Security key
029899101
AMERICAN STATES WATER CO - Common Stock (AWR)
CUSIP: 029899101
Q4 2018 13F Holders as of 31 Dec 2018
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 39,100,095
- Total 13F shares
- 26,472,794
- Share change
- +236,897
- Total reported value
- $1,773,976,719
- Put/Call ratio
- 142%
- Price per share
- $67.04
- Number of holders
- 288
- Value change
- +$18,441,565
- Number of buys
- 130
- Number of sells
- 99
Report period
Q4 2018
Institutions
288
Top holders
10
AWR full security history
Newer quarter: Q1 2019
Previous quarter: Q3 2018
AMERICAN STATES WATER CO SEC filings
AMERICAN STATES WATER CO company facts
Broader feeds
Reporting periods
Holder history for CUSIP 029899101
Recent filing periods:
Top shareholders of AWR - AMERICAN STATES WATER CO - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
14%
|
5,537,867
|
$338,586,000 | — | 30 Sep 2018 | |
| VANGUARD GROUP INC |
13F
|
Company |
11%
|
4,159,887
|
$254,336,000 | — | 30 Sep 2018 | |
| STATE STREET CORP |
13F
|
Company |
7.4%
|
2,890,881
|
$176,744,000 | — | 30 Sep 2018 | |
| PICTET ASSET MANAGEMENT LTD |
13F
|
Company |
3.2%
|
1,248,889
|
$76,357,000 | — | 30 Sep 2018 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
3.2%
|
1,248,505
|
$76,331,000 | — | 30 Sep 2018 | |
| Invesco Ltd. |
13F
|
Company |
1.7%
|
677,852
|
$41,444,000 | — | 30 Sep 2018 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.7%
|
670,479
|
$40,994,000 | — | 30 Sep 2018 | |
| Bank of New York Mellon Corp |
13F
|
Company |
1.6%
|
629,347
|
$38,477,000 | — | 30 Sep 2018 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
1.6%
|
610,840
|
$37,347,000 | — | 30 Sep 2018 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
1.3%
|
526,059
|
$32,164,000 | — | 30 Sep 2018 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.93%
|
362,015
|
$22,134,000 | — | 30 Sep 2018 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.92%
|
359,823
|
$21,999,000 | — | 30 Sep 2018 | |
| KBC Group NV |
13F
|
Company |
0.84%
|
328,158
|
$20,064,000 | — | 30 Sep 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.73%
|
285,864
|
$17,478,000 | — | 30 Sep 2018 | |
| Copeland Capital Management, LLC |
13F
|
Company |
0.71%
|
276,259
|
$16,890,000 | — | 30 Sep 2018 | |
| Granite Investment Partners, LLC |
13F
|
Company |
0.7%
|
274,057
|
$16,756,000 | — | 30 Sep 2018 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.69%
|
270,364
|
$16,531,000 | — | 30 Sep 2018 | |
| Boston Trust Walden Corp |
13F
|
Company |
0.69%
|
270,143
|
$16,517,000 | — | 30 Sep 2018 | |
| NORGES BANK |
13F
|
Company |
0.64%
|
249,875
|
$15,277,000 | — | 30 Sep 2018 | |
| MORGAN STANLEY |
13F
|
Company |
0.6%
|
234,202
|
$14,321,000 | — | 30 Sep 2018 | |
| Legal & General Group Plc |
13F
|
Company |
0.58%
|
226,576
|
$13,807,000 | — | 30 Sep 2018 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
0.57%
|
222,830
|
$4,289,000 | — | 30 Sep 2018 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.48%
|
188,203
|
$11,507,000 | — | 30 Sep 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.45%
|
177,686
|
$10,700,000 | — | 30 Sep 2018 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.43%
|
166,411
|
$10,167,000 | — | 30 Sep 2018 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.42%
|
165,453
|
$10,116,000 | — | 30 Sep 2018 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.4%
|
154,619
|
$9,453,000 | — | 30 Sep 2018 | |
| SEGALL BRYANT & HAMILL, LLC |
13F
|
Company |
0.29%
|
114,657
|
$7,010,000 | — | 30 Sep 2018 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.29%
|
114,491
|
$7,000,000 | — | 30 Sep 2018 | |
| Walthausen & Co., LLC |
13F
|
Company |
0.29%
|
112,940
|
$6,905,000 | — | 30 Sep 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.29%
|
112,672
|
$6,888,000 | — | 30 Sep 2018 | |
| Man Group plc |
13F
|
Company |
0.26%
|
102,425
|
$6,262,000 | — | 30 Sep 2018 | |
| York State Teachers Retirement System New |
13F
|
Individual |
0.26%
|
100,893
|
$6,169,000 | — | 30 Sep 2018 | |
| ZACKS INVESTMENT MANAGEMENT |
13F
|
Company |
0.25%
|
99,372
|
$6,076,000 | — | 30 Sep 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.25%
|
99,321
|
$6,072,000 | — | 30 Sep 2018 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.25%
|
97,668
|
$5,971,000 | — | 30 Sep 2018 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.22%
|
87,073
|
$5,324,000 | — | 30 Sep 2018 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.22%
|
85,801
|
$5,246,000 | — | 30 Sep 2018 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
0.2%
|
79,643
|
$4,869,000 | — | 30 Sep 2018 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.19%
|
74,349
|
$4,546,000 | — | 30 Sep 2018 | |
| UBS Group AG |
13F
|
Company |
0.19%
|
73,167
|
$4,474,000 | — | 30 Sep 2018 | |
| MARTINGALE ASSET MANAGEMENT L P |
13F
|
Company |
0.17%
|
66,504
|
$4,067,000 | — | 30 Sep 2018 | |
| APG Asset Management N.V. |
13F
|
Company |
0.17%
|
64,700
|
$3,406,000 | — | 30 Sep 2018 | |
| Swiss National Bank |
13F
|
Company |
0.16%
|
63,900
|
$3,907,000 | — | 30 Sep 2018 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.16%
|
63,515
|
$3,883,000 | — | 30 Sep 2018 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.16%
|
60,931
|
$3,725,000 | — | 30 Sep 2018 | |
| BKS ADVISORS, LLC |
13F
|
Company |
0.15%
|
58,748
|
$3,591,000 | — | 30 Sep 2018 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.14%
|
56,016
|
$3,425,000 | — | 30 Sep 2018 | |
| Arizona State Retirement System |
13F
|
Company |
0.14%
|
53,288
|
$3,258,000 | — | 30 Sep 2018 | |
| STRS OHIO |
13F
|
Company |
0.13%
|
50,300
|
$3,075,000 | — | 30 Sep 2018 |
Institutional Holders of AMERICAN STATES WATER CO - Common Stock (AWR) as of Q4 2018
As of 31 Dec 2018,
AMERICAN STATES WATER CO - Common Stock (AWR) was held by
288 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
26,472,794 shares.
The largest 10 holders included
BlackRock Inc., Vanguard Group Inc, STATE STREET CORP, PICTET ASSET MANAGEMENT LTD, DIMENSIONAL FUND ADVISORS LP, Invesco Ltd., NORTHERN TRUST CORP, Bank of New York Mellon Corp, RENAISSANCE TECHNOLOGIES LLC, and JPMORGAN CHASE & CO.
This page lists
288
institutional shareholders reporting positions in this security
for the Q4 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2018 vs Q3 2018 Across Filers
Q3 2018 holders
261
Q4 2018 holders
288
Holder diff
27
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 Value $ | Q4 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.