Arbutus Biopharma Corp - Common Shares, without par value (ABUS)
CUSIP: 03879J100
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / Common Shares, without par value
- Shares outstanding
- 194,990,877
- Total 13F shares
- 36,322,621
- Share change
- +113,993
- Total reported value
- $118,047,315
- Put/Call ratio
- 2400%
- Price per share
- $3.25
- Number of holders
- 50
- Value change
- +$819,274
- Number of buys
- 19
- Number of sells
- 31
Quarterly Holders Quick Answers
What is CUSIP 03879J100?
CUSIP 03879J100 identifies ABUS - Arbutus Biopharma Corp - Common Shares, without par value in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 03879J100:
Top shareholders of ABUS - Arbutus Biopharma Corp - Common Shares, without par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| QVT Financial LP |
13F
|
Company |
8.2%
|
16,013,540
|
$39,233,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
2.7%
|
5,294,945
|
$12,972,000 | — | 31 Dec 2016 | |
| PRIMECAP MANAGEMENT CO/CA/ |
13F
|
Company |
2%
|
3,935,000
|
$9,641,000 | — | 31 Dec 2016 | |
| ARMISTICE CAPITAL, LLC |
13F
|
Company |
0.99%
|
1,940,000
|
$4,753,000 | — | 31 Dec 2016 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.89%
|
1,734,603
|
$4,250,000 | — | 31 Dec 2016 | |
| Alpha Wave Global, LP |
13F
|
Company |
0.85%
|
1,655,162
|
$4,055,000 | — | 31 Dec 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.45%
|
885,197
|
$2,346,000 | — | 31 Dec 2016 | |
| AXA S.A. |
13F
|
Company |
0.41%
|
808,018
|
$1,980,000 | — | 31 Dec 2016 | |
| SABBY MANAGEMENT, LLC |
13F
|
Company |
0.41%
|
792,617
|
$1,942,000 | — | 31 Dec 2016 | |
| K2 PRINCIPAL FUND, L.P. |
13F
|
Company |
0.23%
|
443,887
|
$1,088,000 | — | 31 Dec 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.19%
|
364,146
|
$892,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.14%
|
278,000
|
$681,000 | — | 31 Dec 2016 | |
| DAFNA Capital Management LLC |
13F
|
Company |
0.12%
|
234,000
|
$573,000 | — | 31 Dec 2016 | |
| BAKER BROS. ADVISORS LP |
13F
|
Company |
0.09%
|
180,582
|
$442,000 | — | 31 Dec 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.09%
|
176,000
|
$431,000 | — | 31 Dec 2016 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
0.08%
|
160,186
|
$392,000 | — | 31 Dec 2016 | |
| Telemetry Investments, L.L.C. |
13F
|
Company |
0.08%
|
150,000
|
$368,000 | — | 31 Dec 2016 | |
| JENNISON ASSOCIATES LLC |
13F
|
Company |
0.07%
|
140,019
|
$343,000 | — | 31 Dec 2016 | |
| Anson Funds Management LP |
13F
|
Company |
0.05%
|
105,085
|
$257,000 | — | 31 Dec 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.05%
|
89,679
|
$219,000 | — | 31 Dec 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.04%
|
74,490
|
$183,000 | — | 31 Dec 2016 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.04%
|
70,339
|
$172,000 | — | 31 Dec 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.03%
|
65,160
|
$160,000 | — | 31 Dec 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.03%
|
56,328
|
$138,000 | — | 31 Dec 2016 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.03%
|
54,527
|
$133,000 | — | 31 Dec 2016 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.02%
|
44,877
|
$110,000 | — | 31 Dec 2016 | |
| Dynamic Technology Lab Private Ltd |
13F
|
Company |
0.02%
|
40,017
|
$98,000 | — | 31 Dec 2016 | |
| MACKENZIE FINANCIAL CORP |
13F
|
Company |
0.02%
|
39,900
|
$98,000 | — | 31 Dec 2016 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.02%
|
38,148
|
$93,000 | — | 31 Dec 2016 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
0.02%
|
35,500
|
$87,000 | — | 31 Dec 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
26,635
|
$65,000 | — | 31 Dec 2016 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.01%
|
25,345
|
$62,000 | — | 31 Dec 2016 | |
| DIALECTIC CAPITAL MANAGEMENT, LP |
13F
|
Company |
0.01%
|
25,000
|
$61,000 | — | 31 Dec 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.01%
|
23,700
|
$58,000 | — | 31 Dec 2016 | |
| SPHERA FUNDS MANAGEMENT LTD. |
13F
|
Company |
0.01%
|
22,000
|
$54,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
21,230
|
$52,000 | — | 31 Dec 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.01%
|
19,204
|
$47,000 | — | 31 Dec 2016 | |
| FMR LLC |
13F
|
Company |
0.01%
|
19,200
|
$47,000 | — | 31 Dec 2016 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.01%
|
14,195
|
$35,000 | — | 31 Dec 2016 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.01%
|
14,074
|
$34,000 | — | 31 Dec 2016 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.01%
|
13,400
|
$33,000 | — | 31 Dec 2016 | |
| STATE STREET CORP |
13F
|
Company |
0.01%
|
12,300
|
$30,000 | — | 31 Dec 2016 | |
| Cutler Group LLC / CA |
13F
|
Company |
0.01%
|
11,464
|
$28,000 | — | 31 Dec 2016 | |
| Jefferies Group LLC |
13F
|
Company |
0.01%
|
10,300
|
$25,000 | — | 31 Dec 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0%
|
9,700
|
$24,000 | — | 31 Dec 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
8,652
|
$21,000 | — | 31 Dec 2016 | |
| Walleye Trading LLC |
13F
|
Company |
0%
|
7,000
|
$17,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
3,195
|
$8,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
2,450
|
$6,000 | — | 31 Dec 2016 | |
| Creative Planning |
13F
|
Company |
0%
|
1,500
|
$4,000 | — | 31 Dec 2016 |
Institutional Holders of Arbutus Biopharma Corp - Common Shares, without par value (ABUS) as of Q1 2017
As of 31 Mar 2017,
Arbutus Biopharma Corp - Common Shares, without par value (ABUS) was held by
50 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
36,322,621 shares.
The largest 10 holders included
QVT Financial LP, LADENBURG THALMANN FINANCIAL SERVICES INC., PRIMECAP MANAGEMENT CO/CA/, D. E. Shaw & Co., Inc., ARMISTICE CAPITAL, LLC, RTW INVESTMENTS, LP, Falcon Edge Capital LP, BANK OF MONTREAL /CAN/, AXA, and SABBY MANAGEMENT, LLC.
This page lists
50
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
52
Q1 2017 holders
50
Holder diff
-2
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.