ANNALY CAP MGMT INC - NOTE 4.000% 2/1 Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q3 2015

Type / Class
Debt / NOTE 4.000% 2/1
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Institutional Holders of ANNALY CAP MGMT INC - NOTE 4.000% 2/1 across Reporting Periods

Period Principal Value Change Price (% of par) (Median) Investors
2015 Q3 $3,000,000 $3,298,000 109.93% 1
2015 Q1 $0 $0 -$109,276,500 0
2014 Q4 $107,784,000 $109,276,500 +$1,015,576 101.56% 15
2014 Q3 $105,784,000 $109,053,860 +$364,748 103.93% 14
2014 Q2 $105,235,000 $111,676,240 +$169,793 105.8% 14
2014 Q1 $105,079,000 $112,102,000 -$14,384 106.5% 13