ASPEN AEROGELS INC - Common Stock (ASPN)

CUSIP: 04523Y105

Q1 2023 13F Holders as of 31 Mar 2023

Holder snapshot 7 signals
Share change
-127,042
Put/Call ratio
109%
SEC-reported price per share
$7.45
Number of holders
155
Value change
-$26,918,463
Number of buys
102
Open additional details 1 more signal available
Number of sells
56
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
82,107,547

Security key

04523Y105

Report period

Q1 2023

Institutions

155

Top holders

10

Ownership snapshot

Top reported holders of ASPN - ASPEN AEROGELS INC - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
KIM, LLC
Disclosed value leader
KIM, LLC
Comparable rows
15/15
Latest evidence
31 Dec 2022
13F Lead comparable stake: 19% Showing 1-6 of 15 holder rows.

Quick read

KIM, LLC leads the comparable SEC ownership view at 19%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens KIM, LLC's linked filing trail.
Comparable ownership Top 5
KIM, LLC 19%
OAKTOP CAPITAL MANAGEMENT II, L.P. 3.9%
GEORGE KAISER FAMILY FOUNDATION 3.9%
VANGUARD GROUP INC 3.9%
Encompass Capital Advisors LLC 3.6%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
KIM, LLC
13F
Company
13F
19%
$186,051,000
15,780,426 shares
31 Dec 2022
OAKTOP CAPITAL MANAGEMENT II, L.P.
13F
Company
13F
3.9%
$37,666,197
3,194,758 shares
31 Dec 2022
GEORGE KAISER FAMILY FOUNDATION
13F
Individual
13F
3.9%
$37,342,726
3,167,322 shares
31 Dec 2022
VANGUARD GROUP INC
13F
Company
13F
3.9%
$37,273,495
3,161,450 shares
31 Dec 2022
Encompass Capital Advisors LLC
13F
Company
13F
3.6%
$35,072,291
2,974,749 shares
31 Dec 2022
BlackRock Finance, Inc.
13F
Company
13F
2.9%
$28,312,953
2,401,438 shares
31 Dec 2022
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
155
Shares
67,189,026
Rows available
155
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2023 vs Q1 2023 Across Filers

Q1 2023 holders
155
Q1 2023 holders
155
Holder diff
0
Investor Q1 2023 Shares Q1 2023 Shares Share Diff Share Chg % Q1 2023 value Q1 2023 value Value change Value Chg %
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .