AMERICAN STATES WATER CO - Common Stock (AWR)
CUSIP: 029899101
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 39,100,095
- Total 13F shares
- 26,157,762
- Share change
- +92,652
- Total reported value
- $2,237,198,537
- Put/Call ratio
- 71%
- Price per share
- $85.52
- Number of holders
- 297
- Value change
- +$8,570,590
- Number of buys
- 139
- Number of sells
- 102
Quarterly Holders Quick Answers
What is CUSIP 029899101?
CUSIP 029899101 identifies AWR - AMERICAN STATES WATER CO - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 029899101:
Top shareholders of AWR - AMERICAN STATES WATER CO - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
16%
|
6,315,069
|
$502,431,000 | — | 30 Jun 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
11%
|
4,459,588
|
$354,805,000 | — | 30 Jun 2021 | |
| STATE STREET CORP |
13F
|
Company |
8.2%
|
3,214,099
|
$255,714,000 | — | 30 Jun 2021 | |
| PICTET ASSET MANAGEMENT LTD |
13F
|
Company |
2.7%
|
1,060,458
|
$84,370,000 | — | 30 Jun 2021 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
2.5%
|
979,097
|
$77,883,000 | — | 30 Jun 2021 | |
| Invesco Ltd. |
13F
|
Company |
1.9%
|
759,537
|
$60,429,000 | — | 30 Jun 2021 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
1.8%
|
701,008
|
$55,772,000 | — | 30 Jun 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.6%
|
622,489
|
$49,525,000 | — | 30 Jun 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.4%
|
547,032
|
$43,522,000 | — | 30 Jun 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
1.2%
|
453,025
|
$36,042,000 | — | 30 Jun 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
1.1%
|
423,670
|
$33,707,000 | — | 30 Jun 2021 | |
| NORGES BANK |
13F
|
Company |
1.1%
|
414,192
|
$32,953,000 | — | 30 Jun 2021 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.78%
|
305,509
|
$24,307,000 | — | 30 Jun 2021 | |
| Legal & General Group Plc |
13F
|
Company |
0.76%
|
298,756
|
$23,768,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.76%
|
296,452
|
$23,586,000 | — | 30 Jun 2021 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.71%
|
278,899
|
$22,190,000 | — | 30 Jun 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.53%
|
207,634
|
$16,519,000 | — | 30 Jun 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.43%
|
169,142
|
$13,457,000 | — | 30 Jun 2021 | |
| PRUDENTIAL FINANCIAL INC |
13F
|
Company |
0.42%
|
163,570
|
$13,014,000 | — | 30 Jun 2021 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.36%
|
142,293
|
$11,320,000 | — | 30 Jun 2021 | |
| ProShare Advisors LLC |
13F
|
Company |
0.36%
|
139,415
|
$11,092,000 | — | 30 Jun 2021 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.32%
|
123,800
|
$9,850,000 | — | 30 Jun 2021 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.31%
|
121,549
|
$9,670,000 | — | 30 Jun 2021 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.3%
|
119,230
|
$9,486,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.28%
|
107,929
|
$8,587,000 | — | 30 Jun 2021 | |
| VICTORY CAPITAL MANAGEMENT INC |
13F
|
Company |
0.27%
|
107,405
|
$8,545,000 | — | 30 Jun 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.25%
|
96,243
|
$7,657,000 | — | 30 Jun 2021 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
0.24%
|
94,148
|
$7,490,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.22%
|
86,130
|
$6,852,000 | — | 30 Jun 2021 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.21%
|
83,410
|
$6,636,000 | — | 30 Jun 2021 | |
| Swiss National Bank |
13F
|
Company |
0.21%
|
81,300
|
$6,468,000 | — | 30 Jun 2021 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.21%
|
80,720
|
$6,421,000 | — | 30 Jun 2021 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.2%
|
79,216
|
$6,302,000 | — | 30 Jun 2021 | |
| PUBLIC SECTOR PENSION INVESTMENT BOARD |
13F
|
Company |
0.19%
|
75,433
|
$6,001,000 | — | 30 Jun 2021 | |
| York State Teachers Retirement System New |
13F
|
Individual |
0.19%
|
72,645
|
$5,780,000 | — | 30 Jun 2021 | |
| BNP Paribas Asset Management Holding S.A. |
13F
|
Company |
0.18%
|
70,463
|
$5,606,000 | — | 30 Jun 2021 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
0.17%
|
67,713
|
$5,387,247 | — | 30 Jun 2021 | |
| Edgestream Partners, L.P. |
13F
|
Company |
0.17%
|
67,115
|
$5,340,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0.16%
|
63,163
|
$5,025,000 | — | 30 Jun 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.16%
|
61,003
|
$4,854,000 | — | 30 Jun 2021 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.15%
|
60,234
|
$4,791,000 | — | 30 Jun 2021 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.14%
|
55,006
|
$4,376,000 | — | 30 Jun 2021 | |
| CANADA LIFE ASSURANCE Co |
13F
|
Company |
0.14%
|
53,137
|
$4,228,000 | — | 30 Jun 2021 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.13%
|
50,877
|
$4,048,000 | — | 30 Jun 2021 | |
| Ensign Peak Advisors, Inc |
13F
|
Company |
0.13%
|
49,253
|
$3,919,000 | — | 30 Jun 2021 | |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS |
13F
|
Company |
0.12%
|
48,279
|
$3,841,000 | — | 30 Jun 2021 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.12%
|
46,000
|
$3,660,000 | — | 30 Jun 2021 | |
| SkyOak Wealth, LLC |
13F
|
Company |
0.11%
|
43,513
|
$3,462,000 | — | 30 Jun 2021 | |
| NORTHSTAR ASSET MANAGEMENT INC |
13F
|
Company |
0.11%
|
43,340
|
$3,448,130 | — | 30 Jun 2021 | |
| TD ASSET MANAGEMENT INC |
13F
|
Company |
0.1%
|
38,276
|
$3,381,000 | — | 30 Jun 2021 |
Institutional Holders of AMERICAN STATES WATER CO - Common Stock (AWR) as of Q3 2021
As of 30 Sep 2021,
AMERICAN STATES WATER CO - Common Stock (AWR) was held by
297 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
26,157,762 shares.
The largest 10 holders included
BlackRock Inc., VANGUARD GROUP INC, STATE STREET CORP, PICTET ASSET MANAGEMENT SA, FIRST TRUST ADVISORS LP, Invesco Ltd., DIMENSIONAL FUND ADVISORS LP, GEODE CAPITAL MANAGEMENT, LLC, NORTHERN TRUST CORP, and JPMORGAN CHASE & CO.
This page lists
298
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
277
Q3 2021 holders
297
Holder diff
20
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.