Arbutus Biopharma Corp - Common Shares, without par value (ABUS)
CUSIP: 03879J100
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common Shares, without par value
- Shares outstanding
- 194,990,877
- Total 13F shares
- 31,250,927
- Share change
- -5,624,184
- Total reported value
- $193,761,084
- Put/Call ratio
- 54%
- Price per share
- $6.20
- Number of holders
- 51
- Value change
- -$33,550,517
- Number of buys
- 25
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 03879J100?
CUSIP 03879J100 identifies ABUS - Arbutus Biopharma Corp - Common Shares, without par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 03879J100:
Top shareholders of ABUS - Arbutus Biopharma Corp - Common Shares, without par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| QVT Financial LP |
13F
|
Company |
8.2%
|
16,013,540
|
$57,649,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
2.7%
|
5,294,945
|
$19,062,000 | — | 30 Jun 2017 | |
| RTW INVESTMENTS, LP |
13F
|
Company |
2.7%
|
5,209,823
|
$18,755,000 | — | 30 Jun 2017 | |
| PRIMECAP MANAGEMENT CO/CA/ |
13F
|
Company |
2%
|
3,950,400
|
$14,221,000 | — | 30 Jun 2017 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.89%
|
1,734,529
|
$6,244,000 | — | 30 Jun 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.45%
|
874,254
|
$3,147,000 | — | 30 Jun 2017 | |
| AXA S.A. |
13F
|
Company |
0.4%
|
781,267
|
$2,813,000 | — | 30 Jun 2017 | |
| K2 PRINCIPAL FUND, L.P. |
13F
|
Company |
0.19%
|
375,854
|
$1,353,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.17%
|
327,248
|
$1,178,000 | — | 30 Jun 2017 | |
| Hudson Bay Capital Management LP |
13F
|
Company |
0.15%
|
295,000
|
$1,062,000 | — | 30 Jun 2017 | |
| SABBY MANAGEMENT, LLC |
13F
|
Company |
0.13%
|
248,600
|
$895,000 | — | 30 Jun 2017 | |
| Telemetry Investments, L.L.C. |
13F
|
Company |
0.11%
|
218,400
|
$786,000 | — | 30 Jun 2017 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.11%
|
210,239
|
$757,000 | — | 30 Jun 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.09%
|
181,938
|
$653,000 | — | 30 Jun 2017 | |
| BAKER BROS. ADVISORS LP |
13F
|
Company |
0.09%
|
180,582
|
$650,000 | — | 30 Jun 2017 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.09%
|
176,000
|
$634,000 | — | 30 Jun 2017 | |
| VICTORY CAPITAL MANAGEMENT INC |
13F
|
Company |
0.07%
|
132,810
|
$478,000 | — | 30 Jun 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.05%
|
98,090
|
$353,000 | — | 30 Jun 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.05%
|
91,706
|
$330,000 | — | 30 Jun 2017 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
0.04%
|
83,310
|
$300,000 | — | 30 Jun 2017 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.04%
|
77,413
|
$279,000 | — | 30 Jun 2017 | |
| BARCLAYS PLC |
13F
|
Company |
0.04%
|
72,800
|
$262,000 | — | 30 Jun 2017 | |
| MACKENZIE FINANCIAL CORP |
13F
|
Company |
0.02%
|
39,900
|
$144,000 | — | 30 Jun 2017 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.02%
|
30,479
|
$110,000 | — | 30 Jun 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
27,115
|
$97,000 | — | 30 Jun 2017 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
0.01%
|
21,500
|
$77,000 | — | 30 Jun 2017 | |
| FMR LLC |
13F
|
Company |
0.01%
|
19,200
|
$69,000 | — | 30 Jun 2017 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.01%
|
14,428
|
$52,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
13,841
|
$50,000 | — | 30 Jun 2017 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.01%
|
13,549
|
$49,000 | — | 30 Jun 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.01%
|
13,349
|
$48,000 | — | 30 Jun 2017 | |
| STATE STREET CORP |
13F
|
Company |
0.01%
|
13,125
|
$47,000 | — | 30 Jun 2017 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.01%
|
12,433
|
$45,000 | — | 30 Jun 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
10,996
|
$40,000 | — | 30 Jun 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
10,226
|
$37,000 | — | 30 Jun 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0%
|
6,666
|
$24,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
3,695
|
$13,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
1,950
|
$7,000 | — | 30 Jun 2017 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0%
|
1,914
|
$6,000 | — | 30 Jun 2017 | |
| Cutler Group LLC / CA |
13F
|
Company |
0%
|
1,800
|
$6,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
0%
|
1,050
|
$4,000 | — | 30 Jun 2017 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0%
|
800
|
$2,880 | — | 30 Jun 2017 | |
| Royal Fund Management, LLC |
13F
|
Company |
0%
|
800
|
$2,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0%
|
600
|
$2,000 | — | 30 Jun 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
360
|
$1,000 | — | 30 Jun 2017 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
200
|
$1,000 | — | 30 Jun 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
200
|
$1,000 | — | 30 Jun 2017 | |
| Sonora Investment Management, LLC |
13F
|
Company |
0%
|
20
|
$72 | — | 30 Jun 2017 |
Institutional Holders of Arbutus Biopharma Corp - Common Shares, without par value (ABUS) as of Q3 2017
As of 30 Sep 2017,
Arbutus Biopharma Corp - Common Shares, without par value (ABUS) was held by
51 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
31,250,927 shares.
The largest 10 holders included
QVT Financial LP, RTW INVESTMENTS, LP, PRIMECAP MANAGEMENT CO/CA/, D. E. Shaw & Co., Inc., BANK OF MONTREAL /CAN/, AXA, MORGAN STANLEY, K2 PRINCIPAL FUND, L.P., Point72 Asset Management, L.P., and BAKER BROS. ADVISORS LP.
This page lists
51
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
45
Q3 2017 holders
51
Holder diff
6
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.