- Type / Class
- Equity / Common Stock
- Shares outstanding
- 82,107,547
- Total 13F shares
- 16,533,099
- Share change
- -184,172
- Total reported value
- $75,556,000
- Price per share
- $4.57
- Number of holders
- 43
- Value change
- -$838,545
- Number of buys
- 17
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 04523Y105?
CUSIP 04523Y105 identifies ASPN - ASPEN AEROGELS INC - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 04523Y105:
Top shareholders of ASPN - ASPEN AEROGELS INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GEORGE KAISER FAMILY FOUNDATION |
13F
|
Individual |
3.9%
|
3,167,322
|
$15,520,000 | — | 30 Jun 2018 | |
| ARIEL INVESTMENTS, LLC |
13F
|
Company |
2%
|
1,657,889
|
$8,124,000 | — | 30 Jun 2018 | |
| OAKTOP CAPITAL MANAGEMENT II, L.P. |
13F
|
Company |
1.8%
|
1,499,001
|
$7,345,000 | — | 30 Jun 2018 | |
| Cowen Prime Services LLC |
13F
|
Company |
1.5%
|
1,201,000
|
$5,885,000 | — | 30 Jun 2018 | |
| Telemark Asset Management, LLC |
13F
|
Company |
1.3%
|
1,041,500
|
$5,103,000 | — | 30 Jun 2018 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
1.1%
|
892,018
|
$4,371,000 | — | 30 Jun 2018 | |
| TOCQUEVILLE ASSET MANAGEMENT L.P. |
13F
|
Company |
0.98%
|
806,300
|
$3,951,000 | — | 30 Jun 2018 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.95%
|
782,843
|
$3,836,000 | — | 30 Jun 2018 | |
| HEARTLAND ADVISORS INC |
13F
|
Company |
0.91%
|
750,000
|
$3,675,000 | — | 30 Jun 2018 | |
| Harvey Partners, LLC |
13F
|
Company |
0.69%
|
565,000
|
$2,769,000 | — | 30 Jun 2018 | |
| NEEDHAM INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.66%
|
543,800
|
$2,665,000 | — | 30 Jun 2018 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.59%
|
483,800
|
$2,371,000 | — | 30 Jun 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.53%
|
431,831
|
$2,116,000 | — | 30 Jun 2018 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.48%
|
391,122
|
$1,917,000 | — | 30 Jun 2018 | |
| QUANTUM CAPITAL MANAGEMENT |
13F
|
Company |
0.42%
|
348,699
|
$1,709,000 | — | 30 Jun 2018 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.37%
|
305,000
|
$1,495,000 | — | 30 Jun 2018 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.37%
|
304,145
|
$1,490,000 | — | 30 Jun 2018 | |
| ESSEX INVESTMENT MANAGEMENT CO LLC |
13F
|
Company |
0.35%
|
291,122
|
$1,426,000 | — | 30 Jun 2018 | |
| PERRITT CAPITAL MANAGEMENT INC |
13F
|
Company |
0.24%
|
200,000
|
$980,000 | — | 30 Jun 2018 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.24%
|
199,295
|
$977,000 | — | 30 Jun 2018 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.22%
|
181,400
|
$889,000 | — | 30 Jun 2018 | |
| MORGAN STANLEY |
13F
|
Company |
0.12%
|
96,896
|
$475,000 | — | 30 Jun 2018 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.12%
|
94,870
|
$464,000 | — | 30 Jun 2018 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.1%
|
80,500
|
$394,000 | — | 30 Jun 2018 | |
| RBF Capital, LLC |
13F
|
Company |
0.05%
|
41,111
|
$199,000 | — | 30 Jun 2018 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.05%
|
39,861
|
$196,000 | — | 30 Jun 2018 | |
| GAGNON SECURITIES LLC |
13F
|
Company |
0.05%
|
39,349
|
$193,000 | — | 30 Jun 2018 | |
| PRUDENTIAL FINANCIAL INC |
13F
|
Company |
0.05%
|
37,900
|
$186,000 | — | 30 Jun 2018 | |
| Firsthand Capital Management, Inc. |
13F
|
Company |
0.04%
|
35,000
|
$172,000 | — | 30 Jun 2018 | |
| Whitegate Investment Counselors, Inc. |
13F
|
Company |
0.04%
|
29,000
|
$142,000 | — | 30 Jun 2018 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.03%
|
26,754
|
$131,000 | — | 30 Jun 2018 | |
| Granite Investment Partners, LLC |
13F
|
Company |
0.03%
|
25,000
|
$123,000 | — | 30 Jun 2018 | |
| JACOBS LEVY EQUITY MANAGEMENT, INC |
13F
|
Company |
0.03%
|
22,100
|
$108,000 | — | 30 Jun 2018 | |
| STATE STREET CORP |
13F
|
Company |
0.03%
|
21,605
|
$105,000 | — | 30 Jun 2018 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.02%
|
20,000
|
$98,000 | — | 30 Jun 2018 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
0.02%
|
15,439
|
$76,000 | — | 30 Jun 2018 | |
| Brandywine Global Investment Management, LLC |
13F
|
Company |
0.02%
|
13,680
|
$68,000 | — | 30 Jun 2018 | |
| PARSONS CAPITAL MANAGEMENT INC/RI |
13F
|
Company |
0.01%
|
11,500
|
$56,000 | — | 30 Jun 2018 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
0.01%
|
5,973
|
$29,000 | — | 30 Jun 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
5,442
|
$27,000 | — | 30 Jun 2018 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.01%
|
4,800
|
$24,000 | — | 30 Jun 2018 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
3,767
|
$18,000 | — | 30 Jun 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
2,000
|
$9,000 | — | 30 Jun 2018 | |
| UBS Group AG |
13F
|
Company |
0%
|
1,357
|
$7,000 | — | 30 Jun 2018 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
0%
|
400
|
$2,000 | — | 30 Jun 2018 |
Institutional Holders of ASPEN AEROGELS INC - Common Stock (ASPN) as of Q3 2018
As of 30 Sep 2018,
ASPEN AEROGELS INC - Common Stock (ASPN) was held by
43 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
16,533,099 shares.
The largest 10 holders included
GEORGE KAISER FAMILY FOUNDATION, ARIEL INVESTMENTS, LLC, Oaktop Capital Management II, L.P., Cowen Prime Services LLC, Telemark Asset Management, LLC, ROYCE & ASSOCIATES LP, Vanguard Group Inc, NEEDHAM INVESTMENT MANAGEMENT LLC, Harvey Partners, LLC, and HEARTLAND ADVISORS INC.
This page lists
43
institutional shareholders reporting positions in this security
for the Q3 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
Q2 2018 holders
45
Q3 2018 holders
43
Holder diff
-2
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.