Security key
03761U502
MidCap Financial Investment Corp - COM NEW (MFIC)
CUSIP: 03761U502
Q4 2019 13F Holders as of 31 Dec 2019
- Security type / class
- Equity / COM NEW
- Total 13F shares
- 25,029,949
- Total 13F value
- $436,444,516
- Share change
- -1,134,083
- Put/Call ratio
- 407%
- SEC-reported price per share
- $17.46
- Number of holders
- 143
- Value change
- -$19,090,830
- Number of buys
- 64
- Number of sells
- 59
Open additional details 1 more signal available
Report period
Q4 2019
Institutions
143
Top holders
10
MFIC full security history
Ownership snapshot
Full 13F holder table
MidCap Financial Investment Corp SEC filings
MidCap Financial Investment Corp company facts
Broader feeds
Ownership snapshot
Top reported holders of MFIC - MidCap Financial Investment Corp - COM NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
THORNBURG INVESTMENT MANA...
Disclosed value leader
THORNBURG INVESTMENT MANA...
Comparable rows
0/15
Latest evidence
30 Sep 2019
13F
Highest disclosed value: $131,697,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
THORNBURG INVESTMENT MANAGEMENT INC has the largest disclosed position value at $131.7M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens THORNBURG INVESTMENT MANAGEMENT INC's linked filing trail.
Disclosed position value
Top 5
THORNBURG INVESTMENT MANAGEMENT INC
$131.7M
Apollo Management Holdings, L.P.
$47.23M
WELLS FARGO & COMPANY/MN
$33.47M
BANK OF MONTREAL /CAN/
$15.38M
MORGAN STANLEY
$14.3M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC |
13F
Company
|
—
class O/S missing
|
$131,697,000
8,185,030 shares
|
— | 30 Sep 2019 |
| Apollo Management Holdings, L.P. |
13F
Company
|
—
class O/S missing
|
$47,233,000
2,935,579 shares
|
— | 30 Sep 2019 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
class O/S missing
|
$33,469,000
2,080,035 shares
|
— | 30 Sep 2019 |
| BANK OF MONTREAL /CAN/ |
13F
Company
|
—
class O/S missing
|
$15,383,000
956,042 shares
|
— | 30 Sep 2019 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$14,301,000
888,764 shares
|
— | 30 Sep 2019 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
Company
|
—
class O/S missing
|
$12,883,000
800,674 shares
|
— | 30 Sep 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
143
Shares
25,029,949
Rows available
143
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
142
Q4 2019 holders
143
Holder diff
1
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 value | Q4 2019 value | Value change | Value Chg % |
|---|