- Type / Class
- Equity / Common Stock
- Shares outstanding
- 82,107,547
- Total 13F shares
- 67,761,200
- Share change
- +3,226,453
- Total reported value
- $582,778,595
- Put/Call ratio
- 41%
- Price per share
- $8.60
- Number of holders
- 157
- Value change
- +$28,805,579
- Number of buys
- 68
- Number of sells
- 77
Quarterly Holders Quick Answers
What is CUSIP 04523Y105?
CUSIP 04523Y105 identifies ASPN - ASPEN AEROGELS INC - Common Stock in SEC institutional holdings data.
Need full ownership history?
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- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 04523Y105:
Top shareholders of ASPN - ASPEN AEROGELS INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| KIM, LLC |
13F
|
Company |
19%
|
15,780,426
|
$124,507,561 | — | 30 Jun 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
4.7%
|
3,852,411
|
$30,395,522 | — | 30 Jun 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
4.2%
|
3,431,874
|
$27,077,485 | — | 30 Jun 2023 | |
| OAKTOP CAPITAL MANAGEMENT II, L.P. |
13F
|
Company |
3.9%
|
3,194,758
|
$25,206,640 | — | 30 Jun 2023 | |
| GEORGE KAISER FAMILY FOUNDATION |
13F
|
Individual |
3.9%
|
3,167,322
|
$24,990,171 | — | 30 Jun 2023 | |
| FMR LLC |
13F
|
Company |
2.8%
|
2,318,811
|
$18,295,419 | — | 30 Jun 2023 | |
| NEEDHAM INVESTMENT MANAGEMENT LLC |
13F
|
Company |
2.8%
|
2,268,300
|
$17,896,887 | — | 30 Jun 2023 | |
| Cowen Prime Advisors LLC |
13F
|
Company |
2.3%
|
1,911,500
|
$15,081,735 | — | 30 Jun 2023 | |
| Samjo Capital LLC |
13F
|
Company |
2.1%
|
1,740,000
|
$13,728,600 | — | 30 Jun 2023 | |
| AWM Investment Company, Inc. |
13F
|
Company |
2%
|
1,661,580
|
$13,109,866 | — | 30 Jun 2023 | |
| Telemark Asset Management, LLC |
13F
|
Company |
1.9%
|
1,555,000
|
$12,268,950 | — | 30 Jun 2023 | |
| ARDSLEY ADVISORY PARTNERS LP |
13F
|
Company |
1.8%
|
1,511,678
|
$11,927,139 | — | 30 Jun 2023 | |
| STATE STREET CORP |
13F
|
Company |
1.5%
|
1,193,127
|
$9,413,772 | — | 30 Jun 2023 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
1.4%
|
1,154,431
|
$9,108,461 | — | 30 Jun 2023 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
1.3%
|
1,102,883
|
$8,701,747 | — | 30 Jun 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.3%
|
1,066,685
|
$8,416,144 | — | 30 Jun 2023 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
1.2%
|
1,011,471
|
$7,980,506 | — | 30 Jun 2023 | |
| AMH Equity Ltd |
13F
|
Company |
1.2%
|
1,000,000
|
$7,890,000 | — | 30 Jun 2023 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
1.2%
|
976,534
|
$7,704,853 | — | 30 Jun 2023 | |
| UniSuper Management Pty Ltd |
13F
|
Company |
1.2%
|
954,862
|
$7,533,861 | — | 30 Jun 2023 | |
| Redwood Investments, LLC |
13F
|
Company |
0.96%
|
784,545
|
$6,190,060 | — | 30 Jun 2023 | |
| Penn Capital Management Company, LLC |
13F
|
Company |
0.93%
|
765,021
|
$6,036,016 | — | 30 Jun 2023 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
0.91%
|
750,000
|
$5,917,500 | — | 30 Jun 2023 | |
| ALGERT GLOBAL LLC |
13F
|
Company |
0.77%
|
630,594
|
$4,975,000 | — | 30 Jun 2023 | |
| DRIEHAUS CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.75%
|
613,233
|
$4,838,408 | — | 30 Jun 2023 | |
| Caption Management, LLC |
13F
|
Company |
0.73%
|
602,948
|
$4,757,260 | — | 30 Jun 2023 | |
| Robert M. Gervis |
3/4/5
|
Director |
—
mixed-class rows
|
430,851
mixed-class rows
|
$4,708,680 | — | 02 Jun 2022 | |
| ExodusPoint Capital Management, LP |
13F
|
Company |
0.69%
|
569,985
|
$4,497,000 | — | 30 Jun 2023 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.68%
|
554,796
|
$4,377,340 | — | 30 Jun 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.65%
|
534,436
|
$4,216,700 | — | 30 Jun 2023 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.6%
|
496,539
|
$3,917,693 | — | 30 Jun 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.52%
|
429,658
|
$3,390,002 | — | 30 Jun 2023 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.51%
|
417,708
|
$3,295,716 | — | 30 Jun 2023 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.44%
|
362,334
|
$2,858,815 | — | 30 Jun 2023 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.41%
|
338,491
|
$2,670,694 | — | 30 Jun 2023 | |
| SILVERCREST ASSET MANAGEMENT GROUP LLC |
13F
|
Company |
0.39%
|
323,802
|
$2,554,798 | — | 30 Jun 2023 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
0.41%
|
339,741
|
$2,531,072 | — | 30 Jun 2023 | |
| Point72 Asset Management, L.P. |
13F
|
Company |
0.38%
|
314,032
|
$2,477,712 | — | 30 Jun 2023 | |
| CastleKnight Management LP |
13F
|
Company |
0.38%
|
310,200
|
$2,447,478 | — | 30 Jun 2023 | |
| ZEVENBERGEN CAPITAL INVESTMENTS LLC |
13F
|
Company |
0.34%
|
275,562
|
$2,174,184 | — | 30 Jun 2023 | |
| Sargent Investment Group, LLC |
13F
|
Company |
0.31%
|
257,855
|
$2,034,476 | — | 30 Jun 2023 | |
| Palogic Value Management, L.P. |
13F
|
Company |
0.3%
|
250,000
|
$1,972,500 | — | 30 Jun 2023 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.28%
|
232,641
|
$1,835,538 | — | 30 Jun 2023 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.28%
|
227,400
|
$1,794,000 | — | 30 Jun 2023 | |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.27%
|
225,665
|
$1,780,497 | — | 30 Jun 2023 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.27%
|
221,710
|
$1,749,292 | — | 30 Jun 2023 | |
| Trellus Management Company, LLC |
13F
|
Company |
0.27%
|
220,000
|
$1,735,800 | — | 30 Jun 2023 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.26%
|
212,251
|
$1,674,660 | — | 30 Jun 2023 | |
| FAIRBANKS JOHN F |
3/4/5
|
VP, CFO and Treasurer |
—
mixed-class rows
|
156,215
mixed-class rows
|
$1,555,460 | — | 26 Feb 2022 | |
| Kelley Conte |
3/4/5
|
Senior Vice President, HR |
—
mixed-class rows
|
195,720
mixed-class rows
|
$1,411,295 | — | 01 Jun 2023 |
Institutional Holders of ASPEN AEROGELS INC - Common Stock (ASPN) as of Q3 2023
As of 30 Sep 2023,
ASPEN AEROGELS INC - Common Stock (ASPN) was held by
157 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
67,761,200 shares.
The largest 10 holders included
KIM, LLC, BlackRock Inc., VANGUARD GROUP INC, OAKTOP CAPITAL MANAGEMENT II, L.P., George Kaiser Family Foundation, Samjo Capital LLC, NEEDHAM INVESTMENT MANAGEMENT LLC, FMR LLC, AIGH Capital Management LLC, and AWM Investment Company, Inc..
This page lists
157
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
158
Q3 2023 holders
157
Holder diff
-1
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.