Security key
03761U502
MidCap Financial Investment Corp - COM NEW (MFIC)
CUSIP: 03761U502
Q3 2020 13F Holders as of 30 Sep 2020
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 22,480,800
- Total 13F value
- $185,929,801
- Share change
- +75,297
- Put/Call ratio
- 413%
- SEC-reported price per share
- $8.27
- Number of holders
- 106
- Value change
- -$96,381
- Number of buys
- 50
- Number of sells
- 62
Open additional details 1 more signal available
Report period
Q3 2020
Institutions
106
Top holders
10
MFIC full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2026
MidCap Financial Investment Corp SEC filings
MidCap Financial Investment Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 03761U502
Recent filing periods:
Ownership snapshot
Top reported holders of MFIC - MidCap Financial Investment Corp - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
THORNBURG INVESTMENT MANA...
Disclosed value leader
THORNBURG INVESTMENT MANA...
Comparable rows
0/15
Latest evidence
30 Jun 2020
13F
Highest disclosed value: $47,090,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
THORNBURG INVESTMENT MANAGEMENT INC has the largest disclosed position value at $47.09M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens THORNBURG INVESTMENT MANAGEMENT INC's linked filing trail.
Disclosed position value
Top 5
THORNBURG INVESTMENT MANAGEMENT INC
$47.09M
Apollo Management Holdings, L.P.
$27.76M
WELLS FARGO & COMPANY/MN
$20.52M
ARROWSTREET CAPITAL, LIMITED PART...
$19.81M
Invesco Ltd.
$10.32M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC |
13F
Company
|
—
class O/S missing
|
$47,090,000
4,920,549 shares
|
— | 30 Jun 2020 |
| Apollo Management Holdings, L.P. |
13F
Company
|
—
class O/S missing
|
$27,756,000
2,900,321 shares
|
— | 30 Jun 2020 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
class O/S missing
|
$20,525,000
2,144,814 shares
|
— | 30 Jun 2020 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
Company
|
—
class O/S missing
|
$19,806,000
2,069,642 shares
|
— | 30 Jun 2020 |
| Invesco Ltd. |
13F
Company
|
—
class O/S missing
|
$10,325,000
1,078,921 shares
|
— | 30 Jun 2020 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$8,440,000
881,859 shares
|
— | 30 Jun 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
106
Shares
22,480,800
Rows available
106
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
131
Q3 2020 holders
106
Holder diff
-25
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 value | Q3 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend