AMERICAN STATES WATER CO - Common Stock (AWR)
CUSIP: 029899101
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 38,243,460
- Total 13F shares
- 24,221,229
- Share change
- +692,638
- Total reported value
- $1,103,367,601
- Put/Call ratio
- 156%
- Price per share
- $45.56
- Number of holders
- 221
- Value change
- +$32,350,746
- Number of buys
- 89
- Number of sells
- 86
Quarterly Holders Quick Answers
What is CUSIP 029899101?
CUSIP 029899101 identifies AWR - AMERICAN STATES WATER CO - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 029899101:
Top shareholders of AWR - AMERICAN STATES WATER CO - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC |
13F
|
Company |
8.8%
|
3,360,711
|
$134,596,000 | — | 30 Sep 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
6.7%
|
2,547,384
|
$102,023,000 | — | 30 Sep 2016 | |
| PICTET ASSET MANAGEMENT LTD |
13F
|
Company |
4.1%
|
1,550,127
|
$62,083,000 | — | 30 Sep 2016 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
3.3%
|
1,266,668
|
$50,729,000 | — | 30 Sep 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
2.4%
|
934,204
|
$37,415,000 | — | 30 Sep 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
2.3%
|
867,077
|
$34,725,000 | — | 30 Sep 2016 | |
| STATE STREET CORP |
13F
|
Company |
2.2%
|
845,128
|
$33,841,000 | — | 30 Sep 2016 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
2.2%
|
834,600
|
$33,426,000 | — | 30 Sep 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
1.7%
|
646,852
|
$25,906,000 | — | 30 Sep 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.7%
|
639,993
|
$25,632,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
1.3%
|
483,690
|
$19,371,000 | — | 30 Sep 2016 | |
| BAILLIE GIFFORD & CO |
13F
|
Company |
1.2%
|
466,852
|
$18,698,000 | — | 30 Sep 2016 | |
| Copeland Capital Management, LLC |
13F
|
Company |
1.1%
|
423,064
|
$16,944,000 | — | 30 Sep 2016 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
1.1%
|
411,274
|
$16,472,000 | — | 30 Sep 2016 | |
| SCOUT INVESTMENTS, INC. |
13F
|
Company |
1%
|
384,605
|
$15,403,000 | — | 30 Sep 2016 | |
| Boston Trust Walden Corp |
13F
|
Company |
1%
|
382,687
|
$15,327,000 | — | 30 Sep 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.91%
|
347,907
|
$13,933,000 | — | 30 Sep 2016 | |
| Granite Investment Partners, LLC |
13F
|
Company |
0.73%
|
279,557
|
$11,196,000 | — | 30 Sep 2016 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.69%
|
264,486
|
$10,593,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.66%
|
251,668
|
$10,078,000 | — | 30 Sep 2016 | |
| PRUDENTIAL FINANCIAL INC |
13F
|
Company |
0.58%
|
220,442
|
$8,829,000 | — | 30 Sep 2016 | |
| NORGES BANK |
13F
|
Company |
0.57%
|
216,658
|
$8,288,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.51%
|
194,737
|
$7,799,000 | — | 30 Sep 2016 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.47%
|
180,284
|
$7,221,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.46%
|
174,259
|
$6,979,000 | — | 30 Sep 2016 | |
| Water Asset Management LLC |
13F
|
Company |
0.44%
|
169,000
|
$6,768,000 | — | 30 Sep 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.41%
|
157,170
|
$6,295,000 | — | 30 Sep 2016 | |
| BlackRock Group LTD |
13F
|
Company |
0.41%
|
156,424
|
$6,264,000 | — | 30 Sep 2016 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.39%
|
147,920
|
$5,924,000 | — | 30 Sep 2016 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.38%
|
145,504
|
$5,827,000 | — | 30 Sep 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.35%
|
133,440
|
$5,344,000 | — | 30 Sep 2016 | |
| KBC Group NV |
13F
|
Company |
0.33%
|
127,886
|
$5,122,000 | — | 30 Sep 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.33%
|
126,026
|
$5,046,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.33%
|
124,864
|
$5,001,000 | — | 30 Sep 2016 | |
| Legal & General Group Plc |
13F
|
Company |
0.32%
|
121,940
|
$4,885,000 | — | 30 Sep 2016 | |
| ZACKS INVESTMENT MANAGEMENT |
13F
|
Company |
0.31%
|
117,681
|
$4,713,000 | — | 30 Sep 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.29%
|
111,007
|
$4,445,000 | — | 30 Sep 2016 | |
| Emerald Acquisition Ltd. |
13F
|
Company |
0.29%
|
110,022
|
$4,406,000 | — | 30 Sep 2016 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.27%
|
104,325
|
$4,178,000 | — | 30 Sep 2016 | |
| Calvert Investment Management, Inc. |
13F
|
Company |
0.27%
|
102,547
|
$4,107,000 | — | 30 Sep 2016 | |
| York State Teachers Retirement System New |
13F
|
Individual |
0.27%
|
101,618
|
$4,070,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
0.26%
|
99,919
|
$4,001,000 | — | 30 Sep 2016 | |
| STRS OHIO |
13F
|
Company |
0.25%
|
94,500
|
$3,784,000 | — | 30 Sep 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.24%
|
90,708
|
$3,632,000 | — | 30 Sep 2016 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.22%
|
85,309
|
$3,417,000 | — | 30 Sep 2016 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.2%
|
77,428
|
$3,101,000 | — | 30 Sep 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.2%
|
76,100
|
$3,048,000 | — | 30 Sep 2016 | |
| MARTINGALE ASSET MANAGEMENT L P |
13F
|
Company |
0.2%
|
75,610
|
$3,029,000 | — | 30 Sep 2016 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.18%
|
70,736
|
$2,833,000 | — | 30 Sep 2016 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.17%
|
65,567
|
$2,626,000 | — | 30 Sep 2016 |
Institutional Holders of AMERICAN STATES WATER CO - Common Stock (AWR) as of Q4 2016
As of 31 Dec 2016,
AMERICAN STATES WATER CO - Common Stock (AWR) was held by
221 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
24,221,229 shares.
The largest 10 holders included
VANGUARD GROUP INC, BlackRock Fund Advisors, PICTET ASSET MANAGEMENT LTD, DIMENSIONAL FUND ADVISORS LP, BlackRock Institutional Trust Company, N.A., Bank of New York Mellon Corp, STATE STREET CORP, RENAISSANCE TECHNOLOGIES LLC, JPMORGAN CHASE & CO, and NORTHERN TRUST CORP.
This page lists
221
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
209
Q4 2016 holders
221
Holder diff
12
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.