AquaBounty Technologies, Inc. - Common Stock, par value $0.001 per share (AQB)

Q: What does CUSIP 03842K200 represent in this 13F holders report?

CUSIP 03842K200 is the security identifier for AQB - AquaBounty Technologies, Inc. - Common Stock, par value $0.001 per share used to aggregate holder disclosures.

Q: How many institutions held AQB - AquaBounty Technologies, Inc. - Common Stock, par value $0.001 per share in Q4 2020?

75 institutional investors reported AQB - AquaBounty Technologies, Inc. - Common Stock, par value $0.001 per share for Q4 2020. Use the holders table for investor-level position and value details.

CUSIP: 03842K200

Q4 2020 13F Holders as of 31 Dec 2020

Security type / class: Equity / Common Stock, par value $0.001 per share
Total 13F shares: 32,978,621
Total 13F value: $288,860,909
Share change: +5,978,790
Put/Call ratio: 204%
SEC-reported price per share: $8.76
Number of holders: 75
Value change: +$54,415,461
Number of buys: 48
Number of sells: 22
Shares outstanding: 5,441,210

Security key

03842K200

Report period

Q4 2020

Institutions

Top holders

AQB full security history Ownership snapshot Full 13F holder table AQUABOUNTY TECHNOLOGIES INC SEC filings AQUABOUNTY TECHNOLOGIES INC company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of AQB - AquaBounty Technologies, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

Third Security, LLC

Disclosed value leader

Third Security, LLC

Comparable rows

15/15

Latest evidence

30 Sep 2020

13F Lead comparable stake: 335% Showing 1-6 of 15 holder rows.

Quick read

Third Security, LLC leads the comparable SEC ownership view at 335%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Third Security, LLC's linked filing trail.

Comparable ownership Top 5

Third Security, LLC 335%

ARK Investment Management LLC 71%

VANGUARD GROUP INC 20%

EPIQ PARTNERS, LLC 15%

BlackRock Finance, Inc. 11%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Third Security, LLC	13F Company 13F	335%	$81,778,000 18,253,912 shares	—	30 Sep 2020
ARK Investment Management LLC	13F Company 13F	71%	$17,296,000 3,860,659 shares	—	30 Sep 2020
VANGUARD GROUP INC	13F Company 13F	20%	$4,955,000 1,105,878 shares	—	30 Sep 2020
EPIQ PARTNERS, LLC	13F Company 13F	15%	$3,167,000 791,840 shares	—	30 Sep 2020
BlackRock Finance, Inc.	13F Company 13F	11%	$2,648,000 590,893 shares	—	30 Sep 2020
Archon Capital Management LLC	13F Company 13F	4.8%	$1,162,000 259,408 shares	—	30 Sep 2020

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

32,978,621

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2020 vs Q3 2020 Across Filers

Q3 2020 holders

Q4 2020 holders

Holder diff

Investor	Q3 2020 Shares	Q4 2020 Shares	Share Diff	Share Chg %	Q3 2020 value	Q4 2020 value	Value change	Value Chg %