ATOSSA THERAPEUTICS, INC. - Common Stock (ATOS)
CUSIP: 04962H506
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 129,337,627
- Total 13F shares
- 30,993,684
- Share change
- -4,518,928
- Total reported value
- $101,545,957
- Put/Call ratio
- 44%
- Price per share
- $3.26
- Number of holders
- 86
- Value change
- -$24,704,471
- Number of buys
- 42
- Number of sells
- 36
Quarterly Holders Quick Answers
What is CUSIP 04962H506?
CUSIP 04962H506 identifies ATOS - ATOSSA THERAPEUTICS, INC. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 04962H506:
Top shareholders of ATOS - ATOSSA THERAPEUTICS, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
6.9%
|
8,954,281
|
$56,591,000 | — | 30 Jun 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
4.5%
|
5,762,626
|
$36,420,000 | — | 30 Jun 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
2%
|
2,592,177
|
$16,383,000 | — | 30 Jun 2021 | |
| STATE STREET CORP |
13F
|
Company |
1.6%
|
2,032,668
|
$12,846,000 | — | 30 Jun 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.5%
|
1,968,745
|
$12,442,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
1.4%
|
1,851,353
|
$11,700,000 | — | 30 Jun 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
1.3%
|
1,666,911
|
$10,535,000 | — | 30 Jun 2021 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
1.3%
|
1,644,488
|
$10,393,000 | — | 30 Jun 2021 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
1%
|
1,323,649
|
$8,366,000 | — | 30 Jun 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.87%
|
1,123,852
|
$7,104,000 | — | 30 Jun 2021 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.85%
|
1,097,131
|
$6,933,000 | — | 30 Jun 2021 | |
| SABBY MANAGEMENT, LLC |
13F
|
Company |
0.81%
|
1,045,987
|
$6,611,000 | — | 30 Jun 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.36%
|
465,572
|
$2,943,000 | — | 30 Jun 2021 | |
| BANK OF NOVA SCOTIA |
13F
|
Company |
0.27%
|
348,698
|
$2,200,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.24%
|
311,973
|
$1,972,000 | — | 30 Jun 2021 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.23%
|
293,958
|
$1,858,000 | — | 30 Jun 2021 | |
| Sculptor Capital LP |
13F
|
Company |
0.21%
|
268,000
|
$1,694,000 | — | 30 Jun 2021 | |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.2%
|
255,984
|
$1,618,000 | — | 30 Jun 2021 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.15%
|
188,259
|
$1,190,000 | — | 30 Jun 2021 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.12%
|
161,269
|
$1,019,000 | — | 30 Jun 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.12%
|
156,324
|
$988,000 | — | 30 Jun 2021 | |
| STATE OF WISCONSIN INVESTMENT BOARD |
13F
|
Company |
0.12%
|
151,300
|
$956,000 | — | 30 Jun 2021 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.11%
|
141,547
|
$894,000 | — | 30 Jun 2021 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.1%
|
130,369
|
$824,000 | — | 30 Jun 2021 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.09%
|
116,100
|
$734,000 | — | 30 Jun 2021 | |
| Mariner, LLC |
13F
|
Company |
0.09%
|
114,860
|
$726,000 | — | 30 Jun 2021 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.08%
|
100,200
|
$633,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.06%
|
78,773
|
$498,000 | — | 30 Jun 2021 | |
| Enlightenment Research, LLC |
13F
|
Company |
0.06%
|
73,100
|
$462,000 | — | 30 Jun 2021 | |
| Cutler Group LLC / CA |
13F
|
Company |
0.06%
|
72,179
|
$456,000 | — | 30 Jun 2021 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.05%
|
69,454
|
$439,000 | — | 30 Jun 2021 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.05%
|
67,879
|
$429,000 | — | 30 Jun 2021 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.05%
|
65,553
|
$414,000 | — | 30 Jun 2021 | |
| DC Investments Management, LLC |
13F
|
Company |
0.05%
|
64,490
|
$408,000 | — | 30 Jun 2021 | |
| Spire Wealth Management |
13F
|
Company |
0.04%
|
48,000
|
$335,000 | — | 30 Jun 2021 | |
| Caption Management, LLC |
13F
|
Company |
0.04%
|
52,300
|
$331,000 | — | 30 Jun 2021 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.04%
|
52,128
|
$329,000 | — | 30 Jun 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.04%
|
50,007
|
$316,000 | — | 30 Jun 2021 | |
| EDMOND DE ROTHSCHILD HOLDING S.A. |
13F
|
Company |
0.04%
|
50,000
|
$316,000 | — | 30 Jun 2021 | |
| VOYA INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.04%
|
46,138
|
$292,000 | — | 30 Jun 2021 | |
| MetLife Investment Management, LLC |
13F
|
Company |
0.03%
|
44,000
|
$278,080 | — | 30 Jun 2021 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.03%
|
38,500
|
$243,000 | — | 30 Jun 2021 | |
| Americana Partners, LLC |
13F
|
Company |
0.04%
|
54,500
|
$237,000 | — | 30 Jun 2021 | |
| DUPONT CAPITAL MANAGEMENT CORP |
13F
|
Company |
0.03%
|
35,145
|
$222,000 | — | 30 Jun 2021 | |
| METROPOLITAN LIFE INSURANCE CO/NY |
13F
|
Company |
0.03%
|
33,687
|
$212,902 | — | 30 Jun 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.03%
|
33,383
|
$210,000 | — | 30 Jun 2021 | |
| ProShare Advisors LLC |
13F
|
Company |
0.02%
|
30,351
|
$192,000 | — | 30 Jun 2021 | |
| STRS OHIO |
13F
|
Company |
0.02%
|
27,100
|
$171,000 | — | 30 Jun 2021 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0.02%
|
26,725
|
$169,000 | — | 30 Jun 2021 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.02%
|
24,844
|
$157,000 | — | 30 Jun 2021 |
Institutional Holders of ATOSSA THERAPEUTICS, INC. - Common Stock (ATOS) as of Q3 2021
As of 30 Sep 2021,
ATOSSA THERAPEUTICS, INC. - Common Stock (ATOS) was held by
86 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
30,993,684 shares.
The largest 10 holders included
BlackRock Inc., VANGUARD GROUP INC, STATE STREET CORP, GEODE CAPITAL MANAGEMENT, LLC, Nuveen Asset Management, LLC, NORTHERN TRUST CORP, CITADEL ADVISORS LLC, D. E. Shaw & Co., Inc., Bank of New York Mellon Corp, and CHARLES SCHWAB INVESTMENT MANAGEMENT INC.
This page lists
86
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
80
Q3 2021 holders
86
Holder diff
6
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.