Security key
029899101
AMERICAN STATES WATER CO - Common Stock (AWR)
CUSIP: 029899101
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 39,100,095
- Total 13F shares
- 25,853,174
- Share change
- -3,188
- Total reported value
- $1,937,395,843
- Put/Call ratio
- 104%
- Price per share
- $74.95
- Number of holders
- 306
- Value change
- -$727,706
- Number of buys
- 109
- Number of sells
- 139
Report period
Q3 2020
Institutions
306
Top holders
10
AWR full security history
Newer quarter: Q4 2020
Previous quarter: Q2 2020
AMERICAN STATES WATER CO SEC filings
AMERICAN STATES WATER CO company facts
Broader feeds
Reporting periods
Holder history for CUSIP 029899101
Recent filing periods:
Top shareholders of AWR - AMERICAN STATES WATER CO - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
15%
|
5,974,190
|
$469,753,000 | — | 30 Jun 2020 | |
| VANGUARD GROUP INC |
13F
|
Company |
11%
|
4,491,474
|
$353,164,000 | — | 30 Jun 2020 | |
| STATE STREET CORP |
13F
|
Company |
5.2%
|
2,014,145
|
$158,372,000 | — | 30 Jun 2020 | |
| PICTET ASSET MANAGEMENT LTD |
13F
|
Company |
3%
|
1,160,617
|
$91,259,000 | — | 30 Jun 2020 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
2%
|
783,586
|
$61,611,000 | — | 30 Jun 2020 | |
| Invesco Ltd. |
13F
|
Company |
1.9%
|
754,357
|
$59,316,000 | — | 30 Jun 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.6%
|
614,444
|
$48,315,000 | — | 30 Jun 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.4%
|
538,327
|
$42,328,000 | — | 30 Jun 2020 | |
| Bank of New York Mellon Corp |
13F
|
Company |
1.2%
|
482,855
|
$37,968,000 | — | 30 Jun 2020 | |
| NORGES BANK |
13F
|
Company |
1.2%
|
472,923
|
$37,186,000 | — | 30 Jun 2020 | |
| Copeland Capital Management, LLC |
13F
|
Company |
0.99%
|
386,544
|
$30,394,000 | — | 30 Jun 2020 | |
| FIL Ltd |
13F
|
Company |
0.93%
|
363,722
|
$28,599,000 | — | 30 Jun 2020 | |
| Legal & General Group Plc |
13F
|
Company |
0.79%
|
310,067
|
$24,381,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.79%
|
309,828
|
$24,362,000 | — | 30 Jun 2020 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.79%
|
309,484
|
$24,335,000 | — | 30 Jun 2020 | |
| KBC Group NV |
13F
|
Company |
0.78%
|
304,467
|
$23,940,000 | — | 30 Jun 2020 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.73%
|
287,335
|
$22,594,000 | — | 30 Jun 2020 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.59%
|
229,672
|
$18,059,000 | — | 30 Jun 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.57%
|
221,045
|
$17,380,000 | — | 30 Jun 2020 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.56%
|
220,238
|
$17,317,000 | — | 30 Jun 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.54%
|
211,001
|
$16,589,000 | — | 30 Jun 2020 | |
| Allianz Asset Management GmbH |
13F
|
Company |
0.47%
|
181,961
|
$14,308,000 | — | 30 Jun 2020 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.4%
|
157,604
|
$12,392,000 | — | 30 Jun 2020 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.38%
|
150,195
|
$6,743,000 | — | 30 Jun 2020 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.36%
|
138,986
|
$10,928,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.31%
|
122,486
|
$9,632,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.29%
|
113,918
|
$8,957,000 | — | 30 Jun 2020 | |
| MARTINGALE ASSET MANAGEMENT L P |
13F
|
Company |
0.27%
|
103,908
|
$8,171,000 | — | 30 Jun 2020 | |
| Man Group plc |
13F
|
Company |
0.26%
|
103,377
|
$8,129,000 | — | 30 Jun 2020 | |
| ZACKS INVESTMENT MANAGEMENT |
13F
|
Company |
0.26%
|
102,955
|
$8,095,000 | — | 30 Jun 2020 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.26%
|
101,900
|
$8,012,000 | — | 30 Jun 2020 | |
| ProShare Advisors LLC |
13F
|
Company |
0.25%
|
98,956
|
$7,781,000 | — | 30 Jun 2020 | |
| BNP Paribas Asset Management Holding S.A. |
13F
|
Company |
0.25%
|
97,318
|
$7,652,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.24%
|
93,531
|
$7,355,000 | — | 30 Jun 2020 | |
| York State Teachers Retirement System New |
13F
|
Individual |
0.23%
|
90,645
|
$7,127,000 | — | 30 Jun 2020 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.23%
|
89,918
|
$7,070,000 | — | 30 Jun 2020 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.22%
|
85,773
|
$6,744,000 | — | 30 Jun 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.21%
|
83,570
|
$6,571,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
0.21%
|
82,920
|
$6,520,000 | — | 30 Jun 2020 | |
| PUBLIC SECTOR PENSION INVESTMENT BOARD |
13F
|
Company |
0.21%
|
82,493
|
$6,486,000 | — | 30 Jun 2020 | |
| Swiss National Bank |
13F
|
Company |
0.21%
|
82,300
|
$6,471,000 | — | 30 Jun 2020 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.21%
|
81,690
|
$6,423,000 | — | 30 Jun 2020 | |
| TD ASSET MANAGEMENT INC |
13F
|
Company |
0.21%
|
80,826
|
$6,355,000 | — | 30 Jun 2020 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.19%
|
75,503
|
$5,937,000 | — | 30 Jun 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.19%
|
72,883
|
$5,731,000 | — | 30 Jun 2020 | |
| Assenagon Asset Management S.A. |
13F
|
Company |
0.18%
|
70,479
|
$5,542,000 | — | 30 Jun 2020 | |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.18%
|
70,107
|
$5,513,000 | — | 30 Jun 2020 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
0.18%
|
69,306
|
$5,448,000 | — | 30 Jun 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.16%
|
64,272
|
$5,054,000 | — | 30 Jun 2020 | |
| CANADA LIFE ASSURANCE Co |
13F
|
Company |
0.16%
|
62,533
|
$4,909,000 | — | 30 Jun 2020 |
Institutional Holders of AMERICAN STATES WATER CO - Common Stock (AWR) as of Q3 2020
As of 30 Sep 2020,
AMERICAN STATES WATER CO - Common Stock (AWR) was held by
306 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
25,853,174 shares.
The largest 10 holders included
BlackRock Inc., VANGUARD GROUP INC, STATE STREET CORP, PICTET ASSET MANAGEMENT LTD, FIRST TRUST ADVISORS LP, DIMENSIONAL FUND ADVISORS LP, Invesco Ltd., NORTHERN TRUST CORP, GEODE CAPITAL MANAGEMENT, LLC, and Bank of New York Mellon Corp.
This page lists
306
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
306
Q3 2020 holders
306
Holder diff
0
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.