Security key
02157E106
AlTi Global, Inc. - Class A Common Stock (ALTI)
CUSIP: 02157E106
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Class A Common Stock
- Shares outstanding
- 107,482,753
- Total 13F shares
- 3,710,362
- Share change
- +98,103
- Total reported value
- $25,824,641
- Price per share
- $6.96
- Number of holders
- 40
- Value change
- +$618,027
- Number of buys
- 22
- Number of sells
- 14
Report period
Q3 2023
Institutions
40
Top holders
10
ALTI full security history
Newer quarter: Q4 2023
Previous quarter: Q2 2023
AlTi Global, Inc. SEC filings
AlTi Global, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 02157E106
Recent filing periods:
Top shareholders of ALTI - AlTi Global, Inc. - Class A Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
1.2%
|
1,281,683
|
$9,817,691 | — | 30 Jun 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.42%
|
449,095
|
$3,440,067 | — | 30 Jun 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.41%
|
436,118
|
$3,340,664 | — | 30 Jun 2023 | |
| STATE STREET CORP |
13F
|
Company |
0.32%
|
341,330
|
$2,614,588 | — | 30 Jun 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.17%
|
186,838
|
$1,431,180 | — | 30 Jun 2023 | |
| TIEDEMANN ADVISORS, LLC |
13F
|
Company |
0.16%
|
172,097
|
$1,318,264 | — | 30 Jun 2023 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.16%
|
166,857
|
$1,278,125 | — | 30 Jun 2023 | |
| Invesco Ltd. |
13F
|
Company |
0.07%
|
80,442
|
$616,187 | — | 30 Jun 2023 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.05%
|
56,073
|
$429,519 | — | 30 Jun 2023 | |
| Swiss National Bank |
13F
|
Company |
0.04%
|
44,267
|
$339,085 | — | 30 Jun 2023 | |
| Mirae Asset Global Investments Co., Ltd. |
13F
|
Company |
0.04%
|
42,338
|
$324,309 | — | 30 Jun 2023 | |
| Walleye Capital LLC |
13F
|
Company |
0.03%
|
35,397
|
$271,141 | — | 30 Jun 2023 | |
| Caprock Group, LLC |
13F
|
Company |
0.03%
|
35,000
|
$268,100 | — | 30 Jun 2023 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.03%
|
28,214
|
$216,119 | — | 30 Jun 2023 | |
| MMCAP International Inc. SPC |
13F
|
Company |
0.02%
|
25,000
|
$251,500 | — | 30 Jun 2023 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.02%
|
24,852
|
$190,366 | — | 30 Jun 2023 | |
| Mesirow Financial Investment Management, Inc. |
13F
|
Company |
0.02%
|
20,024
|
$153,384 | — | 30 Jun 2023 | |
| Walleye Trading LLC |
13F
|
Company |
0.02%
|
19,906
|
$152,480 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.02%
|
16,934
|
$129,714 | — | 30 Jun 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.02%
|
16,870
|
$129,224 | — | 30 Jun 2023 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.01%
|
15,839
|
$121,326 | — | 30 Jun 2023 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.01%
|
15,374
|
$117,765 | — | 30 Jun 2023 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.01%
|
14,998
|
$114,885 | — | 30 Jun 2023 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.01%
|
14,000
|
$107,240 | — | 30 Jun 2023 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.01%
|
12,377
|
$94,808 | — | 30 Jun 2023 | |
| MetLife Investment Management, LLC |
13F
|
Company |
0.01%
|
11,993
|
$91,866 | — | 30 Jun 2023 | |
| MOORE CAPITAL MANAGEMENT, LP |
13F
|
Company |
0.01%
|
11,250
|
$86,175 | — | 30 Jun 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.01%
|
10,798
|
$82,713 | — | 30 Jun 2023 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.01%
|
10,125
|
$77,558 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
8,793
|
$67,354 | — | 30 Jun 2023 | |
| BARCLAYS PLC |
13F
|
Company |
0.01%
|
7,864
|
$60,238 | — | 30 Jun 2023 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
6,774
|
$51,889 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0%
|
3,655
|
$27,997 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
3,468
|
$26,565 | — | 30 Jun 2023 | |
| AMALGAMATED BANK |
13F
|
Company |
0%
|
3,189
|
$24,000 | — | 30 Jun 2023 | |
| Ameritas Investment Partners, Inc. |
13F
|
Company |
0%
|
1,737
|
$13,305 | — | 30 Jun 2023 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
1,722
|
$13,190 | — | 30 Jun 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
1,669
|
$13,000 | — | 30 Jun 2023 | |
| METROPOLITAN LIFE INSURANCE CO/NY |
13F
|
Company |
0%
|
1,243
|
$9,521 | — | 30 Jun 2023 | |
| LITTLEJOHN & CO LLC |
13F
|
Company |
0%
|
832
|
$6,373 | — | 30 Jun 2023 | |
| FMR LLC |
13F
|
Company |
0%
|
209
|
$1,601 | — | 30 Jun 2023 | |
| Larson Financial Group LLC |
13F
|
Company |
0%
|
11
|
$84 | — | 30 Jun 2023 | |
| DUPONT CAPITAL MANAGEMENT CORP |
13F
|
Company |
0%
|
4
|
$31 | — | 30 Jun 2023 | |
| Global Goldfield Ltd |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
10,426,163
|
$81,845,380 | — | 07 Jun 2023 | |
| Pangaea Three-B, LP |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
97,352
|
$764,213 | — | 27 Dec 2022 | |
| Drew Figdor |
3/4/5
|
Portfolio Manager, Alternatives |
—
class O/S missing
|
258,027
|
$2,025,512 | — | 07 Jun 2023 | |
| James Edward Emerson |
3/4/5
|
Chief Impact Officer |
—
class O/S missing
|
109,416
|
$858,916 | — | 31 May 2023 | |
| Ying Christine Zhao |
3/4/5
|
Chief Financial Officer |
—
class O/S missing
|
75,924
|
$596,003 | — | 31 May 2023 | |
| Alison Trauttmansdorff |
3/4/5
|
Chief Human Resource Officer |
—
class O/S missing
|
51,728
|
$406,065 | — | 31 May 2023 | |
| Laurie A. Birrittella |
3/4/5
|
Chief People Officer |
—
class O/S missing
|
33,995
|
$266,861 | — | 07 Jun 2023 |
Institutional Holders of AlTi Global, Inc. - Class A Common Stock (ALTI) as of Q3 2023
As of 30 Sep 2023,
AlTi Global, Inc. - Class A Common Stock (ALTI) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,710,362 shares.
The largest 10 holders included
BlackRock Inc., GEODE CAPITAL MANAGEMENT, LLC, VANGUARD GROUP INC, STATE STREET CORP, NORTHERN TRUST CORP, CHARLES SCHWAB INVESTMENT MANAGEMENT INC, TIEDEMANN ADVISORS, LLC, Bank of New York Mellon Corp, Swiss National Bank, and Mirae Asset Global Investments Co., Ltd..
This page lists
40
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
42
Q3 2023 holders
40
Holder diff
-2
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.