Security key
04523Y105
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 82,107,547
- Total 13F shares
- 16,421,121
- Share change
- +353,828
- Total reported value
- $97,214,829
- Price per share
- $5.92
- Number of holders
- 40
- Value change
- +$2,077,389
- Number of buys
- 19
- Number of sells
- 9
Report period
Q3 2019
Institutions
40
Top holders
10
ASPN full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
ASPEN AEROGELS INC SEC filings
ASPEN AEROGELS INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 04523Y105
Recent filing periods:
Top shareholders of ASPN - ASPEN AEROGELS INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GEORGE KAISER FAMILY FOUNDATION |
13F
|
Individual |
3.9%
|
3,167,322
|
$22,583,000 | — | 30 Jun 2019 | |
| OAKTOP CAPITAL MANAGEMENT II, L.P. |
13F
|
Company |
3.2%
|
2,593,272
|
$18,490,000 | — | 30 Jun 2019 | |
| Telemark Asset Management, LLC |
13F
|
Company |
1.8%
|
1,514,500
|
$10,798,000 | — | 30 Jun 2019 | |
| Harvey Partners, LLC |
13F
|
Company |
1.2%
|
1,003,000
|
$7,151,000 | — | 30 Jun 2019 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
1.1%
|
909,325
|
$6,483,000 | — | 30 Jun 2019 | |
| NEEDHAM INVESTMENT MANAGEMENT LLC |
13F
|
Company |
1.1%
|
887,650
|
$6,329,000 | — | 30 Jun 2019 | |
| NEXT CENTURY GROWTH INVESTORS LLC |
13F
|
Company |
0.91%
|
747,747
|
$5,331,000 | — | 30 Jun 2019 | |
| ARIEL INVESTMENTS, LLC |
13F
|
Company |
0.83%
|
679,817
|
$4,847,000 | — | 30 Jun 2019 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.82%
|
676,514
|
$4,824,000 | — | 30 Jun 2019 | |
| Cowen Prime Services LLC |
13F
|
Company |
0.73%
|
600,500
|
$4,282,000 | — | 30 Jun 2019 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.65%
|
534,331
|
$3,810,000 | — | 30 Jun 2019 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.61%
|
502,678
|
$3,584,000 | — | 30 Jun 2019 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
0.57%
|
464,164
|
$3,309,000 | — | 30 Jun 2019 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.39%
|
318,864
|
$2,274,000 | — | 30 Jun 2019 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.37%
|
305,000
|
$2,175,000 | — | 30 Jun 2019 | |
| Worth Venture Partners, LLC |
13F
|
Company |
0.25%
|
207,809
|
$1,481,000 | — | 30 Jun 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.18%
|
150,885
|
$1,075,000 | — | 30 Jun 2019 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.18%
|
148,900
|
$1,062,000 | — | 30 Jun 2019 | |
| Informed Momentum Co LLC |
13F
|
Company |
0.14%
|
113,157
|
$807,000 | — | 30 Jun 2019 | |
| WEDGE CAPITAL MANAGEMENT L L P/NC |
13F
|
Company |
0.13%
|
103,145
|
$735,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.1%
|
83,203
|
$593,000 | — | 30 Jun 2019 | |
| Boston Partners |
13F
|
Company |
0.08%
|
61,666
|
$440,000 | — | 30 Jun 2019 | |
| RBF Capital, LLC |
13F
|
Company |
0.07%
|
60,845
|
$434,000 | — | 30 Jun 2019 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.06%
|
48,699
|
$347,000 | — | 30 Jun 2019 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.06%
|
47,296
|
$337,000 | — | 30 Jun 2019 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.05%
|
40,000
|
$285,000 | — | 30 Jun 2019 | |
| Firsthand Capital Management, Inc. |
13F
|
Company |
0.04%
|
35,000
|
$250,000 | — | 30 Jun 2019 | |
| JACOBS LEVY EQUITY MANAGEMENT, INC |
13F
|
Company |
0.02%
|
20,251
|
$144,000 | — | 30 Jun 2019 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.02%
|
14,647
|
$104,000 | — | 30 Jun 2019 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.02%
|
14,261
|
$102,000 | — | 30 Jun 2019 | |
| STATE STREET CORP |
13F
|
Company |
0.01%
|
12,305
|
$88,000 | — | 30 Jun 2019 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
0%
|
400
|
$3,000 | — | 30 Jun 2019 | |
| Kelly Financial Services LLC |
13F
|
Company |
0%
|
140
|
$998 | — | 30 Jun 2019 |
Institutional Holders of ASPEN AEROGELS INC - Common Stock (ASPN) as of Q3 2019
As of 30 Sep 2019,
ASPEN AEROGELS INC - Common Stock (ASPN) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
16,421,121 shares.
The largest 10 holders included
GEORGE KAISER FAMILY FOUNDATION, Oaktop Capital Management II, L.P., Telemark Asset Management, LLC, Harvey Partners, LLC, ROYCE & ASSOCIATES LP, NEEDHAM INVESTMENT MANAGEMENT LLC, VANGUARD GROUP INC, NEXT CENTURY GROWTH INVESTORS LLC, Cowen Prime Services LLC, and RENAISSANCE TECHNOLOGIES LLC.
This page lists
40
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
33
Q3 2019 holders
40
Holder diff
7
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.