Virtus Dividend, Interest & Premium Strategy Fund - COM (NFJ)

Q2 2015 13F Holders as of 6/30/2015

Type / Class: Equity / COM
Number of holders: 66
Total Shares: 12.9M
Shares change: -158K
Total reported value, excl. options: $196M
Value change: -$2.54M
Put/Call ratio: 0
Number of buys: 29
Number of sells: -32
Price: $15.12

Investor	Weight %	Change %	Value $	* Price $	Shares	Share Change	Activity	Report Period
MORGAN STANLEY	0.03%	0%	$84.2M	15.12	5.57M	-108K	-1.9%	6/30/2015
BANK OF AMERICA CORP /DE/	0.02%	+0%	$39.2M	15.12	2.59M	+161K	+6.64%	6/30/2015
GUGGENHEIM CAPITAL LLC	0.06%	0%	$23.3M	15.12	1.54M	-108K	-6.57%	6/30/2015
Invesco Ltd.	0.01%	+0%	$14.6M	15.12	968K	+49K	+5.34%	6/30/2015
CORNERSTONE ADVISORS INC	2.04%	-0.03%	$9.17M	15.12	606K	-7.56K	-1.23%	6/30/2015
LPL Financial LLC	0.04%	-0.01%	$8.08M	14.91	542K	-171K	-24%	6/30/2015
UBS Group AG	0.01%	+0%	$7.9M	15.12	522K	+4.88K	+0.94%	6/30/2015
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0.15%	-0.05%	$5.72M	15.12	378K	-122K	-24.4%	6/30/2015
WELLS FARGO & COMPANY/MN	0%	0%	$4.15M	15.12	275K	-75.6K	-21.6%	6/30/2015
Shaker Financial Services, LLC	2%	+1.68%	$3.21M	15.12	213K	+178K	+520%	6/30/2015
STIFEL FINANCIAL CORP	0.02%	0%	$3.19M	15.12	211K	-43K	-16.9%	6/30/2015
Pointe Capital Management LLC	1.29%	-0.06%	$2.87M	15.12	190K	-9.14K	-4.6%	6/30/2015
WOLVERINE ASSET MANAGEMENT LLC	0.06%		$2.38M	15.12	158K			6/30/2015
RMB Capital Management, LLC	0.13%	+0.13%	$2.03M	15.12	134K	+134K	NEW	6/30/2015
Cetera Advisor Networks LLC	0.12%		$1.86M	16.29	114K			6/30/2015
Parametric Portfolio Associates LLC	0%	+0%	$1.6M	15.12	106K	+106K	NEW	6/30/2015
FIRST TRUST ADVISORS LP	0%	+0%	$1.54M	15.12	102K	+13K	+14.7%	6/30/2015
DOLIVER CAPITAL ADVISORS, INC.	0.93%	+0.93%	$1.4M	15.13	92.4K	+92.4K	NEW	6/30/2015
ROYAL BANK OF CANADA	0%	+0%	$1.39M	15.12	92.1K	+1.82K	+2.02%	6/30/2015
CLOUGH CAPITAL PARTNERS L P	0.05%	+0.01%	$1.34M	15.12	88.8K	+10.1K	+12.8%	6/30/2015
MetLife Securities, Inc	0.09%	+0.01%	$1.3M	15.12	86.1K	+5.01K	+6.18%	6/30/2015
Commonwealth Equity Services, Inc	0.01%	0%	$1.23M	15.12	81.1K	-22.2K	-21.5%	6/30/2015
Thrivent Financial for Lutherans	0.01%		$1.08M	15.12	71.7K			6/30/2015
Cambridge Investment Research Advisors, Inc.	0.03%	+0%	$969K	15.12	64.1K	+8.75K	+15.8%	6/30/2015
Capital Investment Advisors, LLC	0.1%	-0.01%	$890K	15.13	58.8K	-3.5K	-5.61%	6/30/2015
DAVIDSON D A & CO	0.03%	+0%	$863K	15.10	57.1K	+1.82K	+3.3%	6/30/2015
STEPHENS INC /AR/	0.04%	0%	$815K	15.12	53.9K	-5.47K	-9.22%	6/30/2015
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	0.1%	+0.1%	$607K	15.11	40.2K	+40.2K	NEW	6/30/2015
Camelot Portfolios, LLC	0.35%	+0.05%	$604K	15.11	40K	+5.39K	+15.6%	6/30/2015
Ameriprise Financial Inc	0%	+0%	$596K	15.11	39.4K	+3.62K	+10.1%	6/30/2015
OPPENHEIMER & CO INC	0.02%	+0%	$550K	15.10	36.4K	+3.4K	+10.3%	6/30/2015
AMERICAN INTERNATIONAL GROUP INC	0%	+0%	$517K	15.12	34.2K	+5.64K	+19.7%	6/30/2015
RAYMOND JAMES & ASSOCIATES	0%	0%	$425K	15.13	28.1K	-2.53K	-8.26%	6/30/2015
LADENBURG THALMANN FINANCIAL SERVICES INC	0.01%	+0%	$404K	15.13	26.7K	+8.3K	+45.1%	6/30/2015
Raymond James Financial Services Advisors, Inc.	0.03%	-0.01%	$385K	15.11	25.5K	-11K	-30.1%	6/30/2015
OTA Financial Group L.P.	0.29%	+0.29%	$399K	15.99	24.9K	+24.9K	NEW	6/30/2015
Sigma Planning Corp	0.05%	+0%	$357K	15.11	23.6K	+9	+0.04%	6/30/2015
Alethea Capital Management, LLC	0.51%		$331K	15.13	21.9K			6/30/2015
Relative Value Partners Group, LLC	0.03%		$295K	15.10	19.5K			6/30/2015
Creative Planning	0%	+0%	$281K	15.13	18.6K	+10.2K	+120.9%	6/30/2015
BENJAMIN F. EDWARDS & COMPANY, INC.	0.05%	0%	$269K	15.11	17.8K	-307	-1.69%	6/30/2015
HOLLENCREST SECURITIES LLC	0.04%		$254K	15.12	16.8K			6/30/2015
Dana Investment Advisors, Inc.	0.01%	0%	$251K	15.15	16.6K	-599	-3.49%	6/30/2015
First Allied Advisory Services, Inc.	0.01%	0%	$249K	15.17	16.4K	-60	-0.36%	6/30/2015
Stratos Wealth Partners, LTD.	0.03%	0%	$204K	15.12	13.5K	-194	-1.42%	6/30/2015
US BANCORP \DE\	0%	+0%	$199K	15.08	13.2K	+1.8K	+15.8%	6/30/2015
WEDBUSH SECURITIES INC	0.04%	-0.01%	$192K	15.12	12.7K	-2.6K	-17%	6/30/2015
Private Advisor Group, LLC	0.01%	0%	$186K	15.15	12.3K	-50	-0.41%	6/30/2015
Cypress Capital Management LLC (WY)	0.21%		$181K	15.12	12K			6/30/2015
TCI Wealth Advisors, Inc.	0.1%	0%	$181K	15.08	12K	-156	-1.28%	6/30/2015

Previous1 2Next

Showing 1 to 50 of 80 entries

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.