Security key
03843E104
Aquestive Therapeutics, Inc. - Common Stock, $0.001 par value (AQST)
CUSIP: 03843E104
Q4 2020 13F Holders as of 31 Dec 2020
- Type / Class
- Equity / Common Stock, $0.001 par value
- Shares outstanding
- 120,192,308
- Total 13F shares
- 19,140,719
- Share change
- -748,096
- Total reported value
- $102,400,992
- Put/Call ratio
- 1143%
- Price per share
- $5.35
- Number of holders
- 65
- Value change
- -$3,894,598
- Number of buys
- 30
- Number of sells
- 26
Report period
Q4 2020
Institutions
65
Top holders
10
AQST full security history
Newer quarter: Q1 2021
Previous quarter: Q3 2020
Aquestive Therapeutics, Inc. SEC filings
Aquestive Therapeutics, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 03843E104
Recent filing periods:
Top shareholders of AQST - Aquestive Therapeutics, Inc. - Common Stock, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Bratton Capital Management, L.P. |
13F
|
Company |
9.6%
|
11,503,294
|
$55,848,000 | — | 30 Sep 2020 | |
| PERCEPTIVE ADVISORS LLC |
13F
|
Company |
1.5%
|
1,750,000
|
$8,496,000 | — | 30 Sep 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
1.1%
|
1,270,074
|
$6,166,000 | — | 30 Sep 2020 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.72%
|
860,910
|
$4,179,000 | — | 30 Sep 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.53%
|
642,883
|
$3,121,000 | — | 30 Sep 2020 | |
| Invesco Ltd. |
13F
|
Company |
0.52%
|
627,444
|
$3,047,000 | — | 30 Sep 2020 | |
| Bracebridge Capital, LLC |
13F
|
Company |
0.36%
|
428,571
|
$2,083,000 | — | 30 Sep 2020 | |
| STATE STREET CORP |
13F
|
Company |
0.24%
|
289,844
|
$1,407,000 | — | 30 Sep 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.23%
|
275,418
|
$1,337,000 | — | 30 Sep 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.19%
|
231,903
|
$1,126,000 | — | 30 Sep 2020 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.15%
|
181,110
|
$880,000 | — | 30 Sep 2020 | |
| Brandywine Global Investment Management, LLC |
13F
|
Company |
0.11%
|
137,029
|
$666,000 | — | 30 Sep 2020 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.11%
|
126,612
|
$615,000 | — | 30 Sep 2020 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.1%
|
123,754
|
$600,000 | — | 30 Sep 2020 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.1%
|
118,900
|
$577,000 | — | 30 Sep 2020 | |
| Virtu Financial LLC |
13F
|
Company |
0.1%
|
117,206
|
$569,000 | — | 30 Sep 2020 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.09%
|
110,277
|
$535,000 | — | 30 Sep 2020 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.09%
|
103,240
|
$501,000 | — | 30 Sep 2020 | |
| Oak Grove Capital LLC |
13F
|
Company |
0.07%
|
89,000
|
$432,000 | — | 30 Sep 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.07%
|
80,327
|
$390,000 | — | 30 Sep 2020 | |
| Engineers Gate Manager LP |
13F
|
Company |
0.06%
|
68,300
|
$332,000 | — | 30 Sep 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.05%
|
63,912
|
$310,000 | — | 30 Sep 2020 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.05%
|
63,138
|
$306,000 | — | 30 Sep 2020 | |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ |
13F
|
Company |
0.05%
|
61,566
|
$299,000 | — | 30 Sep 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.05%
|
55,992
|
$272,000 | — | 30 Sep 2020 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.04%
|
50,901
|
$247,000 | — | 30 Sep 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.03%
|
41,300
|
$201,000 | — | 30 Sep 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
40,751
|
$198,000 | — | 30 Sep 2020 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
0.03%
|
39,400
|
$191,000 | — | 30 Sep 2020 | |
| DUPONT CAPITAL MANAGEMENT CORP |
13F
|
Company |
0.03%
|
32,093
|
$156,000 | — | 30 Sep 2020 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.02%
|
29,960
|
$145,000 | — | 30 Sep 2020 | |
| ExodusPoint Capital Management, LP |
13F
|
Company |
0.02%
|
26,808
|
$130,000 | — | 30 Sep 2020 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.02%
|
19,010
|
$92,000 | — | 30 Sep 2020 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.02%
|
18,921
|
$92,000 | — | 30 Sep 2020 | |
| HANCOCK WHITNEY CORP |
13F
|
Company |
0.02%
|
18,893
|
$92,000 | — | 30 Sep 2020 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.01%
|
17,500
|
$85,000 | — | 30 Sep 2020 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.01%
|
16,780
|
$81,000 | — | 30 Sep 2020 | |
| PDT Partners, LLC |
13F
|
Company |
0.01%
|
16,399
|
$80,000 | — | 30 Sep 2020 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.01%
|
15,800
|
$77,000 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
14,100
|
$68,000 | — | 30 Sep 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.01%
|
13,516
|
$60,000 | — | 30 Sep 2020 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.01%
|
12,873
|
$62,000 | — | 30 Sep 2020 | |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM |
13F
|
Company |
0.01%
|
12,689
|
$62,000 | — | 30 Sep 2020 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
11,882
|
$58,000 | — | 30 Sep 2020 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
0.01%
|
10,000
|
$50,000 | — | 30 Sep 2020 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.01%
|
10,000
|
$49,000 | — | 30 Sep 2020 | |
| BARCLAYS PLC |
13F
|
Company |
0.01%
|
9,080
|
$43,000 | — | 30 Sep 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
5,742
|
$27,000 | — | 30 Sep 2020 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0%
|
4,250
|
$20,634 | — | 30 Sep 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0%
|
4,020
|
$19,000 | — | 30 Sep 2020 |
Institutional Holders of Aquestive Therapeutics, Inc. - Common Stock, $0.001 par value (AQST) as of Q4 2020
As of 31 Dec 2020,
Aquestive Therapeutics, Inc. - Common Stock, $0.001 par value (AQST) was held by
65 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
19,140,719 shares.
The largest 10 holders included
Bratton Capital Management, L.P., PERCEPTIVE ADVISORS LLC, BlackRock Inc., VANGUARD GROUP INC, Nuveen Asset Management, LLC, Bracebridge Capital, LLC, STATE STREET CORP, GEODE CAPITAL MANAGEMENT, LLC, RENAISSANCE TECHNOLOGIES LLC, and NORTHERN TRUST CORP.
This page lists
65
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
57
Q4 2020 holders
65
Holder diff
8
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.