Security key
03842K200
AquaBounty Technologies, Inc. - Common Stock, par value $0.001 per share (AQB)
CUSIP: 03842K200
Q3 2021 13F Holders as of 30 Sep 2021
- Security type / class
- Equity / Common Stock, par value $0.001 per share
- Total 13F shares
- 39,368,738
- Total 13F value
- $160,278,905
- Share change
- -477,576
- Put/Call ratio
- 66%
- SEC-reported price per share
- $4.07
- Number of holders
- 84
- Value change
- -$2,776,447
- Number of buys
- 33
- Number of sells
- 47
- Shares outstanding
- 5,441,210
Holder snapshot
7 signals
Open additional details 1 more signal available
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2021
Institutions
84
Top holders
10
AQB full security history
Ownership snapshot
Full 13F holder table
AQUABOUNTY TECHNOLOGIES INC SEC filings
AQUABOUNTY TECHNOLOGIES INC company facts
Broader feeds
Ownership snapshot
Top reported holders of AQB - AquaBounty Technologies, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Third Security, LLC
Disclosed value leader
Third Security, LLC
Comparable rows
15/15
Latest evidence
30 Jun 2021
13F
Lead comparable stake: 335%
Showing 1-6 of 15 holder rows.
Quick read
Third Security, LLC leads the comparable SEC ownership view at 335%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Third Security, LLC's linked filing trail.
Comparable ownership
Top 5
Third Security, LLC
335%
ARK Investment Management LLC
126%
BlackRock Finance, Inc.
69%
VANGUARD GROUP INC
39%
GEODE CAPITAL MANAGEMENT, LLC
17%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Third Security, LLC |
13F
Company
|
335%
|
$97,658,000
18,219,824 shares
|
— | 30 Jun 2021 |
| ARK Investment Management LLC |
13F
Company
|
126%
|
$36,643,000
6,836,344 shares
|
— | 30 Jun 2021 |
| BlackRock Finance, Inc. |
13F
Company
|
69%
|
$20,194,000
3,767,369 shares
|
— | 30 Jun 2021 |
| VANGUARD GROUP INC |
13F
Company
|
39%
|
$11,399,000
2,126,743 shares
|
— | 30 Jun 2021 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
17%
|
$5,070,000
946,013 shares
|
— | 30 Jun 2021 |
| STATE STREET CORP |
13F
Company
|
16%
|
$4,574,000
853,358 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
84
Shares
39,368,738
Rows available
84
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
88
Q3 2021 holders
84
Holder diff
-4
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|