Security key
03879J100
Arbutus Biopharma Corp - Common Shares, without par value (ABUS)
CUSIP: 03879J100
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Common Shares, without par value
- Shares outstanding
- 197,420,670
- Total 13F shares
- 24,261,532
- Share change
- +3,865,880
- Total reported value
- $67,445,419
- Price per share
- $2.78
- Number of holders
- 51
- Value change
- +$11,932,336
- Number of buys
- 23
- Number of sells
- 26
Report period
Q4 2019
Institutions
51
Top holders
10
ABUS full security history
Newer quarter: Q1 2020
Previous quarter: Q3 2019
Arbutus Biopharma Corp SEC filings
Arbutus Biopharma Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 03879J100
Recent filing periods:
Top shareholders of ABUS - Arbutus Biopharma Corp - Common Shares, without par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RTW INVESTMENTS, LP |
13F
|
Company |
2.8%
|
5,562,967
|
$8,484,000 | — | 30 Sep 2019 | |
| PRIMECAP MANAGEMENT CO/CA/ |
13F
|
Company |
2%
|
4,040,900
|
$6,162,000 | — | 30 Sep 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.9%
|
1,774,815
|
$2,707,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.83%
|
1,641,646
|
$2,504,000 | — | 30 Sep 2019 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.51%
|
1,007,215
|
$1,536,000 | — | 30 Sep 2019 | |
| Hudson Bay Capital Management LP |
13F
|
Company |
0.45%
|
895,000
|
$1,365,000 | — | 30 Sep 2019 | |
| JENNISON ASSOCIATES LLC |
13F
|
Company |
0.39%
|
765,124
|
$1,167,000 | — | 30 Sep 2019 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.34%
|
668,556
|
$1,019,000 | — | 30 Sep 2019 | |
| SPHERA FUNDS MANAGEMENT LTD. |
13F
|
Company |
0.25%
|
500,000
|
$763,000 | — | 30 Sep 2019 | |
| NORGES BANK |
13F
|
Company |
0.19%
|
369,720
|
$564,000 | — | 30 Sep 2019 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.18%
|
356,066
|
$543,000 | — | 30 Sep 2019 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.18%
|
349,231
|
$533,000 | — | 30 Sep 2019 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.13%
|
256,327
|
$391,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
0.09%
|
186,124
|
$284,000 | — | 30 Sep 2019 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.09%
|
168,312
|
$257,000 | — | 30 Sep 2019 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.05%
|
104,228
|
$159,000 | — | 30 Sep 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
100,458
|
$153,000 | — | 30 Sep 2019 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.05%
|
95,146
|
$145,000 | — | 30 Sep 2019 | |
| WINTON GROUP Ltd |
13F
|
Company |
0.04%
|
81,928
|
$125,000 | — | 30 Sep 2019 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.04%
|
79,300
|
$121,000 | — | 30 Sep 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
75,126
|
$114,000 | — | 30 Sep 2019 | |
| MACKENZIE FINANCIAL CORP |
13F
|
Company |
0.02%
|
39,900
|
$61,000 | — | 30 Sep 2019 | |
| ExodusPoint Capital Management, LP |
13F
|
Company |
0.02%
|
39,700
|
$61,000 | — | 30 Sep 2019 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.02%
|
38,789
|
$59,000 | — | 30 Sep 2019 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.02%
|
35,701
|
$54,000 | — | 30 Sep 2019 | |
| LMR Partners LLP |
13F
|
Company |
0.01%
|
29,104
|
$44,000 | — | 30 Sep 2019 | |
| Walleye Trading LLC |
13F
|
Company |
0.01%
|
22,658
|
$35,000 | — | 30 Sep 2019 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.01%
|
22,599
|
$34,000 | — | 30 Sep 2019 | |
| Walleye Capital LLC |
13F
|
Company |
0.01%
|
22,572
|
$34,000 | — | 30 Sep 2019 | |
| A.R.T. Advisors, LLC |
13F
|
Company |
0.01%
|
21,674
|
$33,000 | — | 30 Sep 2019 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
0.01%
|
19,650
|
$30,000 | — | 30 Sep 2019 | |
| ProShare Advisors LLC |
13F
|
Company |
0.01%
|
15,394
|
$23,000 | — | 30 Sep 2019 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
14,812
|
$22,000 | — | 30 Sep 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.01%
|
12,981
|
$20,000 | — | 30 Sep 2019 | |
| STATE STREET CORP |
13F
|
Company |
0.01%
|
11,686
|
$18,000 | — | 30 Sep 2019 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
7,928
|
$12,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
7,252
|
$11,000 | — | 30 Sep 2019 | |
| MEEDER ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
5,716
|
$9,000 | — | 30 Sep 2019 | |
| Sterling Investment Advisors, Ltd. |
13F
|
Company |
0%
|
4,000
|
$6,000 | — | 30 Sep 2019 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0%
|
3,962
|
$6,042 | — | 30 Sep 2019 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0%
|
3,140
|
$5,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
3,000
|
$5,000 | — | 30 Sep 2019 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0%
|
2,261
|
$3,000 | — | 30 Sep 2019 | |
| BARCLAYS PLC |
13F
|
Company |
0%
|
1,034
|
$2,000 | — | 30 Sep 2019 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0%
|
800
|
$1,220 | — | 30 Sep 2019 |
Institutional Holders of Arbutus Biopharma Corp - Common Shares, without par value (ABUS) as of Q4 2019
As of 31 Dec 2019,
Arbutus Biopharma Corp - Common Shares, without par value (ABUS) was held by
51 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
24,261,532 shares.
The largest 10 holders included
RTW INVESTMENTS, LP, Foresite Capital Management IV, LLC, JENNISON ASSOCIATES LLC, Point72 Asset Management, L.P., MORGAN STANLEY, LADENBURG THALMANN FINANCIAL SERVICES INC., COWEN AND COMPANY, LLC, Hudson Bay Capital Management LP, BANK OF MONTREAL /CAN/, and VANGUARD GROUP INC.
This page lists
51
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
44
Q4 2019 holders
51
Holder diff
7
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.