Virtus Equity & Convertible Income Fund - COM (NIE)

Q1 2020 13F Holders as of 3/31/2020

Type / Class: Equity / COM
Number of holders: 61
Total Shares: 6.04M
Shares change: +631K
Total reported value, excl. options: $112M
Value change: +$11.4M
Put/Call ratio: 0
Number of buys: 28
Number of sells: -26
Price: $18.60

Investor	Weight %	Change %	Value $	* Price $	Shares	Share Change	Activity	Report Period
Advisors Asset Management, Inc.	0.42%	+0.01%	$17.7M	18.60	953K	+23.3K	+2.5%	3/31/2020
WELLS FARGO & COMPANY/MN	0.01%	0%	$16.5M	18.60	886K	-33K	-3.59%	3/31/2020
Karpus Management, Inc.	0.57%	+0.37%	$14.8M	18.60	797K	+518K	+186.1%	3/31/2020
Guggenheim Capital LLC	0.12%	+0%	$12.1M	18.60	649K	+6.45K	+1%	3/31/2020
MORGAN STANLEY	0%	+0%	$10.7M	18.60	576K	+52.4K	+9.99%	3/31/2020
UBS Group AG	0%	+0%	$5.61M	18.60	302K	+92.2K	+44%	3/31/2020
ROYAL BANK OF CANADA	0%	+0%	$5.14M	18.60	276K	+11.9K	+4.5%	3/31/2020
COHEN & STEERS, INC.	0.01%	+0%	$3.49M	18.60	188K	+3.12K	+1.69%	3/31/2020
Invesco Ltd.	0%	0%	$3.27M	18.60	176K	-12.9K	-6.86%	3/31/2020
SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC	2.17%	+0.09%	$2.56M	18.60	137K	+5.4K	+4.09%	3/31/2020
Advisor Group Holdings, Inc.	0.01%		$2.1M	18.60	113K			3/31/2020
RAYMOND JAMES & ASSOCIATES	0%	0%	$1.94M	18.60	104K	-5.77K	-5.25%	3/31/2020
STIFEL FINANCIAL CORP	0%	+0%	$1.71M	18.60	91.8K	+4.69K	+5.39%	3/31/2020
XML Financial, LLC	0.69%	-0.02%	$1.59M	18.61	85.5K	-2.23K	-2.54%	3/31/2020
Global Endowment Management, LP	0.1%		$1.12M	18.60	60K			3/31/2020
Anfield Capital Management, LLC	0.51%	+0.51%	$874K	18.61	47K	+47K	NEW	3/31/2020
Keystone Financial Group	0.25%	-0.02%	$750K	18.59	40.3K	-3.27K	-7.51%	3/31/2020
Cambridge Investment Research Advisors, Inc.	0.01%	+0%	$678K	18.59	36.5K	+120	+0.33%	3/31/2020
UNITED CAPITAL FINANCIAL ADVISERS, LLC	0.01%	0%	$674K	18.59	36.3K	-10.5K	-22.5%	3/31/2020
ROTHSCHILD INVESTMENT CORP /IL	0.09%	+0.01%	$673K	18.60	36.2K	+5K	+16%	3/31/2020
Parametric Portfolio Associates LLC	0%	0%	$664K	18.59	35.7K	-13.3K	-27.1%	3/31/2020
TELEMUS CAPITAL, LLC	0.1%		$707K	21.72	32.6K			3/31/2020
Raymond James Financial Services Advisors, Inc.	0%	0%	$550K	18.59	29.6K	-14.6K	-33%	3/31/2020
Steward Partners Investment Advisory, LLC	0.02%	+0%	$545K	18.57	29.4K	+1.31K	+4.67%	3/31/2020
AMERIPRISE FINANCIAL INC	0%	0%	$542K	18.61	29.1K	-4.88K	-14.4%	3/31/2020
TRUIST FINANCIAL CORP	0%	0%	$511K	18.59	27.5K	-1.52K	-5.24%	3/31/2020
Brick & Kyle, Associates	0.47%	+0%	$493K	18.39	26.8K	+49	+0.18%	3/31/2020
PNC Financial Services Group, Inc.	0%	+0%	$449K	18.66	24.1K	+12.4K	+106.7%	3/31/2020
BANK OF AMERICA CORP /DE/	0%	0%	$416K	18.58	22.4K	-7.42K	-24.9%	3/31/2020
COMMONWEALTH EQUITY SERVICES, LLC	0%	0%	$365K	18.56	19.7K	-3.14K	-13.8%	3/31/2020
Dakota Wealth Management	0.08%	+0.08%	$351K	18.58	18.9K	+18.9K	NEW	3/31/2020
Institute for Wealth Management, LLC.	0.11%	-0.01%	$350K	18.57	18.8K	-1.68K	-8.16%	3/31/2020
WEDBUSH SECURITIES INC	0.04%	+0.01%	$320K	18.58	17.2K	+5.25K	+43.9%	3/31/2020
Advisory Services Network, LLC	0.02%	+0%	$244K	18.61	13.1K	+971	+8%	3/31/2020
DAVENPORT & Co LLC	0%	+0%	$238K	18.62	12.8K	+1.26K	+10.9%	3/31/2020
B. Riley Wealth Management, Inc.	0.02%	+0.02%	$235K	18.61	12.6K	+12.6K	NEW	3/31/2020
CNH PARTNERS LLC	0.01%	+0.01%	$221K	18.63	11.9K	+11.9K	NEW	3/31/2020
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	0.09%		$205K	18.56	11K			3/31/2020
Cornerstone Wealth Management, LLC	0.04%	0%	$202K	18.58	10.9K	-622	-5.41%	3/31/2020
Claraphi Advisory Network, LLC	0.09%	+0%	$181K	18.64	9.71K	+70	+0.73%	3/31/2020
CITIGROUP INC	0%	0%	$161K	18.63	8.64K	-108	-1.23%	3/31/2020
Belpointe Asset Management LLC	0.02%	0%	$135K	18.58	7.27K	-550	-7.04%	3/31/2020
MUFG Americas Holdings Corp	0%	+0%	$66K	18.64	3.54K	+3.54K	NEW	3/31/2020
Pinnacle Bank	0.04%		$50K	18.78	2.66K			3/31/2020
NEXT Financial Group, Inc	0.01%	+0%	$43K	18.70	2.3K	+100	+4.55%	3/31/2020
American Portfolios Advisors	0%	+0%	$40.2K	18.60	2.16K	+1.03K	+91.4%	3/31/2020
Geneos Wealth Management Inc.	0%		$35K	18.32	1.91K			3/31/2020
Cedar Wealth Management, LLC	0.02%		$32K	18.88	1.7K			3/31/2020
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	0%		$21K	18.26	1.15K			3/31/2020
Ancora Advisors, LLC	0%		$21K	18.68	1.12K			3/31/2020

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* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.