Security key
03835T200
- Security type / class
- Equity / Common Shares
- Total 13F shares
- 22,970,643
- Total 13F value
- $13,320,850
- Share change
- -1,679,159
- SEC-reported price per share
- $0.58
- Number of holders
- 48
- Value change
- -$985,663
- Number of buys
- 18
- Number of sells
- 19
- Shares outstanding
- 2,556,332
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2022
Institutions
48
Top holders
10
03835T200 full security history
Ownership snapshot
Full 13F holder table
Aptose Biosciences Inc. SEC filings
Aptose Biosciences Inc. company facts
Broader feeds
Ownership snapshot
Top reported holders of 03835T200 - Aptose Biosciences Inc. - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
DRW SECURITIES, L.L.C.
Disclosed value leader
DRW SECURITIES, L.L.C.
Comparable rows
15/15
Latest evidence
30 Sep 2022
13F
Lead comparable stake: 348%
Showing 1-6 of 15 holder rows.
Quick read
DRW SECURITIES, L.L.C. leads the comparable SEC ownership view at 348%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens DRW SECURITIES, L.L.C.'s linked filing trail.
Comparable ownership
Top 5
DRW SECURITIES, L.L.C.
348%
Nantahala Capital Management, LLC
269%
Carlson Capital, L.P.
79%
Sigma Planning Corp
35%
MORGAN STANLEY
30%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| DRW SECURITIES, L.L.C. |
13F
Company
|
348%
|
$5,291,000
8,892,437 shares
|
— | 30 Sep 2022 |
| Nantahala Capital Management, LLC |
13F
Company
|
269%
|
$4,099,000
6,888,822 shares
|
— | 30 Sep 2022 |
| Carlson Capital, L.P. |
13F
Company
|
79%
|
$1,196,000
2,010,000 shares
|
— | 30 Sep 2022 |
| Sigma Planning Corp |
13F
Company
|
35%
|
$535,000
899,554 shares
|
— | 30 Sep 2022 |
| MORGAN STANLEY |
13F
Company
|
30%
|
$460,000
772,553 shares
|
— | 30 Sep 2022 |
| Annandale Capital, LLC |
13F
Company
|
28%
|
$422,000
710,000 shares
|
— | 30 Sep 2022 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2022
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
48
Shares
22,970,643
Rows available
48
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
47
Q4 2022 holders
48
Holder diff
1
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 value | Q4 2022 value | Value change | Value Chg % |
|---|