MidCap Financial Investment Corp - COM NEW (MFIC)
CUSIP: 03761U502
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / COM NEW
- Total 13F shares
- 21,795,619
- Share change
- -379,370
- Total reported value
- $299,138,685
- Put/Call ratio
- 162%
- Price per share
- $13.72
- Number of holders
- 128
- Value change
- -$4,574,990
- Number of buys
- 52
- Number of sells
- 59
Quarterly Holders Quick Answers
What is CUSIP 03761U502?
CUSIP 03761U502 identifies MFIC - MidCap Financial Investment Corp - COM NEW in SEC institutional holdings data.
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These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
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Recent filing periods for CUSIP 03761U502:
Top shareholders of MFIC - MidCap Financial Investment Corp - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
4,620,549
|
$49,093,000 | — | 31 Dec 2020 | |
| Apollo Management Holdings, L.P. |
13F
|
Company |
—
class O/S missing
|
2,898,917
|
$30,801,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
2,208,905
|
$23,470,000 | — | 31 Dec 2020 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
—
class O/S missing
|
1,890,257
|
$20,084,000 | — | 31 Dec 2020 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
965,100
|
$10,254,000 | — | 31 Dec 2020 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
961,602
|
$10,217,000 | — | 31 Dec 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
800,651
|
$8,507,000 | — | 31 Dec 2020 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
667,661
|
$7,094,000 | — | 31 Dec 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
564,619
|
$5,999,000 | — | 31 Dec 2020 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
470,095
|
$4,995,000 | — | 31 Dec 2020 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
415,152
|
$4,411,000 | — | 31 Dec 2020 | |
| Sumitomo Mitsui Trust Group, Inc. |
13F
|
Company |
—
class O/S missing
|
391,872
|
$4,164,000 | — | 31 Dec 2020 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
391,872
|
$4,162,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
374,296
|
$3,977,000 | — | 31 Dec 2020 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
329,787
|
$3,504,000 | — | 31 Dec 2020 | |
| Grantham, Mayo, Van Otterloo & Co. LLC |
13F
|
Company |
—
class O/S missing
|
218,330
|
$2,320,000 | — | 31 Dec 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
206,674
|
$2,195,000 | — | 31 Dec 2020 | |
| Camelot Portfolios, LLC |
13F
|
Company |
—
class O/S missing
|
204,197
|
$2,170,000 | — | 31 Dec 2020 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
165,032
|
$1,753,000 | — | 31 Dec 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
144,787
|
$1,538,000 | — | 31 Dec 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
143,592
|
$1,526,000 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
140,230
|
$1,490,000 | — | 31 Dec 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
137,347
|
$1,459,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
130,682
|
$1,388,000 | — | 31 Dec 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
129,592
|
$1,376,000 | — | 31 Dec 2020 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
127,959
|
$1,360,000 | — | 31 Dec 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
110,295
|
$1,172,000 | — | 31 Dec 2020 | |
| ExodusPoint Capital Management, LP |
13F
|
Company |
—
class O/S missing
|
109,690
|
$1,165,000 | — | 31 Dec 2020 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
105,355
|
$1,119,000 | — | 31 Dec 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
94,447
|
$1,003,000 | — | 31 Dec 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
81,170
|
$862,000 | — | 31 Dec 2020 | |
| Cubic Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
79,310
|
$843,000 | — | 31 Dec 2020 | |
| WINTON GROUP Ltd |
13F
|
Company |
—
class O/S missing
|
78,718
|
$836,000 | — | 31 Dec 2020 | |
| Benefit Street Partners LLC |
13F
|
Company |
—
class O/S missing
|
77,400
|
$822,000 | — | 31 Dec 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
68,704
|
$730,000 | — | 31 Dec 2020 | |
| Neuberger Berman Group LLC |
13F
|
Company |
—
class O/S missing
|
66,562
|
$707,000 | — | 31 Dec 2020 | |
| IHT Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
63,749
|
$677,000 | — | 31 Dec 2020 | |
| DnB Asset Management AS |
13F
|
Company |
—
class O/S missing
|
62,474
|
$663,786 | — | 31 Dec 2020 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
—
class O/S missing
|
59,127
|
$628,000 | — | 31 Dec 2020 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
58,698
|
$624,000 | — | 31 Dec 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
56,315
|
$598,000 | — | 31 Dec 2020 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
54,894
|
$583,000 | — | 31 Dec 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
53,725
|
$571,000 | — | 31 Dec 2020 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
46,670
|
$496,000 | — | 31 Dec 2020 | |
| Arkadios Wealth Advisors |
13F
|
Company |
—
class O/S missing
|
44,720
|
$475,000 | — | 31 Dec 2020 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
44,620
|
$474,000 | — | 31 Dec 2020 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
39,623
|
$423,000 | — | 31 Dec 2020 | |
| Catalyst Capital Advisors LLC |
13F
|
Company |
—
class O/S missing
|
38,487
|
$409,000 | — | 31 Dec 2020 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
—
class O/S missing
|
37,467
|
$398,000 | — | 31 Dec 2020 | |
| Dynamic Technology Lab Private Ltd |
13F
|
Company |
—
class O/S missing
|
37,268
|
$396,000 | — | 31 Dec 2020 |
Institutional Holders of MidCap Financial Investment Corp - COM NEW (MFIC) as of Q1 2021
As of 31 Mar 2021,
MidCap Financial Investment Corp - COM NEW (MFIC) was held by
128 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
21,795,619 shares.
The largest 10 holders included
THORNBURG INVESTMENT MANAGEMENT INC, Apollo Management Holdings, L.P., WELLS FARGO & COMPANY/MN, ARROWSTREET CAPITAL, LIMITED PARTNERSHIP, VAN ECK ASSOCIATES CORP, Invesco Ltd., MORGAN STANLEY, SUSQUEHANNA INTERNATIONAL GROUP, LLP, Legal & General Group Plc, and BlackRock Inc..
This page lists
128
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
124
Q1 2021 holders
128
Holder diff
4
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.