Security key
03761U502
MidCap Financial Investment Corp - COM NEW (MFIC)
CUSIP: 03761U502
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / COM NEW
- Total 13F shares
- 22,480,800
- Share change
- +75,297
- Total reported value
- $185,929,801
- Put/Call ratio
- 413%
- Price per share
- $8.27
- Number of holders
- 106
- Value change
- -$96,381
- Number of buys
- 50
- Number of sells
- 62
Report period
Q3 2020
Institutions
106
Top holders
10
MFIC full security history
Newer quarter: Q4 2020
Previous quarter: Q2 2020
MidCap Financial Investment Corp SEC filings
MidCap Financial Investment Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 03761U502
Recent filing periods:
Top shareholders of MFIC - MidCap Financial Investment Corp - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
4,920,549
|
$47,090,000 | — | 30 Jun 2020 | |
| Apollo Management Holdings, L.P. |
13F
|
Company |
—
class O/S missing
|
2,900,321
|
$27,756,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
2,144,814
|
$20,525,000 | — | 30 Jun 2020 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
—
class O/S missing
|
2,069,642
|
$19,806,000 | — | 30 Jun 2020 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,078,921
|
$10,325,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
881,859
|
$8,440,000 | — | 30 Jun 2020 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
786,039
|
$7,522,000 | — | 30 Jun 2020 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
592,378
|
$5,669,000 | — | 30 Jun 2020 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
476,404
|
$4,559,000 | — | 30 Jun 2020 | |
| Sumitomo Mitsui Trust Group, Inc. |
13F
|
Company |
—
class O/S missing
|
476,404
|
$4,559,000 | — | 30 Jun 2020 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
436,048
|
$4,175,000 | — | 30 Jun 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
401,088
|
$3,838,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
302,640
|
$2,894,000 | — | 30 Jun 2020 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
245,324
|
$2,348,000 | — | 30 Jun 2020 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
244,772
|
$2,342,000 | — | 30 Jun 2020 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
223,187
|
$2,136,000 | — | 30 Jun 2020 | |
| WINTON GROUP Ltd |
13F
|
Company |
—
class O/S missing
|
198,898
|
$1,903,000 | — | 30 Jun 2020 | |
| Camelot Portfolios, LLC |
13F
|
Company |
—
class O/S missing
|
189,745
|
$1,816,000 | — | 30 Jun 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
182,509
|
$1,747,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
167,320
|
$1,601,000 | — | 30 Jun 2020 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
165,032
|
$1,579,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
154,356
|
$1,477,000 | — | 30 Jun 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
142,905
|
$1,368,000 | — | 30 Jun 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
141,592
|
$1,355,000 | — | 30 Jun 2020 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
136,637
|
$1,308,000 | — | 30 Jun 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
127,832
|
$1,223,000 | — | 30 Jun 2020 | |
| Sequoia Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
125,294
|
$1,199,000 | — | 30 Jun 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
124,533
|
$1,191,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
116,181
|
$1,112,000 | — | 30 Jun 2020 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
116,000
|
$1,110,000 | — | 30 Jun 2020 | |
| RESOURCE AMERICA, INC. |
13F
|
Company |
—
class O/S missing
|
106,332
|
$1,018,000 | — | 30 Jun 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
96,975
|
$928,000 | — | 30 Jun 2020 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
93,847
|
$898,000 | — | 30 Jun 2020 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
88,478
|
$847,000 | — | 30 Jun 2020 | |
| Cubic Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
81,508
|
$780,000 | — | 30 Jun 2020 | |
| AIGEN INVESTMENT MANAGEMENT, LP |
13F
|
Company |
—
class O/S missing
|
78,683
|
$753,000 | — | 30 Jun 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
65,499
|
$627,000 | — | 30 Jun 2020 | |
| DnB Asset Management AS |
13F
|
Company |
—
class O/S missing
|
62,474
|
$597,876 | — | 30 Jun 2020 | |
| Wambolt & Associates, LLC |
13F
|
Company |
—
class O/S missing
|
62,288
|
$596,000 | — | 30 Jun 2020 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
—
class O/S missing
|
60,407
|
$578,000 | — | 30 Jun 2020 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
58,585
|
$561,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
55,179
|
$528,000 | — | 30 Jun 2020 | |
| INFRASTRUCTURE CAPITAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
53,876
|
$516,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
46,989
|
$450,000 | — | 30 Jun 2020 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
44,727
|
$428,000 | — | 30 Jun 2020 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
—
class O/S missing
|
41,207
|
$394,000 | — | 30 Jun 2020 | |
| Catalyst Capital Advisors LLC |
13F
|
Company |
—
class O/S missing
|
38,487
|
$368,000 | — | 30 Jun 2020 | |
| ExodusPoint Capital Management, LP |
13F
|
Company |
—
class O/S missing
|
35,928
|
$344,000 | — | 30 Jun 2020 | |
| PEAK6 Investments LLC |
13F
|
Company |
—
class O/S missing
|
34,492
|
$330,000 | — | 30 Jun 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
33,318
|
$319,000 | — | 30 Jun 2020 |
Institutional Holders of MidCap Financial Investment Corp - COM NEW (MFIC) as of Q3 2020
As of 30 Sep 2020,
MidCap Financial Investment Corp - COM NEW (MFIC) was held by
106 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
22,480,800 shares.
The largest 10 holders included
THORNBURG INVESTMENT MANAGEMENT INC, Apollo Management Holdings, L.P., WELLS FARGO & COMPANY/MN, ARROWSTREET CAPITAL, LIMITED PARTNERSHIP, Invesco Ltd., VAN ECK ASSOCIATES CORP, MORGAN STANLEY, BlackRock Inc., SUSQUEHANNA INTERNATIONAL GROUP, LLP, and Legal & General Group Plc.
This page lists
106
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
131
Q3 2020 holders
106
Holder diff
-25
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.