Aptose Biosciences Inc. - Common Shares

CUSIP: 03835T200

Q1 2021 13F Holders as of 31 Mar 2021

Holder snapshot 7 signals
Share change
+3,651,537
Put/Call ratio
39%
SEC-reported price per share
$5.98
Number of holders
71
Value change
+$27,233,992
Number of buys
39
Open additional details 1 more signal available
Number of sells
32
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
2,556,332

Security key

03835T200

Report period

Q1 2021

Institutions

71

Top holders

10

Ownership snapshot

Top reported holders of 03835T200 - Aptose Biosciences Inc. - Common Shares (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
ORBIMED ADVISORS LLC
Disclosed value leader
ORBIMED ADVISORS LLC
Comparable rows
0/15
Latest evidence
31 Dec 2020
13F Highest disclosed value: $35,171,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

ORBIMED ADVISORS LLC has the largest disclosed position value at $35.17M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens ORBIMED ADVISORS LLC's linked filing trail.
Disclosed position value Top 5
ORBIMED ADVISORS LLC $35.17M
DRW Securities, LLC $34.94M
Nantahala Capital Management, LLC $31.85M
PICTET ASSET MANAGEMENT LTD $17.22M
Corriente Advisors, LLC $12.7M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
ORBIMED ADVISORS LLC
13F
Company
13F
—
denominator unverified
$35,171,000
8,030,000 shares
— 31 Dec 2020
DRW Securities, LLC
13F
Company
13F
—
denominator unverified
$34,936,000
7,976,176 shares
— 31 Dec 2020
Nantahala Capital Management, LLC
13F
Company
13F
—
denominator unverified
$31,854,000
7,272,673 shares
— 31 Dec 2020
PICTET ASSET MANAGEMENT LTD
13F
Company
13F
—
denominator unverified
$17,225,000
3,925,730 shares
— 31 Dec 2020
Corriente Advisors, LLC
13F
Company
13F
—
denominator unverified
$12,702,000
2,900,000 shares
— 31 Dec 2020
EVENTIDE ASSET MANAGEMENT, LLC
13F
Company
13F
—
denominator unverified
$10,070,000
2,299,000 shares
— 31 Dec 2020
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
71
Shares
52,369,697
Rows available
71
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2021 vs Q1 2021 Across Filers

Q1 2021 holders
71
Q1 2021 holders
71
Holder diff
0
Investor Q1 2021 Shares Q1 2021 Shares Share Diff Share Chg % Q1 2021 value Q1 2021 value Value change Value Chg %
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