What does CUSIP 029899101 represent in this 13F holders report?

CUSIP 029899101 is the security identifier for AWR - AMERICAN STATES WATER CO - Common Stock used to aggregate holder disclosures.

How many institutions held AWR - AMERICAN STATES WATER CO - Common Stock in Q4 2016?

221 institutional investors reported AWR - AMERICAN STATES WATER CO - Common Stock for Q4 2016. Use the holders table for investor-level position and value details.

AMERICAN STATES WATER CO - Common Stock (AWR)

CUSIP: 029899101

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class: Equity / Common Stock
Shares outstanding: 39,100,095
Total 13F shares: 24,221,229
Share change: +692,638
Total reported value: $1,103,367,601
Put/Call ratio: 156%
Price per share: $45.56
Number of holders: 221
Value change: +$32,350,746
Number of buys: 89
Number of sells: 86

Quarterly Holders Quick Answers

What is CUSIP 029899101?
CUSIP 029899101 identifies AWR - AMERICAN STATES WATER CO - Common Stock in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2017
Previous quarter: Q3 2016

Recent filing periods for CUSIP 029899101:

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Top shareholders of AWR - AMERICAN STATES WATER CO - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
VANGUARD GROUP INC	13F	Company	8.6%	3,360,711	$134,596,000	—	30 Sep 2016	13F
BlackRock Fund Advisors	13F	Company	6.5%	2,547,384	$102,023,000	—	30 Sep 2016	13F
PICTET ASSET MANAGEMENT LTD	13F	Company	4%	1,550,127	$62,083,000	—	30 Sep 2016	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	3.2%	1,266,668	$50,729,000	—	30 Sep 2016	13F
BlackRock Institutional Trust Company, N.A.	13F	Company	2.4%	934,204	$37,415,000	—	30 Sep 2016	13F
Bank of New York Mellon Corp	13F	Company	2.2%	867,077	$34,725,000	—	30 Sep 2016	13F
STATE STREET CORP	13F	Company	2.2%	845,128	$33,841,000	—	30 Sep 2016	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	2.1%	834,600	$33,426,000	—	30 Sep 2016	13F
JPMORGAN CHASE & CO	13F	Company	1.7%	646,852	$25,906,000	—	30 Sep 2016	13F
NORTHERN TRUST CORP	13F	Company	1.6%	639,993	$25,632,000	—	30 Sep 2016	13F
Invesco Ltd.	13F	Company	1.2%	483,690	$19,371,000	—	30 Sep 2016	13F
BAILLIE GIFFORD & CO	13F	Company	1.2%	466,852	$18,698,000	—	30 Sep 2016	13F
Copeland Capital Management, LLC	13F	Company	1.1%	423,064	$16,944,000	—	30 Sep 2016	13F
FIRST TRUST ADVISORS LP	13F	Company	1.1%	411,274	$16,472,000	—	30 Sep 2016	13F
SCOUT INVESTMENTS, INC.	13F	Company	0.98%	384,605	$15,403,000	—	30 Sep 2016	13F
Boston Trust Walden Corp	13F	Company	0.98%	382,687	$15,327,000	—	30 Sep 2016	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.89%	347,907	$13,933,000	—	30 Sep 2016	13F
Granite Investment Partners, LLC	13F	Company	0.71%	279,557	$11,196,000	—	30 Sep 2016	13F
PRINCIPAL FINANCIAL GROUP INC	13F	Company	0.68%	264,486	$10,593,000	—	30 Sep 2016	13F
ROYAL BANK OF CANADA	13F	Company	0.64%	251,668	$10,078,000	—	30 Sep 2016	13F
PRUDENTIAL FINANCIAL INC	13F	Company	0.56%	220,442	$8,829,000	—	30 Sep 2016	13F
NORGES BANK	13F	Company	0.55%	216,658	$8,288,000	—	30 Sep 2016	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.5%	194,737	$7,799,000	—	30 Sep 2016	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.46%	180,284	$7,221,000	—	30 Sep 2016	13F
MORGAN STANLEY	13F	Company	0.45%	174,259	$6,979,000	—	30 Sep 2016	13F
Water Asset Management LLC	13F	Company	0.43%	169,000	$6,768,000	—	30 Sep 2016	13F
BlackRock Investment Management, LLC	13F	Company	0.4%	157,170	$6,295,000	—	30 Sep 2016	13F
BlackRock Group LTD	13F	Company	0.4%	156,424	$6,264,000	—	30 Sep 2016	13F
THRIVENT FINANCIAL FOR LUTHERANS	13F	Company	0.38%	147,920	$5,924,000	—	30 Sep 2016	13F
TIAA CREF INVESTMENT MANAGEMENT LLC	13F	Company	0.37%	145,504	$5,827,000	—	30 Sep 2016	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.34%	133,440	$5,344,000	—	30 Sep 2016	13F
KBC Group NV	13F	Company	0.33%	127,886	$5,122,000	—	30 Sep 2016	13F
DEUTSCHE BANK AG\	13F	Company	0.32%	126,026	$5,046,000	—	30 Sep 2016	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.32%	124,864	$5,001,000	—	30 Sep 2016	13F
Legal & General Group Plc	13F	Company	0.31%	121,940	$4,885,000	—	30 Sep 2016	13F
ZACKS INVESTMENT MANAGEMENT	13F	Company	0.3%	117,681	$4,713,000	—	30 Sep 2016	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.28%	111,007	$4,445,000	—	30 Sep 2016	13F
Emerald Acquisition Ltd.	13F	Company	0.28%	110,022	$4,406,000	—	30 Sep 2016	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	0.27%	104,325	$4,178,000	—	30 Sep 2016	13F
Calvert Investment Management, Inc.	13F	Company	0.26%	102,547	$4,107,000	—	30 Sep 2016	13F
York State Teachers Retirement System New	13F	Individual	0.26%	101,618	$4,070,000	—	30 Sep 2016	13F
UBS Group AG	13F	Company	0.26%	99,919	$4,001,000	—	30 Sep 2016	13F
STRS OHIO	13F	Company	0.24%	94,500	$3,784,000	—	30 Sep 2016	13F
D.A. DAVIDSON & CO.	13F	Company	0.23%	90,708	$3,632,000	—	30 Sep 2016	13F
AQR CAPITAL MANAGEMENT LLC	13F	Company	0.22%	85,309	$3,417,000	—	30 Sep 2016	13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	13F	Company	0.2%	77,428	$3,101,000	—	30 Sep 2016	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	0.19%	76,100	$3,048,000	—	30 Sep 2016	13F
MARTINGALE ASSET MANAGEMENT L P	13F	Company	0.19%	75,610	$3,029,000	—	30 Sep 2016	13F
RHUMBLINE ADVISERS	13F	Company	0.18%	70,736	$2,833,000	—	30 Sep 2016	13F
NEW YORK STATE COMMON RETIREMENT FUND	13F	Company	0.17%	65,567	$2,626,000	—	30 Sep 2016	13F

Institutional Holders of AMERICAN STATES WATER CO - Common Stock (AWR) as of Q4 2016

As of 31 Dec 2016, AMERICAN STATES WATER CO - Common Stock (AWR) was held by 221 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 24,221,229 shares. The largest 10 holders included VANGUARD GROUP INC, BlackRock Fund Advisors, PICTET ASSET MANAGEMENT LTD, DIMENSIONAL FUND ADVISORS LP, BlackRock Institutional Trust Company, N.A., Bank of New York Mellon Corp, STATE STREET CORP, RENAISSANCE TECHNOLOGIES LLC, JPMORGAN CHASE & CO, and NORTHERN TRUST CORP. This page lists 221 institutional shareholders reporting positions in this security for the Q4 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders

209

Q4 2016 holders

221

Holder diff

Investor	Q3 2016 Shares	Q4 2016 Shares	Share Diff	Share Chg %	Q3 2016 Value $	Q4 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.