Security key
03879J100
Arbutus Biopharma Corp - Common Shares, without par value (ABUS)
CUSIP: 03879J100
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Shares, without par value
- Shares outstanding
- 197,420,670
- Total 13F shares
- 24,142,348
- Share change
- +1,874,034
- Total reported value
- $75,528,504
- Put/Call ratio
- 150%
- Price per share
- $3.13
- Number of holders
- 60
- Value change
- +$7,771,699
- Number of buys
- 37
- Number of sells
- 28
Report period
Q3 2020
Institutions
60
Top holders
10
ABUS full security history
Newer quarter: Q4 2020
Previous quarter: Q2 2020
Arbutus Biopharma Corp SEC filings
Arbutus Biopharma Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 03879J100
Recent filing periods:
Top shareholders of ABUS - Arbutus Biopharma Corp - Common Shares, without par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RTW INVESTMENTS, LP |
13F
|
Company |
3.5%
|
6,869,281
|
$12,502,000 | — | 30 Jun 2020 | |
| COWEN AND COMPANY, LLC |
13F
|
Company |
2.2%
|
4,331,020
|
$7,882,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
1.7%
|
3,353,537
|
$6,104,000 | — | 30 Jun 2020 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.92%
|
1,825,707
|
$3,323,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.9%
|
1,774,815
|
$3,230,000 | — | 30 Jun 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.84%
|
1,664,331
|
$3,029,000 | — | 30 Jun 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.68%
|
1,350,355
|
$2,458,000 | — | 30 Jun 2020 | |
| Hudson Bay Capital Management LP |
13F
|
Company |
0.49%
|
975,000
|
$1,774,000 | — | 30 Jun 2020 | |
| PRIMECAP MANAGEMENT CO/CA/ |
13F
|
Company |
0.25%
|
500,000
|
$910,000 | — | 30 Jun 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.24%
|
465,966
|
$867,000 | — | 30 Jun 2020 | |
| JENNISON ASSOCIATES LLC |
13F
|
Company |
0.17%
|
339,639
|
$618,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
0.16%
|
324,292
|
$590,000 | — | 30 Jun 2020 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.16%
|
322,225
|
$586,000 | — | 30 Jun 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.16%
|
313,030
|
$569,000 | — | 30 Jun 2020 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.14%
|
283,507
|
$516,000 | — | 30 Jun 2020 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.11%
|
222,573
|
$405,000 | — | 30 Jun 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.11%
|
214,276
|
$390,000 | — | 30 Jun 2020 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.08%
|
166,700
|
$303,000 | — | 30 Jun 2020 | |
| LMR Partners LLP |
13F
|
Company |
0.05%
|
107,912
|
$196,000 | — | 30 Jun 2020 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.05%
|
106,181
|
$194,000 | — | 30 Jun 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.05%
|
102,787
|
$188,000 | — | 30 Jun 2020 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
0.03%
|
62,321
|
$113,000 | — | 30 Jun 2020 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.03%
|
61,207
|
$111,000 | — | 30 Jun 2020 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
0.03%
|
58,913
|
$107,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
54,599
|
$99,000 | — | 30 Jun 2020 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.02%
|
43,100
|
$78,000 | — | 30 Jun 2020 | |
| MACKENZIE FINANCIAL CORP |
13F
|
Company |
0.02%
|
39,900
|
$73,000 | — | 30 Jun 2020 | |
| Creative Planning |
13F
|
Company |
0.02%
|
32,748
|
$60,000 | — | 30 Jun 2020 | |
| ETF MANAGERS GROUP, LLC |
13F
|
Company |
0.01%
|
20,520
|
$39,000 | — | 30 Jun 2020 | |
| Virtu Financial LLC |
13F
|
Company |
0.01%
|
17,147
|
$31,000 | — | 30 Jun 2020 | |
| ExodusPoint Capital Management, LP |
13F
|
Company |
0.01%
|
17,000
|
$31,000 | — | 30 Jun 2020 | |
| A.R.T. Advisors, LLC |
13F
|
Company |
0.01%
|
14,140
|
$26,000 | — | 30 Jun 2020 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
0.01%
|
12,562
|
$23,000 | — | 30 Jun 2020 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
0.01%
|
11,690
|
$21,000 | — | 30 Jun 2020 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
11,344
|
$21,000 | — | 30 Jun 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.01%
|
11,000
|
$20,000 | — | 30 Jun 2020 | |
| Secure Asset Management, LLC |
13F
|
Company |
0.01%
|
10,000
|
$18,000 | — | 30 Jun 2020 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.01%
|
9,900
|
$18,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
8,269
|
$15,000 | — | 30 Jun 2020 | |
| Sterling Investment Advisors, Ltd. |
13F
|
Company |
0%
|
4,000
|
$7,000 | — | 30 Jun 2020 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
2,946
|
$5,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
2,900
|
$5,000 | — | 30 Jun 2020 | |
| CNB Bank |
13F
|
Company |
0%
|
1,045
|
$2,000 | — | 30 Jun 2020 | |
| HARBOR INVESTMENT ADVISORY, LLC |
13F
|
Company |
0%
|
1,000
|
$2,000 | — | 30 Jun 2020 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0%
|
800
|
$1,456 | — | 30 Jun 2020 | |
| TimeScale Financial, Inc. |
13F
|
Company |
0%
|
300
|
$1,000 | — | 30 Jun 2020 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0%
|
6
|
$11 | — | 30 Jun 2020 |
Institutional Holders of Arbutus Biopharma Corp - Common Shares, without par value (ABUS) as of Q3 2020
As of 30 Sep 2020,
Arbutus Biopharma Corp - Common Shares, without par value (ABUS) was held by
60 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
24,142,348 shares.
The largest 10 holders included
RTW INVESTMENTS, LP, Foresite Capital Management IV, LLC, MORGAN STANLEY, VANGUARD GROUP INC, Think Investments LP, ADVISOR GROUP HOLDINGS, INC., BlackRock Inc., Hudson Bay Capital Management LP, AMERIPRISE FINANCIAL INC, and PRIMECAP MANAGEMENT CO/CA/.
This page lists
60
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
46
Q3 2020 holders
60
Holder diff
14
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.