Jun 2023
13F
VANGUARD GROUP INC
13F
Company
1%
1,382,517
$13,382,764 30 Jun 2023
13F
TWO SIGMA INVESTMENTS, LP
13F
Company
1%
1,368,171
$13,243,895 30 Jun 2023
13F
NORTHERN TRUST CORP
13F
Company
0.76%
1,009,989
$9,776,693 30 Jun 2023
13F
Artal Group S.A.
13F
Company
0.75%
1,000,000
$9,680,000 30 Jun 2023
13F
CITIGROUP INC
13F
Company
0.68%
904,906
$8,759,490 30 Jun 2023
13F
BALYASNY ASSET MANAGEMENT L.P.
13F
Company
0.61%
805,534
$7,797,569 30 Jun 2023
13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
0.61%
804,486
$7,787,424 30 Jun 2023
13F
TWO SIGMA ADVISERS, LP
13F
Company
0.57%
760,100
$7,357,768 30 Jun 2023
13F
D. E. Shaw & Co., Inc.
13F
Company
0.46%
613,513
$5,938,806 30 Jun 2023
13F
INTERNATIONAL BIOTECHNOLOGY TRUST PLC
13F
Company
0.43%
573,530
$5,551,770 30 Jun 2023
13F
TIG Advisors, LLC
13F
Company
0.42%
561,096
$5,431,409 30 Jun 2023
13F
J. Goldman & Co LP
13F
Company
0.42%
552,407
$5,347,300 30 Jun 2023
13F
Point72 Asset Management, L.P.
13F
Company
0.41%
544,720
$5,272,890 30 Jun 2023
13F
Antara Capital LP
13F
Company
0.38%
500,000
$4,840,000 30 Jun 2023
13F
Woodline Partners LP
13F
Company
0.38%
500,000
$4,840,000 30 Jun 2023
13F
Rock Springs Capital Management LP
13F
Company
0.36%
479,540
$4,641,947 30 Jun 2023
13F
Liontrust Investment Partners LLP
13F
Company
0.32%
421,000
$4,075,280 30 Jun 2023
13F
Bank of New York Mellon Corp
13F
Company
0.3%
402,434
$3,895,561 30 Jun 2023
13F
JPMORGAN CHASE & CO
13F
Company
0.3%
392,418
$3,798,606 30 Jun 2023
13F
JANE STREET GROUP, LLC
13F
Company
0.28%
369,759
$3,579,267 30 Jun 2023
13F
GROUP ONE TRADING LLC
13F
Company
0.28%
367,093
$3,553,460 30 Jun 2023
13F
STIFEL FINANCIAL CORP
13F
Company
0.28%
366,021
$3,543,087 30 Jun 2023
13F
CITADEL ADVISORS LLC
13F
Company
0.27%
361,998
$3,504,141 30 Jun 2023
13F
Trexquant Investment LP
13F
Company
0.24%
320,018
$3,097,774 30 Jun 2023
13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
13F
Company
0.23%
311,554
$3,015,843 30 Jun 2023
13F
Michael Robert Martin
3/4/5
Chief Business Officer
class O/S missing
259,162
$2,918,164 02 Mar 2023
Swiss National Bank
13F
Company
0.21%
279,300
$2,703,624 30 Jun 2023
13F
NATIXIS
13F
Company
0.2%
262,256
$2,538,638 30 Jun 2023
13F
LEVEL FOUR ADVISORY SERVICES, LLC
13F
Company
0.19%
249,400
$2,414,192 30 Jun 2023
13F
UBS Group AG
13F
Company
0.18%
242,370
$2,346,142 30 Jun 2023
13F
PRUDENTIAL FINANCIAL INC
13F
Company
0.18%
241,740
$2,340,043 30 Jun 2023
13F
NORDEA INVESTMENT MANAGEMENT AB
13F
Company
0.16%
212,400
$2,121,876 30 Jun 2023
13F
WELLS FARGO & COMPANY/MN
13F
Company
0.16%
213,216
$2,063,932 30 Jun 2023
13F
Jefferies Financial Group Inc.
13F
Company
0.15%
200,000
$1,936,000 30 Jun 2023
13F
RHUMBLINE ADVISERS
13F
Company
0.13%
179,126
$1,733,939 30 Jun 2023
13F
Advisory Services Network, LLC
13F
Company
0.13%
177,100
$1,714,328 30 Jun 2023
13F
SIMPLEX TRADING, LLC
13F
Company
0.13%
175,407
$1,697,000 30 Jun 2023
13F
GSA CAPITAL PARTNERS LLP
13F
Company
0.13%
168,595
$1,632,000 30 Jun 2023
13F
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
13F
Company
0.11%
148,656
$1,629,270 30 Jun 2023
13F
CREDIT SUISSE AG/
13F
Company
0.12%
159,790
$1,546,768 30 Jun 2023
13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM
13F
Company
0.12%
157,959
$1,529,043 30 Jun 2023
13F
Parallax Volatility Advisers, L.P.
13F
Company
0.11%
150,952
$1,461,215 30 Jun 2023
13F

Institutional Holders of Aurinia Pharmaceuticals Inc. - Common Shares, no par value (AUPH) as of Q3 2023

As of 30 Sep 2023, Aurinia Pharmaceuticals Inc. - Common Shares, no par value (AUPH) was held by 194 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 50,339,448 shares. The largest 10 holders included BlackRock Inc., ARMISTICE CAPITAL, LLC, NEA Management Company, LLC, STATE STREET CORP, Nuveen Asset Management, LLC, GEODE CAPITAL MANAGEMENT, LLC, VANGUARD GROUP INC, GOLDMAN SACHS GROUP INC, MORGAN STANLEY, and NORTHERN TRUST CORP. This page lists 195 institutional shareholders reporting positions in this security for the Q3 2023 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2023 vs Q2 2023 Across Filers

Q2 2023 holders
197
Q3 2023 holders
194
Holder diff
-3
Investor Q2 2023 Shares Q3 2023 Shares Share Diff Share Chg % Q2 2023 Value $ Q3 2023 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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