Security key
05156V102
Aurinia Pharmaceuticals Inc. - Common Shares, no par value (AUPH)
CUSIP: 05156V102
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common Shares, no par value
- Shares outstanding
- 132,929,348
- Total 13F shares
- 25,474,542
- Share change
- -3,866,864
- Total reported value
- $136,035,080
- Put/Call ratio
- 129%
- Price per share
- $5.34
- Number of holders
- 68
- Value change
- -$23,251,716
- Number of buys
- 27
- Number of sells
- 26
Report period
Q3 2019
Institutions
68
Top holders
10
AUPH full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
Aurinia Pharmaceuticals Inc. SEC filings
Aurinia Pharmaceuticals Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 05156V102
Recent filing periods:
Top shareholders of AUPH - Aurinia Pharmaceuticals Inc. - Common Shares, no par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| NEA Management Company, LLC |
13F
|
Company |
3.9%
|
5,172,683
|
$34,036,000 | — | 30 Jun 2019 | |
| Consonance Capital Management LP |
13F
|
Company |
3.2%
|
4,222,558
|
$27,784,000 | — | 30 Jun 2019 | |
| ORBIMED ADVISORS LLC |
13F
|
Company |
2.7%
|
3,531,002
|
$23,234,000 | — | 30 Jun 2019 | |
| Polar Capital LLP |
13F
|
Company |
2.5%
|
3,312,723
|
$21,798,000 | — | 30 Jun 2019 | |
| FMR LLC |
13F
|
Company |
2.5%
|
3,300,090
|
$21,715,000 | — | 30 Jun 2019 | |
| Vivo Capital, LLC |
13F
|
Company |
1.4%
|
1,913,623
|
$12,592,000 | — | 30 Jun 2019 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
1.1%
|
1,407,500
|
$9,261,000 | — | 30 Jun 2019 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.85%
|
1,135,028
|
$7,468,000 | — | 30 Jun 2019 | |
| ACUTA CAPITAL PARTNERS, LLC |
13F
|
Company |
0.7%
|
935,000
|
$6,152,000 | — | 30 Jun 2019 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.69%
|
921,425
|
$6,063,000 | — | 30 Jun 2019 | |
| Hudson Bay Capital Management LP |
13F
|
Company |
0.45%
|
595,000
|
$3,915,000 | — | 30 Jun 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.37%
|
492,305
|
$3,239,000 | — | 30 Jun 2019 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.3%
|
393,300
|
$2,588,000 | — | 30 Jun 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.27%
|
362,339
|
$2,384,000 | — | 30 Jun 2019 | |
| Creative Planning |
13F
|
Company |
0.16%
|
208,700
|
$1,373,000 | — | 30 Jun 2019 | |
| IRONWOOD INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.12%
|
163,460
|
$1,076,000 | — | 30 Jun 2019 | |
| S.c.a. Candriam |
13F
|
Individual |
0.1%
|
130,000
|
$852,000 | — | 30 Jun 2019 | |
| Swiss National Bank |
13F
|
Company |
0.08%
|
111,800
|
$738,000 | — | 30 Jun 2019 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.08%
|
101,045
|
$665,000 | — | 30 Jun 2019 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.07%
|
91,585
|
$603,000 | — | 30 Jun 2019 | |
| Kazazian Asset Management, LLC |
13F
|
Company |
0.06%
|
83,572
|
$550,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.06%
|
77,993
|
$513,000 | — | 30 Jun 2019 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.05%
|
68,623
|
$452,000 | — | 30 Jun 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
64,985
|
$427,000 | — | 30 Jun 2019 | |
| David M. Knott |
13F
|
Individual |
0.04%
|
58,000
|
$382,000 | — | 30 Jun 2019 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.04%
|
51,406
|
$338,000 | — | 30 Jun 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.03%
|
41,089
|
$271,000 | — | 30 Jun 2019 | |
| Nicholas Investment Partners, LP |
13F
|
Company |
0.03%
|
39,845
|
$262,000 | — | 30 Jun 2019 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.02%
|
29,235
|
$192,000 | — | 30 Jun 2019 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.02%
|
29,020
|
$191,000 | — | 30 Jun 2019 | |
| ProShare Advisors LLC |
13F
|
Company |
0.02%
|
26,829
|
$177,000 | — | 30 Jun 2019 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.02%
|
24,303
|
$160,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.02%
|
22,649
|
$149,000 | — | 30 Jun 2019 | |
| Point72 Asset Management, L.P. |
13F
|
Company |
0.02%
|
22,083
|
$145,000 | — | 30 Jun 2019 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
19,796
|
$131,000 | — | 30 Jun 2019 | |
| A.R.T. Advisors, LLC |
13F
|
Company |
0.01%
|
18,395
|
$121,000 | — | 30 Jun 2019 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0.01%
|
14,850
|
$95,000 | — | 30 Jun 2019 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
0.01%
|
13,300
|
$87,937 | — | 30 Jun 2019 | |
| TORONTO DOMINION BANK |
13F
|
Company |
0.01%
|
12,355
|
$81,000 | — | 30 Jun 2019 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.01%
|
12,246
|
$81,000 | — | 30 Jun 2019 | |
| Realta Investment Advisors |
13F
|
Company |
0.01%
|
10,739
|
$70,000 | — | 30 Jun 2019 | |
| Walleye Trading LLC |
13F
|
Company |
0.01%
|
9,425
|
$62,000 | — | 30 Jun 2019 | |
| US BANCORP \DE\ |
13F
|
Company |
0.01%
|
8,820
|
$58,000 | — | 30 Jun 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.01%
|
7,000
|
$46,000 | — | 30 Jun 2019 | |
| VICTORY CAPITAL MANAGEMENT INC |
13F
|
Company |
0.01%
|
6,904
|
$45,000 | — | 30 Jun 2019 | |
| CANADA LIFE ASSURANCE Co |
13F
|
Company |
0.01%
|
6,730
|
$43,000 | — | 30 Jun 2019 | |
| BROWN BROTHERS HARRIMAN & CO |
13F
|
Company |
0%
|
6,500
|
$43,000 | — | 30 Jun 2019 | |
| Lindbrook Capital, LLC |
13F
|
Company |
0%
|
6,500
|
$42,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
0%
|
6,443
|
$42,000 | — | 30 Jun 2019 | |
| Zurcher Kantonalbank (Zurich Cantonalbank) |
13F
|
Company |
0%
|
6,104
|
$40,000 | — | 30 Jun 2019 |
Institutional Holders of Aurinia Pharmaceuticals Inc. - Common Shares, no par value (AUPH) as of Q3 2019
As of 30 Sep 2019,
Aurinia Pharmaceuticals Inc. - Common Shares, no par value (AUPH) was held by
68 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
25,474,542 shares.
The largest 10 holders included
NEA Management Company, LLC, ORBIMED ADVISORS LLC, Polar Capital LLP, Consonance Capital Management LP, GOLDMAN SACHS GROUP INC, FRANKLIN RESOURCES INC, FMR LLC, BlackRock Inc., ACUTA CAPITAL PARTNERS, LLC, and HealthCor Management, L.P..
This page lists
68
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
71
Q3 2019 holders
68
Holder diff
-3
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.