Aqua Metals, Inc. - Common Stock (AQMS)

CUSIP: 03837J101

Q3 2019 13F Holders as of 30 Sep 2019

Holder snapshot 7 signals
Share change
+417,802
Put/Call ratio
0%
SEC-reported price per share
$1.70
Number of holders
52
Value change
+$723,862
Number of buys
24
Open additional details 1 more signal available
Number of sells
18
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
7,128,479

Security key

03837J101

Report period

Q3 2019

Institutions

52

Top holders

10

Ownership snapshot

Top reported holders of AQMS - Aqua Metals, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
AWM Investment Company, Inc.
Disclosed value leader
AWM Investment Company, Inc.
Comparable rows
0/15
Latest evidence
30 Jun 2019
13F Highest disclosed value: $8,554,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

AWM Investment Company, Inc. has the largest disclosed position value at $8.55M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens AWM Investment Company, Inc.'s linked filing trail.
Disclosed position value Top 5
AWM Investment Company, Inc. $8.55M
VANGUARD GROUP INC $3.33M
ICM ASSET MANAGEMENT INC/WA $2.1M
WOLVERINE ASSET MANAGEMENT LLC $2.07M
BlackRock Finance, Inc. $1.4M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
AWM Investment Company, Inc.
13F
Company
13F
—
denominator unverified
$8,554,000
5,121,986 shares
— 30 Jun 2019
VANGUARD GROUP INC
13F
Company
13F
—
denominator unverified
$3,326,000
1,991,769 shares
— 30 Jun 2019
ICM ASSET MANAGEMENT INC/WA
13F
Company
13F
—
denominator unverified
$2,098,000
1,256,509 shares
— 30 Jun 2019
WOLVERINE ASSET MANAGEMENT LLC
13F
Company
13F
—
denominator unverified
$2,073,000
1,241,655 shares
— 30 Jun 2019
BlackRock Finance, Inc.
13F
Company
13F
—
denominator unverified
$1,398,000
837,219 shares
— 30 Jun 2019
FRONTIER CAPITAL MANAGEMENT CO LLC
13F
Company
13F
—
denominator unverified
$1,105,000
661,926 shares
— 30 Jun 2019
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
52
Shares
14,381,491
Rows available
52
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2019 vs Q2 2019 Across Filers

Q2 2019 holders
52
Q3 2019 holders
52
Holder diff
0
Investor Q2 2019 Shares Q3 2019 Shares Share Diff Share Chg % Q2 2019 value Q3 2019 value Value change Value Chg %
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