Aurinia Pharmaceuticals Inc. - Common Shares, no par value (AUPH)
CUSIP: 05156V102
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Shares, no par value
- Shares outstanding
- 132,929,348
- Total 13F shares
- 43,124,514
- Share change
- -4,591,652
- Total reported value
- $954,392,864
- Put/Call ratio
- 104%
- Price per share
- $22.13
- Number of holders
- 160
- Value change
- -$114,507
- Number of buys
- 75
- Number of sells
- 83
Quarterly Holders Quick Answers
What is CUSIP 05156V102?
CUSIP 05156V102 identifies AUPH - Aurinia Pharmaceuticals Inc. - Common Shares, no par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 05156V102:
Top shareholders of AUPH - Aurinia Pharmaceuticals Inc. - Common Shares, no par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FMR LLC |
13F
|
Company |
6.4%
|
8,523,004
|
$110,458,000 | — | 30 Jun 2021 | |
| ORBIMED ADVISORS LLC |
13F
|
Company |
4.6%
|
6,069,032
|
$78,655,000 | — | 30 Jun 2021 | |
| NEA Management Company, LLC |
13F
|
Company |
3.9%
|
5,172,683
|
$67,038,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
2.7%
|
3,621,692
|
$46,936,000 | — | 30 Jun 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
1.8%
|
2,416,482
|
$31,318,000 | — | 30 Jun 2021 | |
| PICTET ASSET MANAGEMENT LTD |
13F
|
Company |
1.6%
|
2,170,394
|
$28,128,000 | — | 30 Jun 2021 | |
| KINGDON CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
1.2%
|
1,583,208
|
$20,518,000 | — | 30 Jun 2021 | |
| BAKER BROS. ADVISORS LP |
13F
|
Company |
0.84%
|
1,119,962
|
$14,515,000 | — | 30 Jun 2021 | |
| Artal Group S.A. |
13F
|
Company |
0.75%
|
1,000,000
|
$12,960,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.59%
|
788,283
|
$10,216,000 | — | 30 Jun 2021 | |
| Rock Springs Capital Management LP |
13F
|
Company |
0.59%
|
785,769
|
$10,184,000 | — | 30 Jun 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.53%
|
705,295
|
$9,141,000 | — | 30 Jun 2021 | |
| DG Capital Management, LLC |
13F
|
Company |
0.48%
|
641,154
|
$8,309,000 | — | 30 Jun 2021 | |
| Hudson Bay Capital Management LP |
13F
|
Company |
0.48%
|
635,000
|
$8,230,000 | — | 30 Jun 2021 | |
| DnB Asset Management AS |
13F
|
Company |
0.47%
|
624,000
|
$8,087,040 | — | 30 Jun 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.46%
|
610,991
|
$7,919,000 | — | 30 Jun 2021 | |
| Altshuler Shaham Ltd |
13F
|
Company |
0.42%
|
559,412
|
$7,250,000 | — | 30 Jun 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.38%
|
502,195
|
$6,508,000 | — | 30 Jun 2021 | |
| Vivo Capital, LLC |
13F
|
Company |
0.38%
|
500,732
|
$6,489,000 | — | 30 Jun 2021 | |
| FIL Ltd |
13F
|
Company |
0.37%
|
493,233
|
$6,392,000 | — | 30 Jun 2021 | |
| Blackcrane Capital, LLC |
13F
|
Company |
0.32%
|
420,027
|
$5,444,000 | — | 30 Jun 2021 | |
| Tekla Capital Management LLC |
13F
|
Company |
0.3%
|
397,920
|
$5,157,000 | — | 30 Jun 2021 | |
| BAILARD, INC. |
13F
|
Company |
0.28%
|
370,000
|
$4,795,000 | — | 30 Jun 2021 | |
| Connor, Clark & Lunn Investment Management Ltd. |
13F
|
Company |
0.28%
|
367,000
|
$4,757,000 | — | 30 Jun 2021 | |
| Altium Capital Management LLC |
13F
|
Company |
0.25%
|
328,908
|
$4,263,000 | — | 30 Jun 2021 | |
| TD ASSET MANAGEMENT INC |
13F
|
Company |
0.24%
|
315,979
|
$4,242,000 | — | 30 Jun 2021 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.22%
|
288,637
|
$3,893,000 | — | 30 Jun 2021 | |
| INTERNATIONAL BIOTECHNOLOGY TRUST PLC |
13F
|
Company |
0.22%
|
298,500
|
$3,869,000 | — | 30 Jun 2021 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.22%
|
290,000
|
$3,758,000 | — | 30 Jun 2021 | |
| PUBLIC SECTOR PENSION INVESTMENT BOARD |
13F
|
Company |
0.22%
|
286,953
|
$3,724,000 | — | 30 Jun 2021 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.21%
|
281,651
|
$3,650,000 | — | 30 Jun 2021 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.21%
|
279,970
|
$3,628,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0.2%
|
260,205
|
$3,372,000 | — | 30 Jun 2021 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
0.19%
|
256,543
|
$3,325,000 | — | 30 Jun 2021 | |
| Gamma As Sector |
13F
|
Individual |
0.18%
|
234,916
|
$3,045,000 | — | 30 Jun 2021 | |
| Swiss National Bank |
13F
|
Company |
0.17%
|
225,500
|
$2,929,000 | — | 30 Jun 2021 | |
| InterOcean Capital Group, LLC |
13F
|
Company |
0.15%
|
200,000
|
$2,592,000 | — | 30 Jun 2021 | |
| BARCLAYS PLC |
13F
|
Company |
0.14%
|
190,856
|
$2,474,000 | — | 30 Jun 2021 | |
| GILDER GAGNON HOWE & CO LLC |
13F
|
Company |
0.14%
|
190,565
|
$2,470,000 | — | 30 Jun 2021 | |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp |
13F
|
Company |
0.14%
|
182,067
|
$2,360,000 | — | 30 Jun 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.13%
|
171,371
|
$2,221,000 | — | 30 Jun 2021 | |
| IRONWOOD INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.13%
|
168,318
|
$2,181,000 | — | 30 Jun 2021 | |
| ALPS ADVISORS INC |
13F
|
Company |
0.13%
|
167,601
|
$2,172,000 | — | 30 Jun 2021 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.13%
|
167,110
|
$2,166,000 | — | 30 Jun 2021 | |
| David M. Knott |
13F
|
Individual |
0.12%
|
164,840
|
$2,136,000 | — | 30 Jun 2021 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.12%
|
162,679
|
$2,108,000 | — | 30 Jun 2021 | |
| ACT CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.12%
|
162,500
|
$2,106,000 | — | 30 Jun 2021 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
0.12%
|
159,526
|
$2,068,000 | — | 30 Jun 2021 | |
| Ensign Peak Advisors, Inc |
13F
|
Company |
0.11%
|
151,599
|
$1,965,000 | — | 30 Jun 2021 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
0.11%
|
141,459
|
$1,835,779 | — | 30 Jun 2021 |
Institutional Holders of Aurinia Pharmaceuticals Inc. - Common Shares, no par value (AUPH) as of Q3 2021
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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