What does CUSIP 029899101 represent in this 13F holders report?

CUSIP 029899101 is the security identifier for AWR - AMERICAN STATES WATER CO - Common Stock used to aggregate holder disclosures.

How many institutions held AWR - AMERICAN STATES WATER CO - Common Stock in Q3 2014?

196 institutional investors reported AWR - AMERICAN STATES WATER CO - Common Stock for Q3 2014. Use the holders table for investor-level position and value details.

AMERICAN STATES WATER CO - Common Stock (AWR)

CUSIP: 029899101

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class: Equity / Common Stock
Shares outstanding: 39,100,095
Total 13F shares: 22,945,141
Share change: -417,646
Total reported value: $698,069,922
Put/Call ratio: 0%
Price per share: $30.42
Number of holders: 196
Value change: -$13,328,958
Number of buys: 77
Number of sells: 82

Quarterly Holders Quick Answers

What is CUSIP 029899101?
CUSIP 029899101 identifies AWR - AMERICAN STATES WATER CO - Common Stock in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Next holder-history checks

These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.

Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2014
Previous quarter: Q2 2014

Recent filing periods for CUSIP 029899101:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of AWR - AMERICAN STATES WATER CO - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
VANGUARD GROUP INC	13F	Company	7.9%	3,104,877	$103,176,000	—	30 Jun 2014	13F
BlackRock Fund Advisors	13F	Company	5.2%	2,014,137	$66,930,000	—	30 Jun 2014	13F
BlackRock Institutional Trust Company, N.A.	13F	Company	3.3%	1,283,321	$42,645,000	—	30 Jun 2014	13F
Boston Trust Walden Corp	13F	Company	2.9%	1,126,115	$37,421,000	—	30 Jun 2014	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	2.6%	1,013,473	$33,677,000	—	30 Jun 2014	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	2.2%	876,900	$29,139,000	—	30 Jun 2014	13F
STATE STREET CORP	13F	Company	2.1%	807,434	$26,835,000	—	30 Jun 2014	13F
Invesco Ltd.	13F	Company	1.9%	742,110	$24,660,000	—	30 Jun 2014	13F
BAILLIE GIFFORD & CO	13F	Company	1.8%	710,000	$23,593,000	—	30 Jun 2014	13F
NORTHERN TRUST CORP	13F	Company	1.5%	578,243	$19,215,000	—	30 Jun 2014	13F
PICTET ASSET MANAGEMENT LTD	13F	Company	1.4%	563,823	$18,736,000	—	30 Jun 2014	13F
Bank of New York Mellon Corp	13F	Company	1.4%	548,852	$18,238,000	—	30 Jun 2014	13F
Copper Rock Capital Partners, LLC	13F	Company	1.1%	418,063	$13,892,000	—	30 Jun 2014	13F
TEACHERS ADVISORS, LLC	13F	Company	1.1%	417,767	$13,882,000	—	30 Jun 2014	13F
MORGAN STANLEY	13F	Company	0.97%	379,561	$12,612,000	—	30 Jun 2014	13F
NORGES BANK	13F	Company	0.93%	362,952	$12,061,000	—	30 Jun 2014	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.85%	332,466	$11,047,000	—	30 Jun 2014	13F
FIRST TRUST ADVISORS LP	13F	Company	0.79%	307,677	$10,224,000	—	30 Jun 2014	13F
BLACKROCK ADVISORS LLC	13F	Company	0.76%	298,792	$9,929,000	—	30 Jun 2014	13F
AQR CAPITAL MANAGEMENT LLC	13F	Company	0.7%	273,800	$9,098,000	—	30 Jun 2014	13F
GLENMEDE TRUST CO NA	13F	Company	0.64%	252,087	$8,376,000	—	30 Jun 2014	13F
TIAA CREF INVESTMENT MANAGEMENT LLC	13F	Company	0.64%	251,142	$8,345,000	—	30 Jun 2014	13F
PRUDENTIAL FINANCIAL INC	13F	Company	0.64%	250,840	$8,335,000	—	30 Jun 2014	13F
PRINCIPAL FINANCIAL GROUP INC	13F	Company	0.62%	244,100	$8,111,000	—	30 Jun 2014	13F
RUSSELL FRANK CO/	13F	Company	0.65%	254,551	$7,823,000	—	30 Jun 2014	13F
Robeco Schweiz AG	13F	Company	0.53%	208,984	$6,890,000	—	30 Jun 2014	13F
BlackRock Group LTD	13F	Company	0.53%	205,412	$6,826,000	—	30 Jun 2014	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.49%	191,172	$6,353,000	—	30 Jun 2014	13F
ZACKS INVESTMENT MANAGEMENT	13F	Company	0.46%	179,879	$5,992,000	—	30 Jun 2014	13F
QS BATTERYMARCH FINANCIAL MANAGEMENT, INC	13F	Company	0.44%	171,308	$5,693,000	—	30 Jun 2014	13F
UBS AG	13F	Company	0.41%	162,127	$5,388,000	—	30 Jun 2014	13F
Water Asset Management LLC	13F	Company	0.39%	154,305	$5,128,000	—	30 Jun 2014	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.39%	151,065	$5,019,000	—	30 Jun 2014	13F
BlackRock Investment Management, LLC	13F	Company	0.36%	141,749	$4,710,000	—	30 Jun 2014	13F
COMMONWEALTH BANK OF AUSTRALIA	13F	Company	0.33%	129,249	$4,295,000	—	30 Jun 2014	13F
ROYAL BANK OF CANADA	13F	Company	0.32%	125,823	$4,180,000	—	30 Jun 2014	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.32%	123,191	$4,094,000	—	30 Jun 2014	13F
STRS OHIO	13F	Company	0.31%	122,100	$4,057,000	—	30 Jun 2014	13F
Legal & General Group Plc	13F	Company	0.29%	112,254	$3,730,000	—	30 Jun 2014	13F
DEUTSCHE BANK AG\	13F	Company	0.27%	106,630	$3,540,000	—	30 Jun 2014	13F
York State Teachers Retirement System New	13F	Individual	0.26%	102,118	$3,393,000	—	30 Jun 2014	13F
SMITH HAYES Advisers, Inc	13F	Company	0.26%	100,138	$3,328,000	—	30 Jun 2014	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	0.24%	92,700	$3,080,000	—	30 Jun 2014	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.23%	91,743	$3,048,000	—	30 Jun 2014	13F
NEW YORK STATE COMMON RETIREMENT FUND	13F	Company	0.23%	91,160	$3,029,000	—	30 Jun 2014	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	0.23%	90,536	$3,009,000	—	30 Jun 2014	13F
JPMORGAN CHASE & CO	13F	Company	0.23%	89,538	$2,974,000	—	30 Jun 2014	13F
MANAGED ACCOUNT ADVISORS LLC	13F	Company	0.22%	87,620	$2,912,000	—	30 Jun 2014	13F
PUBLIC SECTOR PENSION INVESTMENT BOARD	13F	Company	0.22%	85,052	$2,826,000	—	30 Jun 2014	13F
RHUMBLINE ADVISERS	13F	Company	0.21%	80,618	$2,679,000	—	30 Jun 2014	13F

Institutional Holders of AMERICAN STATES WATER CO - Common Stock (AWR) as of Q3 2014

As of 30 Sep 2014, AMERICAN STATES WATER CO - Common Stock (AWR) was held by 196 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 22,945,141 shares. The largest 10 holders included VANGUARD GROUP INC, BlackRock Fund Advisors, BlackRock Institutional Trust Company, N.A., DIMENSIONAL FUND ADVISORS LP, BTIM Corp., RENAISSANCE TECHNOLOGIES LLC, State Street Corp, BAILLIE GIFFORD & CO, Invesco Ltd., and Copper Rock Capital Partners, LLC. This page lists 196 institutional shareholders reporting positions in this security for the Q3 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2014 vs Q2 2014 Across Filers

Q2 2014 holders

202

Q3 2014 holders

196

Holder diff

-6

Investor	Q2 2014 Shares	Q3 2014 Shares	Share Diff	Share Chg %	Q2 2014 Value $	Q3 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.