Aptose Biosciences Inc. - Common Shares

CUSIP: 03835T200

Q4 2022 13F Holders as of 31 Dec 2022

Holder snapshot 6 signals
Share change
-1,679,159
SEC-reported price per share
$0.58
Number of holders
48
Value change
-$985,663
Number of buys
18
Number of sells
19
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
2,556,332

Security key

03835T200

Report period

Q4 2022

Institutions

48

Top holders

10

Ownership snapshot

Top reported holders of 03835T200 - Aptose Biosciences Inc. - Common Shares (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Donald R. Wilson Jr.
Disclosed value leader
Donald R. Wilson Jr.
Comparable rows
0/15
Latest evidence
30 Sep 2022
3/4/5 13F Highest disclosed value: $12,885,141 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

Donald R. Wilson Jr. has the largest disclosed position value at $12.89M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Donald R. Wilson Jr.'s linked filing trail.
Disclosed position value Top 5
Donald R. Wilson Jr. $12.89M
DRW SECURITIES, L.L.C. $5.29M
Nantahala Capital Management, LLC $4.1M
Carlson Capital, L.P. $1.2M
Sigma Planning Corp $535K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Donald R. Wilson Jr.
3/4/5
10%+ Owner
—
denominator unverified
$12,885,141
8,892,437 shares
— 03 Aug 2021
DRW SECURITIES, L.L.C.
13F
Company
13F
—
denominator unverified
$5,291,000
8,892,437 shares
— 30 Sep 2022
Nantahala Capital Management, LLC
13F
Company
13F
—
denominator unverified
$4,099,000
6,888,822 shares
— 30 Sep 2022
Carlson Capital, L.P.
13F
Company
13F
—
denominator unverified
$1,196,000
2,010,000 shares
— 30 Sep 2022
Sigma Planning Corp
13F
Company
13F
—
denominator unverified
$535,000
899,554 shares
— 30 Sep 2022
MORGAN STANLEY
13F
Company
13F
—
denominator unverified
$460,000
772,553 shares
— 30 Sep 2022
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2022

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
48
Shares
22,970,643
Rows available
48
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2022 vs Q3 2022 Across Filers

Q3 2022 holders
47
Q4 2022 holders
48
Holder diff
1
Investor Q3 2022 Shares Q4 2022 Shares Share Diff Share Chg % Q3 2022 value Q4 2022 value Value change Value Chg %
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