CUSIP: 03767D108
Q3 2020 13F Holders as of 30 Sep 2020
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Type / Class
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Equity / COM
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Total 13F shares
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11,133,763
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Share change
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+2,265,464
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Total reported value
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$18,817,002
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Price per share
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$1.69
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Number of holders
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23
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Value change
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+$3,833,584
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Number of buys
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9
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Number of sells
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8
Quarterly Holders Quick Answers
What is CUSIP 03767D108?
CUSIP 03767D108 identifies APEN - APOLLO ENDOSURGERY INC - COM in SEC institutional holdings data.
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Newer quarter:
Q4 2020
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Previous quarter:
Q2 2020
Recent filing periods for CUSIP 03767D108:
Institutional Holders of APOLLO ENDOSURGERY INC - COM (APEN) as of Q3 2020
As of 30 Sep 2020,
APOLLO ENDOSURGERY INC - COM (APEN) was held by
23 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
11,133,763 shares.
The largest 10 holders included
CPMG Inc, Nantahala Capital Management, LLC, Stonepine Capital Management, LLC, GAGNON SECURITIES LLC, Gagnon Advisors, LLC, KING LUTHER CAPITAL MANAGEMENT CORP, VANGUARD GROUP INC, GOLDMAN SACHS GROUP INC, NORTHERN TRUST CORP, and UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGMENT CO.
This page lists
23
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.