ASPEN AEROGELS INC - Common Stock (ASPN)

CUSIP: 04523Y105

Q3 2023 13F Holders as of 30 Sep 2023

Type / Class
Equity / Common Stock
Shares outstanding
82,107,547
Total 13F shares
67,761,200
Share change
+3,226,453
Total reported value
$582,778,595
Put/Call ratio
41%
Price per share
$8.60
Number of holders
157
Value change
+$28,805,579
Number of buys
68
Number of sells
77

Quarterly Holders Quick Answers

What is CUSIP 04523Y105?
CUSIP 04523Y105 identifies ASPN - ASPEN AEROGELS INC - Common Stock in SEC institutional holdings data.

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Top shareholders of ASPN - ASPEN AEROGELS INC - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
KIM, LLC
13F
Company
19%
15,780,426
$124,507,561 30 Jun 2023
13F
BlackRock Finance, Inc.
13F
Company
4.7%
3,852,411
$30,395,522 30 Jun 2023
13F
VANGUARD GROUP INC
13F
Company
4.2%
3,431,874
$27,077,485 30 Jun 2023
13F
OAKTOP CAPITAL MANAGEMENT II, L.P.
13F
Company
3.9%
3,194,758
$25,206,640 30 Jun 2023
13F
GEORGE KAISER FAMILY FOUNDATION
13F
Individual
3.9%
3,167,322
$24,990,171 30 Jun 2023
13F
FMR LLC
13F
Company
2.8%
2,318,811
$18,295,419 30 Jun 2023
13F
NEEDHAM INVESTMENT MANAGEMENT LLC
13F
Company
2.8%
2,268,300
$17,896,887 30 Jun 2023
13F
Cowen Prime Advisors LLC
13F
Company
2.3%
1,911,500
$15,081,735 30 Jun 2023
13F
Samjo Capital LLC
13F
Company
2.1%
1,740,000
$13,728,600 30 Jun 2023
13F
AWM Investment Company, Inc.
13F
Company
2%
1,661,580
$13,109,866 30 Jun 2023
13F
Telemark Asset Management, LLC
13F
Company
1.9%
1,555,000
$12,268,950 30 Jun 2023
13F
ARDSLEY ADVISORY PARTNERS LP
13F
Company
1.8%
1,511,678
$11,927,139 30 Jun 2023
13F
STATE STREET CORP
13F
Company
1.5%
1,193,127
$9,413,772 30 Jun 2023
13F
Nuveen Asset Management, LLC
13F
Company
1.4%
1,154,431
$9,108,461 30 Jun 2023
13F
ROYCE & ASSOCIATES LP
13F
Company
1.3%
1,102,883
$8,701,747 30 Jun 2023
13F
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
1.3%
1,066,685
$8,416,144 30 Jun 2023
13F
ESSEX INVESTMENT MANAGEMENT CO LLC
13F
Company
1.2%
1,011,471
$7,980,506 30 Jun 2023
13F
AMH Equity Ltd
13F
Company
1.2%
1,000,000
$7,890,000 30 Jun 2023
13F
AMERIPRISE FINANCIAL INC
13F
Company
1.2%
976,534
$7,704,853 30 Jun 2023
13F
UniSuper Management Pty Ltd
13F
Company
1.2%
954,862
$7,533,861 30 Jun 2023
13F
Redwood Investments, LLC
13F
Company
0.96%
784,545
$6,190,060 30 Jun 2023
13F
Penn Capital Management Company, LLC
13F
Company
0.93%
765,021
$6,036,016 30 Jun 2023
13F
FEDERATED HERMES, INC.
13F
Company
0.91%
750,000
$5,917,500 30 Jun 2023
13F
ALGERT GLOBAL LLC
13F
Company
0.77%
630,594
$4,975,000 30 Jun 2023
13F
DRIEHAUS CAPITAL MANAGEMENT LLC
13F
Company
0.75%
613,233
$4,838,408 30 Jun 2023
13F
Caption Management, LLC
13F
Company
0.73%
602,948
$4,757,260 30 Jun 2023
13F
Robert M. Gervis
3/4/5
Director
mixed-class rows
430,851
mixed-class rows
$4,708,680 02 Jun 2022
ExodusPoint Capital Management, LP
13F
Company
0.69%
569,985
$4,497,000 30 Jun 2023
13F
NEW YORK STATE COMMON RETIREMENT FUND
13F
Company
0.68%
554,796
$4,377,340 30 Jun 2023
13F
NORTHERN TRUST CORP
13F
Company
0.65%
534,436
$4,216,700 30 Jun 2023
13F
Baird Financial Group, Inc.
13F
Company
0.6%
496,539
$3,917,693 30 Jun 2023
13F
CITADEL ADVISORS LLC
13F
Company
0.52%
429,658
$3,390,002 30 Jun 2023
13F
MILLENNIUM MANAGEMENT LLC
13F
Company
0.51%
417,708
$3,295,716 30 Jun 2023
13F
GOLDMAN SACHS GROUP INC
13F
Company
0.44%
362,334
$2,858,815 30 Jun 2023
13F
DEUTSCHE BANK AG\
13F
Company
0.41%
338,491
$2,670,694 30 Jun 2023
13F
SILVERCREST ASSET MANAGEMENT GROUP LLC
13F
Company
0.39%
323,802
$2,554,798 30 Jun 2023
13F
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
13F
Company
0.41%
339,741
$2,531,072 30 Jun 2023
13F
Point72 Asset Management, L.P.
13F
Company
0.38%
314,032
$2,477,712 30 Jun 2023
13F
CastleKnight Management LP
13F
Company
0.38%
310,200
$2,447,478 30 Jun 2023
13F
ZEVENBERGEN CAPITAL INVESTMENTS LLC
13F
Company
0.34%
275,562
$2,174,184 30 Jun 2023
13F
Sargent Investment Group, LLC
13F
Company
0.31%
257,855
$2,034,476 30 Jun 2023
13F
Palogic Value Management, L.P.
13F
Company
0.3%
250,000
$1,972,500 30 Jun 2023
13F
MARSHALL WACE, LLP
13F
Company
0.28%
232,641
$1,835,538 30 Jun 2023
13F
RENAISSANCE TECHNOLOGIES LLC
13F
Company
0.28%
227,400
$1,794,000 30 Jun 2023
13F
VOLORIDGE INVESTMENT MANAGEMENT, LLC
13F
Company
0.27%
225,665
$1,780,497 30 Jun 2023
13F
KENNEDY CAPITAL MANAGEMENT LLC
13F
Company
0.27%
221,710
$1,749,292 30 Jun 2023
13F
Trellus Management Company, LLC
13F
Company
0.27%
220,000
$1,735,800 30 Jun 2023
13F
Bank of New York Mellon Corp
13F
Company
0.26%
212,251
$1,674,660 30 Jun 2023
13F
FAIRBANKS JOHN F
3/4/5
VP, CFO and Treasurer
mixed-class rows
156,215
mixed-class rows
$1,555,460 26 Feb 2022
Kelley Conte
3/4/5
Senior Vice President, HR
mixed-class rows
195,720
mixed-class rows
$1,411,295 01 Jun 2023

Institutional Holders of ASPEN AEROGELS INC - Common Stock (ASPN) as of Q3 2023

As of 30 Sep 2023, ASPEN AEROGELS INC - Common Stock (ASPN) was held by 157 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 67,761,200 shares. The largest 10 holders included KIM, LLC, BlackRock Inc., VANGUARD GROUP INC, OAKTOP CAPITAL MANAGEMENT II, L.P., George Kaiser Family Foundation, Samjo Capital LLC, NEEDHAM INVESTMENT MANAGEMENT LLC, FMR LLC, AIGH Capital Management LLC, and AWM Investment Company, Inc.. This page lists 157 institutional shareholders reporting positions in this security for the Q3 2023 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2023 vs Q2 2023 Across Filers

Q2 2023 holders
158
Q3 2023 holders
157
Holder diff
-1
Investor Q2 2023 Shares Q3 2023 Shares Share Diff Share Chg % Q2 2023 Value $ Q3 2023 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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