ALPINE TOTAL DYNAMIC DIVID F - COM SBI (AOD)

CUSIP: 021060108

Q4 2019 13F Holders as of 31 Dec 2019

Share change
-8,849
SEC-reported price per share
$8.95
Number of holders
1
Value change
-$79,204
Number of sells
1

Security key

021060108

Report period

Q4 2019

Institutions

1

Top holders

1

Ownership snapshot

Top reported holders of AOD - ALPINE TOTAL DYNAMIC DIVID F - COM SBI (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
1607 Capital Partners, LLC
Disclosed value leader
1607 Capital Partners, LLC
Comparable rows
0/15
Latest evidence
30 Sep 2019
13F Highest disclosed value: $69,688,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

1607 Capital Partners, LLC has the largest disclosed position value at $69.69M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens 1607 Capital Partners, LLC's linked filing trail.
Disclosed position value Top 5
1607 Capital Partners, LLC $69.69M
WELLS FARGO & COMPANY/MN $53.86M
PARAMETRIC PORTFOLIO ASSOCIATES LLC $29.62M
UBS Group AG $24.18M
RIVERNORTH CAPITAL MANAGEMENT, LLC $18.14M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
1607 Capital Partners, LLC
13F
Company
13F
—
denominator unverified
$69,688,000
8,355,822 shares
— 30 Sep 2019
WELLS FARGO & COMPANY/MN
13F
Company
13F
—
denominator unverified
$53,855,000
6,457,356 shares
— 30 Sep 2019
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
13F
—
denominator unverified
$29,625,000
3,552,148 shares
— 30 Sep 2019
UBS Group AG
13F
Company
13F
—
denominator unverified
$24,185,000
2,899,798 shares
— 30 Sep 2019
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
13F
—
denominator unverified
$18,138,000
2,174,846 shares
— 30 Sep 2019
MORGAN STANLEY
13F
Company
13F
—
denominator unverified
$10,835,000
1,299,176 shares
— 30 Sep 2019
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
1
Shares
221,102
Rows available
1
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2019 vs Q3 2019 Across Filers

Q3 2019 holders
1
Q4 2019 holders
1
Holder diff
0
Investor Q3 2019 Shares Q4 2019 Shares Share Diff Share Chg % Q3 2019 value Q4 2019 value Value change Value Chg %
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