Security key
03842K200
AquaBounty Technologies, Inc. - Common Stock, par value $0.001 per share (AQB)
CUSIP: 03842K200
Q4 2017 13F Holders as of 31 Dec 2017
- Security type / class
- Equity / Common Stock, par value $0.001 per share
- Total 13F shares
- 6,176,686
- Total 13F value
- $21,741,144
- Share change
- +28,497
- SEC-reported price per share
- $3.51
- Number of holders
- 24
- Value change
- -$1,694
- Number of buys
- 6
- Number of sells
- 13
- Shares outstanding
- 5,441,210
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2017
Institutions
24
Top holders
10
AQB full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2018
Previous quarter: Q3 2017
AQUABOUNTY TECHNOLOGIES INC SEC filings
AQUABOUNTY TECHNOLOGIES INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 03842K200
Recent filing periods:
Ownership snapshot
Top reported holders of AQB - AquaBounty Technologies, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Third Security, LLC
Disclosed value leader
Third Security, LLC
Comparable rows
15/15
Latest evidence
30 Sep 2017
13F
Lead comparable stake: 110%
Showing 1-6 of 15 holder rows.
Quick read
Third Security, LLC leads the comparable SEC ownership view at 110%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Third Security, LLC's linked filing trail.
Comparable ownership
Top 5
Third Security, LLC
110%
Horizon Kinetics LLC
0.94%
BlackRock Finance, Inc.
0.29%
VANGUARD GROUP INC
0.25%
ORACLE INVESTMENT MANAGEMENT INC
0.22%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Third Security, LLC |
13F
Company
|
110%
|
$42,659,000
5,999,831 shares
|
— | 30 Sep 2017 |
| Horizon Kinetics LLC |
13F
Company
|
0.94%
|
$362,000
50,963 shares
|
— | 30 Sep 2017 |
| BlackRock Finance, Inc. |
13F
Company
|
0.29%
|
$112,000
15,795 shares
|
— | 30 Sep 2017 |
| VANGUARD GROUP INC |
13F
Company
|
0.25%
|
$98,000
13,832 shares
|
— | 30 Sep 2017 |
| ORACLE INVESTMENT MANAGEMENT INC |
13F
Company
|
0.22%
|
$87,000
12,204 shares
|
— | 30 Sep 2017 |
| OXFORD ASSET MANAGEMENT LLP |
13F
Company
|
0.2%
|
$70,000
10,659 shares
|
— | 30 Sep 2017 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
24
Shares
6,176,686
Rows available
24
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
28
Q4 2017 holders
24
Holder diff
-4
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 value | Q4 2017 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend