- Type / Class
- Equity / Common Stock
- Shares outstanding
- 82,107,547
- Total 13F shares
- 17,580,213
- Share change
- +28,208
- Total reported value
- $76,466,000
- Price per share
- $4.35
- Number of holders
- 50
- Value change
- +$30,156
- Number of buys
- 21
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 04523Y105?
CUSIP 04523Y105 identifies ASPN - ASPEN AEROGELS INC - Common Stock in SEC institutional holdings data.
Need full ownership history?
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 04523Y105:
Top shareholders of ASPN - ASPEN AEROGELS INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GEORGE KAISER FAMILY FOUNDATION |
13F
|
Individual |
3.9%
|
3,167,322
|
$14,095,000 | — | 30 Jun 2017 | |
| Reservoir Operations, L.P. |
13F
|
Company |
3.5%
|
2,895,981
|
$12,800,000 | — | 30 Jun 2017 | |
| OAKTOP CAPITAL MANAGEMENT II, L.P. |
13F
|
Company |
1.5%
|
1,221,048
|
$5,434,000 | — | 30 Jun 2017 | |
| ARIEL INVESTMENTS, LLC |
13F
|
Company |
1.3%
|
1,093,997
|
$4,868,000 | — | 30 Jun 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
1.2%
|
979,524
|
$4,360,000 | — | 30 Jun 2017 | |
| HEARTLAND ADVISORS INC |
13F
|
Company |
1.1%
|
927,066
|
$4,125,000 | — | 30 Jun 2017 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
1.1%
|
916,900
|
$4,080,000 | — | 30 Jun 2017 | |
| TOCQUEVILLE ASSET MANAGEMENT L.P. |
13F
|
Company |
1%
|
856,055
|
$3,809,000 | — | 30 Jun 2017 | |
| Telemark Asset Management, LLC |
13F
|
Company |
0.87%
|
711,500
|
$3,166,000 | — | 30 Jun 2017 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
0.71%
|
585,954
|
$2,607,000 | — | 30 Jun 2017 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.71%
|
582,689
|
$2,592,000 | — | 30 Jun 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.56%
|
458,260
|
$2,038,000 | — | 30 Jun 2017 | |
| PERRITT CAPITAL MANAGEMENT INC |
13F
|
Company |
0.51%
|
418,663
|
$1,863,000 | — | 30 Jun 2017 | |
| NEEDHAM INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.42%
|
342,500
|
$1,524,000 | — | 30 Jun 2017 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.4%
|
324,630
|
$1,445,000 | — | 30 Jun 2017 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.37%
|
305,000
|
$1,357,000 | — | 30 Jun 2017 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.37%
|
304,145
|
$1,353,000 | — | 30 Jun 2017 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.37%
|
302,700
|
$1,347,000 | — | 30 Jun 2017 | |
| Harvey Partners, LLC |
13F
|
Company |
0.35%
|
286,668
|
$1,276,000 | — | 30 Jun 2017 | |
| Granite Investment Partners, LLC |
13F
|
Company |
0.23%
|
189,204
|
$842,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.16%
|
132,000
|
$588,000 | — | 30 Jun 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.12%
|
94,870
|
$422,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.11%
|
89,481
|
$398,000 | — | 30 Jun 2017 | |
| Mesirow Financial Investment Management, Inc. |
13F
|
Company |
0.09%
|
74,141
|
$330,000 | — | 30 Jun 2017 | |
| RBF Capital, LLC |
13F
|
Company |
0.05%
|
41,111
|
$183,000 | — | 30 Jun 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.05%
|
37,057
|
$165,000 | — | 30 Jun 2017 | |
| Firsthand Capital Management, Inc. |
13F
|
Company |
0.04%
|
35,000
|
$156,000 | — | 30 Jun 2017 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.03%
|
27,805
|
$124,000 | — | 30 Jun 2017 | |
| Neuberger Berman Group LLC |
13F
|
Company |
0.02%
|
20,000
|
$89,000 | — | 30 Jun 2017 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.02%
|
18,000
|
$80,000 | — | 30 Jun 2017 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.02%
|
16,544
|
$74,000 | — | 30 Jun 2017 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
0.02%
|
15,439
|
$69,000 | — | 30 Jun 2017 | |
| QUANTUM CAPITAL MANAGEMENT |
13F
|
Company |
0.02%
|
13,550
|
$60,000 | — | 30 Jun 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.02%
|
13,000
|
$58,000 | — | 30 Jun 2017 | |
| PARSONS CAPITAL MANAGEMENT INC/RI |
13F
|
Company |
0.01%
|
11,500
|
$51,000 | — | 30 Jun 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
9,303
|
$41,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.01%
|
6,500
|
$29,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
5,442
|
$24,000 | — | 30 Jun 2017 | |
| Nationwide Fund Advisors |
13F
|
Company |
0.01%
|
5,300
|
$24,000 | — | 30 Jun 2017 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.01%
|
5,200
|
$23,000 | — | 30 Jun 2017 | |
| Cowen Prime Services LLC |
13F
|
Company |
0.01%
|
4,400
|
$20,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
4,256
|
$19,000 | — | 30 Jun 2017 | |
| Portfolio Solutions, LLC |
13F
|
Company |
0%
|
2,020
|
$9,000 | — | 30 Jun 2017 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
0%
|
400
|
$2,000 | — | 30 Jun 2017 |
Institutional Holders of ASPEN AEROGELS INC - Common Stock (ASPN) as of Q3 2017
As of 30 Sep 2017,
ASPEN AEROGELS INC - Common Stock (ASPN) was held by
50 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
17,580,213 shares.
The largest 10 holders included
GEORGE KAISER FAMILY FOUNDATION, Reservoir Operations, L.P., Oaktop Capital Management II, L.P., ARIEL INVESTMENTS, LLC, AMERIPRISE FINANCIAL INC, HEARTLAND ADVISORS INC, TOCQUEVILLE ASSET MANAGEMENT L.P., Telemark Asset Management, LLC, ROYCE & ASSOCIATES LP, and VANGUARD GROUP INC.
This page lists
50
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
44
Q3 2017 holders
50
Holder diff
6
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.