Security key
05156V102
Aurinia Pharmaceuticals Inc. - Common Shares, no par value (AUPH)
CUSIP: 05156V102
Q4 2022 13F Holders as of 31 Dec 2022
- Type / Class
- Equity / Common Shares, no par value
- Shares outstanding
- 132,929,348
- Total 13F shares
- 51,117,260
- Share change
- -4,306,247
- Total reported value
- $220,815,199
- Put/Call ratio
- 71%
- Price per share
- $4.32
- Number of holders
- 181
- Value change
- -$24,246,473
- Number of buys
- 78
- Number of sells
- 73
Report period
Q4 2022
Institutions
181
Top holders
10
AUPH full security history
Newer quarter: Q1 2023
Previous quarter: Q3 2022
Aurinia Pharmaceuticals Inc. SEC filings
Aurinia Pharmaceuticals Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 05156V102
Recent filing periods:
Top shareholders of AUPH - Aurinia Pharmaceuticals Inc. - Common Shares, no par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
5.8%
|
7,713,055
|
$58,002,000 | — | 30 Sep 2022 | |
| Deep Track Capital, LP |
13F
|
Company |
4.3%
|
5,677,372
|
$42,694,000 | — | 30 Sep 2022 | |
| FMR LLC |
13F
|
Company |
3.8%
|
4,994,705
|
$37,560,000 | — | 30 Sep 2022 | |
| NEA Management Company, LLC |
13F
|
Company |
3%
|
3,969,834
|
$29,853,000 | — | 30 Sep 2022 | |
| Bellevue Group AG |
13F
|
Company |
2.1%
|
2,846,457
|
$21,405,000 | — | 30 Sep 2022 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
2.1%
|
2,750,116
|
$20,681,000 | — | 30 Sep 2022 | |
| STATE STREET CORP |
13F
|
Company |
1.8%
|
2,441,434
|
$18,360,000 | — | 30 Sep 2022 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
1,467,029
|
$11,031,000 | — | 30 Sep 2022 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.91%
|
1,207,609
|
$9,081,000 | — | 30 Sep 2022 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.91%
|
1,204,982
|
$9,061,000 | — | 30 Sep 2022 | |
| Rock Springs Capital Management LP |
13F
|
Company |
0.8%
|
1,066,408
|
$8,019,000 | — | 30 Sep 2022 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.76%
|
1,004,868
|
$7,557,000 | — | 30 Sep 2022 | |
| Artal Group S.A. |
13F
|
Company |
0.75%
|
1,000,000
|
$7,520,000 | — | 30 Sep 2022 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.73%
|
967,911
|
$7,279,000 | — | 30 Sep 2022 | |
| BALYASNY ASSET MANAGEMENT L.P. |
13F
|
Company |
0.64%
|
853,787
|
$6,420,000 | — | 30 Sep 2022 | |
| CITIGROUP INC |
13F
|
Company |
0.64%
|
850,680
|
$6,397,000 | — | 30 Sep 2022 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.58%
|
776,381
|
$5,838,000 | — | 30 Sep 2022 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.55%
|
733,800
|
$5,518,000 | — | 30 Sep 2022 | |
| ARMISTICE CAPITAL, LLC |
13F
|
Company |
0.54%
|
724,000
|
$5,444,000 | — | 30 Sep 2022 | |
| BARCLAYS PLC |
13F
|
Company |
0.49%
|
656,802
|
$4,940,000 | — | 30 Sep 2022 | |
| INTERNATIONAL BIOTECHNOLOGY TRUST PLC |
13F
|
Company |
0.43%
|
573,530
|
$4,313,000 | — | 30 Sep 2022 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.39%
|
524,246
|
$3,942,000 | — | 30 Sep 2022 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.36%
|
474,240
|
$3,567,000 | — | 30 Sep 2022 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.35%
|
465,689
|
$3,502,000 | — | 30 Sep 2022 | |
| Liontrust Investment Partners LLP |
13F
|
Company |
0.34%
|
446,500
|
$3,357,680 | — | 30 Sep 2022 | |
| Norris Financial Group, LLC |
13F
|
Company |
0.32%
|
420,034
|
$3,158,656 | — | 30 Sep 2022 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.31%
|
407,351
|
$3,063,000 | — | 30 Sep 2022 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.31%
|
405,991
|
$3,053,000 | — | 30 Sep 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.26%
|
349,428
|
$2,628,000 | — | 30 Sep 2022 | |
| Hudson Bay Capital Management LP |
13F
|
Company |
0.24%
|
314,684
|
$2,366,000 | — | 30 Sep 2022 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
0.23%
|
301,685
|
$2,269,000 | — | 30 Sep 2022 | |
| Walleye Capital LLC |
13F
|
Company |
0.22%
|
296,708
|
$2,231,000 | — | 30 Sep 2022 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.22%
|
296,301
|
$2,229,000 | — | 30 Sep 2022 | |
| KESTRA PRIVATE WEALTH SERVICES, LLC |
13F
|
Company |
0.22%
|
287,702
|
$2,164,000 | — | 30 Sep 2022 | |
| Swiss National Bank |
13F
|
Company |
0.21%
|
285,700
|
$2,148,000 | — | 30 Sep 2022 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.21%
|
280,000
|
$2,106,000 | — | 30 Sep 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.19%
|
259,211
|
$1,949,000 | — | 30 Sep 2022 | |
| Parallax Volatility Advisers, L.P. |
13F
|
Company |
0.19%
|
246,563
|
$1,854,000 | — | 30 Sep 2022 | |
| Atle Fund Management AB |
13F
|
Company |
0.17%
|
230,000
|
$1,730,000 | — | 30 Sep 2022 | |
| TANG CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.15%
|
200,000
|
$1,504,000 | — | 30 Sep 2022 | |
| CAPITAL FUND MANAGEMENT S.A. |
13F
|
Company |
0.14%
|
190,104
|
$1,429,582 | — | 30 Sep 2022 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.14%
|
188,709
|
$1,419,000 | — | 30 Sep 2022 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
0.14%
|
185,979
|
$1,399,000 | — | 30 Sep 2022 | |
| GILDER GAGNON HOWE & CO LLC |
13F
|
Company |
0.13%
|
179,090
|
$1,347,000 | — | 30 Sep 2022 | |
| Leonteq Securities AG |
13F
|
Company |
0.13%
|
172,884
|
$1,300,088 | — | 30 Sep 2022 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.12%
|
163,881
|
$1,232,000 | — | 30 Sep 2022 | |
| AlphaCentric Advisors LLC |
13F
|
Company |
0.12%
|
159,500
|
$1,199,000 | — | 30 Sep 2022 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.12%
|
156,647
|
$1,178,000 | — | 30 Sep 2022 | |
| CANTOR FITZGERALD, L. P. |
13F
|
Individual |
0.11%
|
151,643
|
$1,140,000 | — | 30 Sep 2022 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.11%
|
141,089
|
$1,061,000 | — | 30 Sep 2022 |
Institutional Holders of Aurinia Pharmaceuticals Inc. - Common Shares, no par value (AUPH) as of Q4 2022
As of 31 Dec 2022,
Aurinia Pharmaceuticals Inc. - Common Shares, no par value (AUPH) was held by
181 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
51,117,260 shares.
The largest 10 holders included
BlackRock Inc., ARMISTICE CAPITAL, LLC, NEA Management Company, LLC, CITADEL ADVISORS LLC, STATE STREET CORP, Point72 Asset Management, L.P., RENAISSANCE TECHNOLOGIES LLC, MORGAN STANLEY, VANGUARD GROUP INC, and Bellevue Group AG.
This page lists
183
institutional shareholders reporting positions in this security
for the Q4 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
177
Q4 2022 holders
181
Holder diff
4
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 Value $ | Q4 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.