What does CUSIP 04010LAD5 represent in this 13F holders report?

CUSIP 04010LAD5 is the security identifier for 04010LAD5 - ARES CAP CORP - NOTE 5.125% 6/0 used to aggregate holder disclosures.

How many institutions held 04010LAD5 - ARES CAP CORP - NOTE 5.125% 6/0 in Q3 2014?

38 institutional investors reported 04010LAD5 - ARES CAP CORP - NOTE 5.125% 6/0 for Q3 2014. Use the holders table for investor-level position and value details.

ARES CAP CORP - NOTE 5.125% 6/0

CUSIP: 04010LAD5

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class: Debt / NOTE 5.125% 6/0
Market price (% of par): 104.37%
Total 13F principal: $176,840,000
Principal change: -$3,229,324
Total reported market value: $184,904,072
Number of holders: 38
Value change: -$4,880,425
Number of buys: 13
Number of sells: 12

Quarterly Holders Quick Answers

What is CUSIP 04010LAD5?
CUSIP 04010LAD5 identifies 04010LAD5 - ARES CAP CORP - NOTE 5.125% 6/0 in SEC institutional holdings data.

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Newer quarter: Q4 2014
Previous quarter: Q2 2014

Recent filing periods for CUSIP 04010LAD5:

Q3 2016 Q2 2016 Q1 2016 Q4 2015 Q3 2015 Q2 2015 Q1 2015 Q4 2014

Institutional Holders of ARES CAP CORP - NOTE 5.125% 6/0 as of Q3 2014

As of 30 Sep 2014, ARES CAP CORP - NOTE 5.125% 6/0 was held by 38 institutional bondholders reporting positions in Form 13F filings. These institutions reported holding $176,840,000 in principal (par value) of the bond. The largest 10 bondholders included Pinnacle Summer Investments, Inc., INCOME RESEARCH & MANAGEMENT, SHENKMAN CAPITAL MANAGEMENT INC, VICTORY CAPITAL MANAGEMENT INC, BNP Paribas Investment Partners S.A., RWC Asset Management LLP, BESSEMER GROUP INC, Lombard Odier Asset Management (Europe) Ltd, MORGAN STANLEY, and UBS GLOBAL ASSET MANAGEMENT AMERICAS INC. This page lists 38 institutional bondholders reporting positions for the Q3 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price (% of par)	Principal	Share Change	Activity	Report Period

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.